These are selections from Aristotle, for Journey, 2012 July-December semester
ARISTOTLE'S ETHICS
BOOK I
Every art, and every science reduced to
a teachable form, and in like manner every action and moral choice, aims, it is
thought, at some good: for which reason a common and by no means a bad
description of the Chief Good is, "that which all things aim at."
Now there plainly is a difference in
the Ends proposed: for in some cases they are acts of working, and in others
certain works or tangible results beyond and beside the acts of working: and
where there are certain Ends beyond and beside the actions, the works are in
their nature better than the acts of working. Again, since actions and arts and
sciences are many, the Ends likewise come to be many: of the healing art, for
instance, health; of the ship-building art, a vessel; of the military art,
victory; and of domestic management, wealth; are respectively the Ends.
And whatever of such actions, arts, or
sciences range under some one faculty (as under that of horsemanship the art of
making bridles, and all that are connected with the manufacture of horse-furniture
in general; this itself again, and every action connected with war, under the
military art; and in the same way others under others), in all such, the Ends
of the master-arts are more choice-worthy than those ranging under them,
because it is with a view to the former that the latter are pursued.
(And in this comparison it makes no
difference whether the acts of working are themselves the Ends of the actions,
or something further beside them, as is the case in the arts and sciences we
have been just speaking of.)
[Sidenote: II] Since then of all things
which may be done there is some one End which we desire for its own sake, and
with a view to which we desire everything else; and since we do not choose in
all instances with a further End in view (for then men would go on without
limit, and so the desire would be unsatisfied and fruitless), this plainly must
be the Chief Good, i.e. the best thing of all.
Surely then, even with reference to
actual life and conduct, the knowledge of it must have great weight; and like
archers, with a mark in view, we shall be more likely to hit upon what is
right: and if so, we ought to try to describe, in outline at least, what it is
and of which of the sciences and faculties it is the End.
[Sidenote: 1094b] Now one would
naturally suppose it to be the End of that which is most commanding and most
inclusive: and to this description, [Greek:politikae] plainly answers:
for this it is that determines which of the sciences should be in the
communities, and which kind individuals are to learn, and what degree of
proficiency is to be required. Again; we see also ranging under this the most
highly esteemed faculties, such as the art military, and that of domestic
management, and Rhetoric. Well then, since this uses all the other practical
sciences, and moreover lays down rules as to what men are to do, and from what
to abstain, the End of this must include the Ends of the rest, and so must be The
Good of Man. And grant that this is the same to the individual and to
the community, yet surely that of the latter is plainly greater and more
perfect to discover and preserve: for to do this even for a single individual
were a matter for contentment; but to do it for a whole nation, and for
communities generally, were more noble and godlike.
[Sidenote: III] Such then are the
objects proposed by our treatise, which is of the nature of [Greek: politikae]:
and I conceive I shall have spoken on them satisfactorily, if they be made as
distinctly clear as the nature of the subject-matter will admit: for exactness
must not be looked for in all discussions alike, any more than in all works of
handicraft. Now the notions of nobleness and justice, with the examination of
which politikea is concerned, admit of variation and error to
such a degree, that they are supposed by some to exist conventionally only, and
not in the nature of things: but then, again, the things which are allowed to
be goods admit of a similar error, because harm cornes to many from them: for
before now some have perished through wealth, and others through valour.
We must be content then, in speaking of
such things and from such data, to set forth the truth roughly and in outline;
in other words, since we are speaking of general matter and from general data,
to draw also conclusions merely general. And in the same spirit should each
person receive what we say: for the man of education will seek exactness so far
in each subject as the nature of the thing admits, it being plainly much the
same absurdity to put up with a mathematician who tries to persuade instead of
proving, and to demand strict demonstrative reasoning of a Rhetorician.
[Sidenote: 1095a] Now each man judges
well what he knows, and of these things he is a good judge: on each particular
matter then he is a good judge who has been instructed in it, and
in a general way the man of general mental cultivation.
Hence the young man is not a fit
student of Moral Philosophy, for he has no experience in the actions of life,
while all that is said presupposes and is concerned with these: and in the next
place, since he is apt to follow the impulses of his passions, he will hear as
though he heard not, and to no profit, the end in view being practice and not
mere knowledge.
And I draw no distinction between young
in years, and youthful in temper and disposition: the defect to which I allude
being no direct result of the time, but of living at the beck and call of
passion, and following each object as it rises. For to them that are such the
knowledge comes to be unprofitable, as to those of imperfect self-control: but,
to those who form their desires and act in accordance with reason, to have
knowledge on these points must be very profitable.
Let thus much suffice by way of preface
on these three points, the student, the spirit in which our observations should
be received, and the object which we propose.
[Sidenote: IV] And now, resuming the
statement with which we commenced, since all knowledge and moral choice grasps
at good of some kind or another, what good is that which we say [Greek: politikai]
aims at? or, in other words, what is the highest of all the goods which are the
objects of action?
So far as name goes, there is a pretty
general agreement: for HAPPINESS both the multitude and the refined few call
it, and "living well" and "doing well" they conceive to be
the same with "being happy;" but about the Nature of this Happiness,
men dispute, and the multitude do not in their account of it agree with the
wise. For some say it is some one of those things which are palpable and apparent,
as pleasure or wealth or honour; in fact, some one thing, some another; nay,
oftentimes the same man gives a different account of it; for when ill, he calls
it health; when poor, wealth: and conscious of their own ignorance, men admire
those who talk grandly and above their comprehension. Some again held it to be
something by itself, other than and beside these many good things, which is in
fact to all these the cause of their being good.
Now to sift all the opinions would be
perhaps rather a fruitless task; so it shall suffice to sift those which are
most generally current, or are thought to have some reason in them.
[Sidenote: 1095b] And here we must not
forget the difference between reasoning from principles, and reasoning to
principles: for with good cause did Plato too doubt about this, and inquire
whether the right road is from principles or to principles, just as in the
racecourse from the judges to the further end, or vice versâ.
Of course, we must begin with what is
known; but then this is of two kinds, what we do know, and
what we may know: perhaps then as individuals we must begin
with what we do know. Hence the necessity that he should have
been well trained in habits, who is to study, with any tolerable chance of
profit, the principles of nobleness and justice and moral philosophy generally.
For a principle is a matter of fact, and if the fact is sufficiently clear to a
man there will be no need in addition of the reason for the fact. And he that
has been thus trained either has principles already, or can receive them
easily: as for him who neither has nor can receive them, let him hear his
sentence from Hesiod:
He is best of all who of
himself conceiveth all things;
Good again is he too who can adopt a good suggestion;
But whoso neither of himself conceiveth nor hearing from
another
Layeth it to heart;—he is a useless man.
Good again is he too who can adopt a good suggestion;
But whoso neither of himself conceiveth nor hearing from
another
Layeth it to heart;—he is a useless man.
[Sidenote: V] But to return from this
digression.
Now of the Chief Good (i.e. of
Happiness) men seem to form their notions from the different modes of life, as
we might naturally expect: the many and most low conceive it to be pleasure,
and hence they are content with the life of sensual enjoyment. For there are
three lines of life which stand out prominently to view: that just mentioned,
and the life in society, and, thirdly, the life of contemplation.
Now the many are plainly quite slavish,
choosing a life like that of brute animals: yet they obtain some consideration,
because many of the great share the tastes of Sardanapalus. The refined and
active again conceive it to be honour: for this may be said to be the end of
the life in society: yet it is plainly too superficial for the object of our
search, because it is thought to rest with those who pay rather than with him
who receives it, whereas the Chief Good we feel instinctively must be something
which is our own, and not easily to be taken from us.
And besides, men seem to pursue honour,
that they may *[Sidenote: 1096a] believe themselves to be good: for instance,
they seek to be honoured by the wise, and by those among whom they are known,
and for virtue: clearly then, in the opinion at least of these men, virtue is
higher than honour. In truth, one would be much more inclined to think this to
be the end of the life in society; yet this itself is plainly not sufficiently
final: for it is conceived possible, that a man possessed of virtue might sleep
or be inactive all through his life, or, as a third case, suffer the greatest
evils and misfortunes: and the man who should live thus no one would call
happy, except for mere disputation's sake.
And for these let thus much suffice,
for they have been treated of at sufficient length in my Encyclia.
A third line of life is that of
contemplation, concerning which we shall make our examination in the sequel.
As for the life of money-making, it is
one of constraint, and wealth manifestly is not the good we are seeking,
because it is for use, that is, for the sake of something further: and hence
one would rather conceive the forementioned ends to be the right ones, for men
rest content with them for their own sakes. Yet, clearly, they are not the
objects of our search either, though many words have been wasted on them. So
much then for these.
[Sidenote: VI] Again, the notion of one
Universal Good (the same, that is, in all things), it is better perhaps we
should examine, and discuss the meaning of it, though such an inquiry is
unpleasant, because they are friends of ours who have introduced these [Greek: eidae].
Still perhaps it may appear better, nay to be our duty where the safety of the
truth is concerned, to upset if need be even our own theories, specially as we
are lovers of wisdom: for since both are dear to us, we are bound to prefer the
truth. Now they who invented this doctrine of [Greek: eidae], did
not apply it to those things in which they spoke of priority and posteriority,
and so they never made any [Greek: idea] of numbers; but good is
predicated in the categories of Substance, Quality, and Relation; now that
which exists of itself, i.e.Substance, is prior in the nature of
things to that which is relative, because this latter is an off-shoot, as it
were, and result of that which is; on their own principle then there cannot be
a common [Greek: idea] in the case of these.
In the next place, since good is
predicated in as many ways as there are modes of existence [for it is
predicated in the category of Substance, as God, Intellect—and in that of
Quality, as The Virtues—and in that of Quantity, as The Mean—and in that of Relation,
as The Useful—and in that of Time, as Opportunity—and in that of Place, as
Abode; and other such like things], it manifestly cannot be something common
and universal and one in all: else it would not have been predicated in all the
categories, but in one only.
[Sidenote: 1096b] Thirdly, since those
things which range under one [Greek: idea] are also under the
cognisance of one science, there would have been, on their theory, only one
science taking cognisance of all goods collectively: but in fact there are many
even for those which range under one category: for instance, of Opportunity or
Seasonableness (which I have before mentioned as being in the category of
Time), the science is, in war, generalship; in disease, medical science; and of
the Mean (which I quoted before as being in the category of Quantity), in food,
the medical science; and in labour or exercise, the gymnastic science. A person
might fairly doubt also what in the world they mean by very-this that or the
other, since, as they would themselves allow, the account of the humanity is
one and the same in the very-Man, and in any individual Man: for so far as the
individual and the very-Man are both Man, they will not differ at all: and if
so, then very-good and any particular good will not differ, in so far as both
are good. Nor will it do to say, that the eternity of the very-good makes it to
be more good; for what has lasted white ever so long, is no whiter than what
lasts but for a day.
No. The Pythagoreans do seem to give a
more credible account of the matter, who place "One" among the goods
in their double list of goods and bads: which philosophers, in fact, Speusippus
seems to have followed.
But of these matters let us speak at
some other time. Now there is plainly a loophole to object to what has been
advanced, on the plea that the theory I have attacked is not by its advocates
applied to all good: but those goods only are spoken of as being under one
[Greek: idea], which are pursued, and with which men rest content simply for
their own sakes: whereas those things which have a tendency to produce or
preserve them in any way, or to hinder their contraries, are called good
because of these other goods, and after another fashion. It is manifest then
that the goods may be so called in two senses, the one class for their own
sakes, the other because of these.
Very well then, let us separate the
independent goods from the instrumental, and see whether they are spoken of as
under one [Greek: idea]. But the question next arises, what kind of goods are
we to call independent? All such as are pursued even when separated from other
goods, as, for instance, being wise, seeing, and certain pleasures and honours
(for these, though we do pursue them with some further end in view, one would
still place among the independent goods)? or does it come in fact to this, that
we can call nothing independent good except the [Greek: idea], and so the
concrete of it will be nought?
If, on the other hand, these are
independent goods, then we shall require that the account of the goodness be
the same clearly in all, just as that of the whiteness is in snow and white
lead. But how stands the fact? Why of honour and wisdom and pleasure the
accounts are distinct and different in so far as they are good. The Chief Good then
is not something common, and after one [Greek: idea].
But then, how does the name come to be
common (for it is not seemingly a case of fortuitous equivocation)? Are
different individual things called good by virtue of being from one source, or
all conducing to one end, or rather by way of analogy, for that intellect is to
the soul as sight to the body, and so on? However, perhaps we ought to leave
these questions now, for an accurate investigation of them is more properly the
business of a different philosophy. And likewise respecting the [Greek: idea]:
for even if there is some one good predicated in common of all things that are
good, or separable and capable of existing independently, manifestly it cannot
be the object of human action or attainable by Man; but we are in search now of
something that is so.
It may readily occur to any one, that
it would be better to attain a knowledge of it with a view to such concrete
goods as are attainable and practical, because, with this as a kind of model in
our hands, we shall the better know what things are good for us individually,
and when we know them, we shall attain them.
Some plausibility, it is true, this
argument possesses, but it is contradicted by the facts of the Arts and
Sciences; for all these, though aiming at some good, and seeking that which is
deficient, yet pretermit the knowledge of it: now it is not exactly probable
that all artisans without exception should be ignorant of so great a help as
this would be, and not even look after it; neither is it easy to see wherein a
weaver or a carpenter will be profited in respect of his craft by knowing the
very-good, or how a man will be the more apt to effect cures or to command an
army for having seen the [Greek: idea] itself. For manifestly it is not health
after this general and abstract fashion which is the subject of the physician's
investigation, but the health of Man, or rather perhaps of this or that man;
for he has to heal individuals.—Thus much on these points.
VII
And now let us revert to the Good of
which we are in search: what can it be? for manifestly it is different in
different actions and arts: for it is different in the healing art and in the
art military, and similarly in the rest. What then is the Chief Good in each?
Is it not "that for the sake of which the other things are done?" and
this in the healing art is health, and in the art military victory, and in that
of house-building a house, and in any other thing something else; in short, in
every action and moral choice the End, because in all cases men do everything
else with a view to this. So that if there is some one End of all things which
are and may be done, this must be the Good proposed by doing, or if more than
one, then these.
Thus our discussion after some
traversing about has come to the same point which we reached before. And this
we must try yet more to clear up.
Now since the ends are plainly many,
and of these we choose some with a view to others (wealth, for instance,
musical instruments, and, in general, all instruments), it is clear that all
are not final: but the Chief Good is manifestly something final; and so, if
there is some one only which is final, this must be the object of our search:
but if several, then the most final of them will be it.
Now that which is an object of pursuit
in itself we call more final than that which is so with a view to something
else; that again which is never an object of choice with a view to something
else than those which are so both in themselves and with a view to this
ulterior object: and so by the term "absolutely final," we denote
that which is an object of choice always in itself, and never with a view to
any other.
And of this nature Happiness is mostly
thought to be, for this we choose always for its own sake, and never with a
view to anything further: whereas honour, pleasure, intellect, in fact every
excellence we choose for their own sakes, it is true (because we would choose
each of these even if no result were to follow), but we choose them also with a
view to happiness, conceiving that through their instrumentality we shall be
happy: but no man chooses happiness with a view to them, nor in fact with a
view to any other thing whatsoever.
The same result is seen to follow also
from the notion of self-sufficiency, a quality thought to belong to the final
good. Now by sufficient for Self, we mean not for a single individual living a
solitary life, but for his parents also and children and wife, and, in general,
friends and countrymen; for man is by nature adapted to a social existence. But
of these, of course, some limit must be fixed: for if one extends it to parents
and descendants and friends' friends, there is no end to it. This point,
however, must be left for future investigation: for the present we define that
to be self-sufficient "which taken alone makes life choice-worthy, and to
be in want of nothing;" now of such kind we think Happiness to be: and
further, to be most choice-worthy of all things; not being reckoned with any
other thing, for if it were so reckoned, it is plain we must then allow it,
with the addition of ever so small a good, to be more choice-worthy than it was
before: because what is put to it becomes an addition of so much more good, and
of goods the greater is ever the more choice-worthy.
So then Happiness is manifestly
something final and self-sufficient, being the end of all things which are and
may be done.
But, it may be, to call Happiness the
Chief Good is a mere truism, and what is wanted is some clearer account of its
real nature. Now this object may be easily attained, when we have discovered
what is the work of man; for as in the case of flute-player, statuary, or
artisan of any kind, or, more generally, all who have any work or course of
action, their Chief Good and Excellence is thought to reside in their work, so
it would seem to be with man, if there is any work belonging to him.
Are we then to suppose, that while
carpenter and cobbler have certain works and courses of action, Man as Man has
none, but is left by Nature without a work? or would not one rather hold, that
as eye, hand, and foot, and generally each of his members, has manifestly some
special work; so too the whole Man, as distinct from all these, has some work
of his own?
What then can this be? not mere life,
because that plainly is shared with him even by vegetables, and we want what is
peculiar to him. We must separate off then the life of mere nourishment and
growth, and next will come the life of sensation: but this again manifestly is
common to horses, oxen, and every animal. There remains then a kind of life of
the Rational Nature apt to act: and of this Nature there are two parts
denominated Rational, the one as being obedient to Reason, the other as having
and exerting it. Again, as this life is also spoken of in two ways, we must
take that which is in the way of actual working, because this is thought to be
most properly entitled to the name. If then the work of Man is a working of the
soul in accordance with reason, or at least not independently of reason, and we
say that the work of any given subject, and of that subject good of its kind,
are the same in kind (as, for instance, of a harp-player and a good
harp-player, and so on in every case, adding to the work eminence in the way of
excellence; I mean, the work of a harp-player is to play the harp, and of a
good harp-player to play it well); if, I say, this is so, and we assume the
work of Man to be life of a certain kind, that is to say a working of the soul,
and actions with reason, and of a good man to do these things well and nobly,
and in fact everything is finished off well in the way of the excellence which
peculiarly belongs to it: if all this is so, then the Good of Man comes to be
"a working of the Soul in the way of Excellence," or, if Excellence
admits of degrees, in the way of the best and most perfect Excellence.
And we must add, in a complete life;
for as it is not one swallow or one fine day that makes a spring, so it is not
one day or a short time that makes a man blessed and happy.
Let this then be taken for a rough
sketch of the Chief Good: since it is probably the right way to give first the
outline, and fill it in afterwards. And it would seem that any man may improve
and connect what is good in the sketch, and that time is a good discoverer and
co-operator in such matters: it is thus in fact that all improvements in the
various arts have been brought about, for any man may fill up a deficiency.
You must remember also what has been
already stated, and not seek for exactness in all matters alike, but in each
according to the subject-matter, and so far as properly belongs to the system.
The carpenter and geometrician, for instance, inquire into the right line in
different fashion: the former so far as he wants it for his work, the latter
inquires into its nature and properties, because he is concerned with the
truth.
So then should one do in other matters,
that the incidental matters may not exceed the direct ones.
And again, you must not demand the
reason either in all things alike, because in some it is sufficient that the
fact has been well demonstrated, which is the case with first principles; and
the fact is the first step, i.e. starting-point or principle.
And of these first principles some are
obtained by induction, some by perception, some by a course of habituation,
others in other different ways. And we must try to trace up each in their own
nature, and take pains to secure their being well defined, because they have
great influence on what follows: it is thought, I mean, that the starting-point
or principle is more than half the whole matter, and that many of the points of
inquiry come simultaneously into view thereby.
VIII
We must now inquire concerning
Happiness, not only from our conclusion and the data on which our reasoning
proceeds, but likewise from what is commonly said about it: because with what
is true all things which really are are in harmony, but with that which is
false the true very soon jars.
Now there is a common division of goods
into three classes; one being called external, the other two those of the soul
and body respectively, and those belonging to the soul we call most properly
and specially good. Well, in our definition we assume that the actions and
workings of the soul constitute Happiness, and these of course belong to the
soul. And so our account is a good one, at least according to this opinion,
which is of ancient date, and accepted by those who profess philosophy. Rightly
too are certain actions and workings said to be the end, for thus it is brought
into the number of the goods of the soul instead of the external. Agreeing also
with our definition is the common notion, that the happy man lives well and
does well, for it has been stated by us to be pretty much a kind of living well
and doing well.
But further, the points required in
Happiness are found in combination in our account of it.
For some think it is virtue, others
practical wisdom, others a kind of scientific philosophy; others that it is
these, or else some one of them, in combination with pleasure, or at least not
independently of it; while others again take in external prosperity.
Of these opinions, some rest on the
authority of numbers or antiquity, others on that of few, and those men of
note: and it is not likely that either of these classes should be wrong in all
points, but be right at least in some one, or even in most.
Now with those who assert it to be
Virtue (Excellence), or some kind of Virtue, our account agrees: for working in
the way of Excellence surely belongs to Excellence.
And there is perhaps no unimportant
difference between conceiving of the Chief Good as in possession or as in use,
in other words, as a mere state or as a working. For the state or habit may
possibly exist in a subject without effecting any good, as, for instance, in
him who is asleep, or in any other way inactive; but the working cannot so, for
it will of necessity act, and act well. And as at the Olympic games it is not
the finest and strongest men who are crowned, but they who enter the lists, for
out of these the prize-men are selected; so too in life, of the honourable and
the good, it is they who act who rightly win the prizes.
Their life too is in itself pleasant:
for the feeling of pleasure is a mental sensation, and that is to each pleasant
of which he is said to be fond: a horse, for instance, to him who is fond of
horses, and a sight to him who is fond of sights: and so in like manner just
acts to him who is fond of justice, and more generally the things in accordance
with virtue to him who is fond of virtue. Now in the case of the multitude of
men the things which they individually esteem pleasant clash, because they are
not such by nature, whereas to the lovers of nobleness those things are
pleasant which are such by nature: but the actions in accordance with virtue
are of this kind, so that they are pleasant both to the individuals and also in
themselves.
So then their life has no need of
pleasure as a kind of additional appendage, but involves pleasure in itself.
For, besides what I have just mentioned, a man is not a good man at all who
feels no pleasure in noble actions, just as no one would call that man just who
does not feel pleasure in acting justly, or liberal who does not in liberal
actions, and similarly in the case of the other virtues which might be
enumerated: and if this be so, then the actions in accordance with virtue must
be in themselves pleasurable. Then again they are certainly good and noble, and
each of these in the highest degree; if we are to take as right the judgment of
the good man, for he judges as we have said.
Thus then Happiness is most excellent,
most noble, and most pleasant, and these attributes are not separated as in the
well-known Delian inscription—
"Most noble is that which is most
just, but best is health; And naturally most pleasant is the obtaining one's
desires."
For all these co-exist in the best acts
of working: and we say that
Happiness is these, or one, that is, the best of them.
Happiness is these, or one, that is, the best of them.
Still it is quite plain that it does
require the addition of external goods, as we have said: because without
appliances it is impossible, or at all events not easy, to do noble actions:
for friends, money, and political influence are in a manner instruments whereby
many things are done: some things there are again a deficiency in which mars
blessedness; good birth, for instance, or fine offspring, or even personal
beauty: for he is not at all capable of Happiness who is very ugly, or is
ill-born, or solitary and childless; and still less perhaps supposing him to
have very bad children or friends, or to have lost good ones by death. As we
have said already, the addition of prosperity of this kind does seem necessary
to complete the idea of Happiness; hence some rank good fortune, and others
virtue, with Happiness.
And hence too a question is raised,
whether it is a thing that can be learned, or acquired by habituation or
discipline of some other kind, or whether it comes in the way of divine
dispensation, or even in the way of chance.
Now to be sure, if anything else is a
gift of the Gods to men, it is probable that Happiness is a gift of theirs too,
and specially because of all human goods it is the highest. But this, it may
be, is a question belonging more properly to an investigation different from
ours: and it is quite clear, that on the supposition of its not being sent from
the Gods direct, but coming to us by reason of virtue and learning of a certain
kind, or discipline, it is yet one of the most Godlike things; because the
prize and End of virtue is manifestly somewhat most excellent, nay divine and
blessed.
It will also on this supposition be
widely participated, for it may through learning and diligence of a certain
kind exist in all who have not been maimed for virtue.
And if it is better we should be happy
thus than as a result of chance, this is in itself an argument that the case is
so; because those things which are in the way of nature, and in like manner of
art, and of every cause, and specially the best cause, are by nature in the
best way possible: to leave them to chance what is greatest and most noble
would be very much out of harmony with all these facts.
The question may be determined also by
a reference to our definition of Happiness, that it is a working of the soul in
the way of excellence or virtue of a certain kind: and of the other goods, some
we must have to begin with, and those which are co-operative and useful are
given by nature as instruments.
These considerations will harmonise
also with what we said at the commencement: for we assumed the End of [Greek
Text: poletikae] to be most excellent: now this bestows most care on making the
members of the community of a certain character; good that is and apt to do
what is honourable.
With good reason then neither ox nor
horse nor any other brute animal do we call happy, for none of them can partake
in such working: and for this same reason a child is not happy either, because
by reason of his tender age he cannot yet perform such actions: if the term is
applied, it is by way of anticipation.
For to constitute Happiness, there must
be, as we have said, complete virtue and a complete life: for many changes and
chances of all kinds arise during a life, and he who is most prosperous may
become involved in great misfortunes in his old age, as in the heroic poems the
tale is told of Priam: but the man who has experienced such fortune and died in
wretchedness, no man calls happy.
Are we then to call no man happy while
he lives, and, as Solon would have us, look to the end? And again, if we are to
maintain this position, is a man then happy when he is dead? or is not this a
complete absurdity, specially in us who say Happiness is a working of a certain
kind?
If on the other hand we do not assert
that the dead man is happy, and Solon does not mean this, but only that one
would then be safe in pronouncing a man happy, as being thenceforward out of
the reach of evils and misfortunes, this too admits of some dispute, since it
is thought that the dead has somewhat both of good and evil (if, as we must
allow, a man may have when alive but not aware of the circumstances), as honour
and dishonour, and good and bad fortune of children and descendants generally.
Nor is this view again without its
difficulties: for, after a man has lived in blessedness to old age and died
accordingly, many changes may befall him in right of his descendants; some of
them may be good and obtain positions in life accordant to their merits, others
again quite the contrary: it is plain too that the descendants may at different
intervals or grades stand in all manner of relations to the ancestors. Absurd
indeed would be the position that even the dead man is to change about with
them and become at one time happy and at another miserable. Absurd however it
is on the other hand that the affairs of the descendants should in no degree
and during no time affect the ancestors.
But we must revert to the point first
raised, since the present question will be easily determined from that.
If then we are to look to the end and
then pronounce the man blessed, not as being so but as having been so at some
previous time, surely it is absurd that when he ishappy the truth
is not to be asserted of him, because we are unwilling to pronounce the living
happy by reason of their liability to changes, and because, whereas we have
conceived of happiness as something stable and no way easily changeable, the
fact is that good and bad fortune are constantly circling about the same
people: for it is quite plain, that if we are to depend upon the fortunes of
men, we shall often have to call the same man happy, and a little while after
miserable, thus representing our happy man
"Chameleon-like, and based on
rottenness."
Is not this the solution? that to make
our sentence dependent on the changes of fortune, is no way right: for not in
them stands the well, or the ill, but though human life needs these as
accessories (which we have allowed already), the workings in the way of virtue
are what determine Happiness, and the contrary the contrary.
And, by the way, the question which has
been here discussed, testifies incidentally to the truth of our account of
Happiness. For to nothing does a stability of human results attach so much as
it does to the workings in the way of virtue, since these are held to be more
abiding even than the sciences: and of these last again the most precious are
the most abiding, because the blessed live in them most and most continuously,
which seems to be the reason why they are not forgotten. So then this stability
which is sought will be in the happy man, and he will be such through life,
since always, or most of all, he will be doing and contemplating the things
which are in the way of virtue: and the various chances of life he will bear
most nobly, and at all times and in all ways harmoniously, since he is the
truly good man, or in the terms of our proverb "a faultless cube."
And whereas the incidents of chance are
many, and differ in greatness and smallness, the small pieces of good or ill
fortune evidently do not affect the balance of life, but the great and
numerous, if happening for good, will make life more blessed (for it is their
nature to contribute to ornament, and the using of them comes to be noble and
excellent), but if for ill, they bruise as it were and maim the blessedness:
for they bring in positive pain, and hinder many acts of working. But still,
even in these, nobleness shines through when a man bears contentedly many and
great mischances not from insensibility to pain but because he is noble and
high-spirited.
And if, as we have said, the acts of
working are what determine the character of the life, no one of the blessed can
ever become wretched, because he will never do those things which are hateful
and mean. For the man who is truly good and sensible bears all fortunes, we
presume, becomingly, and always does what is noblest under the circumstances,
just as a good general employs to the best advantage the force he has with him;
or a good shoemaker makes the handsomest shoe he can out of the leather which
has been given him; and all other good artisans likewise. And if this be so,
wretched never can the happy man come to be: I do not mean to say he will be
blessed should he fall into fortunes like those of Priam.
Nor, in truth, is he shifting and
easily changeable, for on the one hand from his happiness he will not be shaken
easily nor by ordinary mischances, but, if at all, by those which are great and
numerous; and, on the other, after such mischances he cannot regain his
happiness in a little time; but, if at all, in a long and complete period,
during which he has made himself master of great and noble things.
Why then should we not call happy the
man who works in the way of perfect virtue, and is furnished with external
goods sufficient for acting his part in the drama of life: and this during no
ordinary period but such as constitutes a complete life as we have been
describing it.
Or we must add, that not only is he to
live so, but his death must be in keeping with such life, since the future is
dark to us, and Happiness we assume to be in every way an end and complete.
And, if this be so, we shall call them among the living blessed who have and
will have the things specified, but blessed as Men.
On these points then let it suffice to
have denned thus much.
XI
Now that the fortunes of their
descendants, and friends generally, contribute nothing towards forming the
condition of the dead, is plainly a very heartless notion, and contrary to the
current opinions.
But since things which befall are many,
and differ in all kinds of ways, and some touch more nearly, others less, to go
into minute particular distinctions would evidently be a long and endless task:
and so it may suffice to speak generally and in outline.
If then, as of the misfortunes which
happen to one's self, some have a certain weight and turn the balance of life,
while others are, so to speak, lighter; so it is likewise with those which
befall all our friends alike; if further, whether they whom each suffering
befalls be alive or dead makes much more difference than in a tragedy the
presupposing or actual perpetration of the various crimes and horrors, we must
take into our account this difference also, and still more perhaps the doubt
concerning the dead whether they really partake of any good or evil; it seems
to result from all these considerations, that if anything does pierce the veil
and reach them, be the same good or bad, it must be something trivial and
small, either in itself or to them; or at least of such a magnitude or such a
kind as neither to make happy them that are not so otherwise, nor to deprive of
their blessedness them that are.
It is plain then that the good or ill
fortunes of their friends do affect the dead somewhat: but in such kind and
degree as neither to make the happy unhappy nor produce any other such effect.
XII
Having determined these points, let us
examine with respect to Happiness, whether it belongs to the class of things
praiseworthy or things precious; for to that of faculties it evidently does
not.
Now it is plain that everything which
is a subject of praise is praised for being of a certain kind and bearing a
certain relation to something else: for instance, the just, and the valiant,
and generally the good man, and virtue itself, we praise because of the actions
and the results: and the strong man, and the quick runner, and so forth, we
praise for being of a certain nature and bearing a certain relation to
something good and excellent (and this is illustrated by attempts to praise the
gods; for they are presented in a ludicrous aspect by being referred to our
standard, and this results from the fact, that all praise does, as we have
said, imply reference to a standard). Now if it is to such objects that praise
belongs, it is evident that what is applicable to the best objects is not
praise, but something higher and better: which is plain matter of fact, for not
only do we call the gods blessed and happy, but of men also we pronounce those
blessed who most nearly resemble the gods. And in like manner in respect of
goods; no man thinks of praising Happiness as he does the principle of justice,
but calls it blessed, as being somewhat more godlike and more excellent.
Eudoxus too is thought to have advanced
a sound argument in support of the claim of pleasure to the highest prize: for
the fact that, though it is one of the good things, it is not praised, he took
for an indication of its superiority to those which are subjects of praise: a
superiority he attributed also to a god and the Chief Good, on the ground that
they form the standard to which everything besides is referred. For praise
applies to virtue, because it makes men apt to do what is noble; but encomia to
definite works of body or mind.
However, it is perhaps more suitable to
a regular treatise on encomia to pursue this topic with exactness: it is enough
for our purpose that from what has been said it is evident that Happiness
belongs to the class of things precious and final. And it seems to be so also
because of its being a starting-point; which it is, in that with a view to it
we all do everything else that is done; now the starting-point and cause of
good things we assume to be something precious and divine.
XIII
Moreover, since Happiness is a kind of
working of the soul in the way of perfect Excellence, we must inquire
concerning Excellence: for so probably shall we have a clearer view concerning
Happiness; and again, he who is really a statesman is generally thought to have
spent most pains on this, for he wishes to make the citizens good and obedient
to the laws. (For examples of this class we have the lawgivers of the Cretans
and Lacedaemonians and whatever other such there have been.) But if this
investigation belongs properly to [Greek: politikae], then clearly the inquiry
will be in accordance with our original design.
Well, we are to inquire concerning
Excellence, i.e. Human Excellence of course, because it was
the Chief Good of Man and the Happiness of Man that we were inquiring of just
now. By Human Excellence we mean not that of man's body but that of his soul;
for we call Happiness a working of the Soul.
And if this is so, it is plain that
some knowledge of the nature of the Soul is necessary for the statesman, just
as for the Oculist a knowledge of the whole body, and the more so in proportion
as [Greek: politikae] is more precious and higher than the healing art: and in
fact physicians of the higher class do busy themselves much with the knowledge
of the body.
So then the statesman is to consider
the nature of the Soul: but he must do so with these objects in view, and so
far only as may suffice for the objects of his special inquiry: for to carry
his speculations to a greater exactness is perhaps a task more laborious than
falls within his province.
In fact, the few statements made on the
subject in my popular treatises are quite enough, and accordingly we will adopt
them here: as, that the Soul consists of two parts, the Irrational and the
Rational (as to whether these are actually divided, as are the parts of the
body, and everything that is capable of division; or are only metaphysically
speaking two, being by nature inseparable, as are convex and concave
circumferences, matters not in respect of our present purpose). And of the
Irrational, the one part seems common to other objects, and in fact vegetative;
I mean the cause of nourishment and growth (for such a faculty of the Soul one
would assume to exist in all things that receive nourishment, even in embryos,
and this the same as in the perfect creatures; for this is more likely than
that it should be a different one).
Now the Excellence of this manifestly
is not peculiar to the human species but common to others: for this part and
this faculty is thought to work most in time of sleep, and the good and bad man
are least distinguishable while asleep; whence it is a common saying that
during one half of life there is no difference between the happy and the
wretched; and this accords with our anticipations, for sleep is an inactivity
of the soul, in so far as it is denominated good or bad, except that in some
wise some of its movements find their way through the veil and so the good come
to have better dreams than ordinary men. But enough of this: we must forego any
further mention of the nutritive part, since it is not naturally capable of the
Excellence which is peculiarly human.
And there seems to be another
Irrational Nature of the Soul, which yet in a way partakes of Reason. For in
the man who controls his appetites, and in him who resolves to do so and fails,
we praise the Reason or Rational part of the Soul, because it exhorts aright
and to the best course: but clearly there is in them, beside the Reason, some
other natural principle which fights with and strains against the Reason. (For
in plain terms, just as paralysed limbs of the body when their owners would
move them to the right are borne aside in a contrary direction to the left, so
is it in the case of the Soul, for the impulses of men who cannot control their
appetites are to contrary points: the difference is that in the case of the
body we do see what is borne aside but in the case of the soul we do not. But,
it may be, not the less on that account are we to suppose that there is in the
Soul also somewhat besides the Reason, which is opposed to this and goes
against it; as to how it is different, that is irrelevant.)
But of Reason this too does evidently
partake, as we have said: for instance, in the man of self-control it obeys
Reason: and perhaps in the man of perfected self-mastery, or the brave man, it
is yet more obedient; in them it agrees entirely with the Reason.
So then the Irrational is plainly
twofold: the one part, the merely vegetative, has no share of Reason, but that
of desire, or appetition generally, does partake of it in a sense, in so far as
it is obedient to it and capable of submitting to its rule. (So too in common
phrase we say we have [Greek: logos] of our father or friends, and
this in a different sense from that in which we say we have [Greek: logos] of
mathematics.)
Now that the Irrational is in some way
persuaded by the Reason, admonition, and every act of rebuke and exhortation
indicate. If then we are to say that this also has Reason, then the Rational,
as well as the Irrational, will be twofold, the one supremely and in itself,
the other paying it a kind of filial regard.
The Excellence of Man then is divided
in accordance with this difference: we make two classes, calling the one
Intellectual, and the other Moral; pure science, intelligence, and practical
wisdom—Intellectual: liberality, and perfected self-mastery—Moral: in speaking
of a man's Moral character, we do not say he is a scientific or intelligent but
a meek man, or one of perfected self-mastery: and we praise the man of science
in right of his mental state; and of these such as are praiseworthy we call Excellences.
BOOK II
Well: human Excellence is of two kinds,
Intellectual and Moral: now the Intellectual springs originally, and is
increased subsequently, from teaching (for the most part that is), and needs
therefore experience and time; whereas the Moral comes from custom, and so the
Greek term denoting it is but a slight deflection from the term denoting custom
in that language.
From this fact it is plain that not one
of the Moral Virtues comes to be in us merely by nature: because of such things
as exist by nature, none can be changed by custom: a stone, for instance, by
nature gravitating downwards, could never by custom be brought to ascend, not
even if one were to try and accustom it by throwing it up ten thousand times;
nor could file again be brought to descend, nor in fact could anything whose
nature is in one way be brought by custom to be in another. The Virtues then
come to be in us neither by nature, nor in despite of nature, but we are
furnished by nature with a capacity for receiving themu and are perfected in them
through custom.
Again, in whatever cases we get things
by nature, we get the faculties first and perform the acts of working
afterwards; an illustration of which is afforded by the case of our bodily
senses, for it was not from having often seen or heard that we got these
senses, but just the reverse: we had them and so exercised them, but did not
have them because we had exercised them. But the Virtues we get by first
performing single acts of working, which, again, is the case of other things,
as the arts for instance; for what we have to make when we have learned how,
these we learn how to make by making: men come to be builders, for instance, by
building; harp-players, by playing on the harp: exactly so, by doing just
actions we come to be just; by doing the actions of self-mastery we come to be
perfected in self-mastery; and by doing brave actions brave.
And to the truth of this testimony is
borne by what takes place in communities: because the law-givers make the
individual members good men by habituation, and this is the intention certainly
of every law-giver, and all who do not effect it well fail of their intent; and
herein consists the difference between a good Constitution and a bad.
Again, every Virtue is either produced
or destroyed from and by the very same circumstances: art too in like manner; I
mean it is by playing the harp that both the good and the bad harp-players are
formed: and similarly builders and all the rest; by building well men will
become good builders; by doing it badly bad ones: in fact, if this had not been
so, there would have been no need of instructors, but all men would have been
at once good or bad in their several arts without them.
So too then is it with the Virtues: for
by acting in the various relations in which we are thrown with our fellow men,
we come to be, some just, some unjust: and by acting in dangerous positions and
being habituated to feel fear or confidence, we come to be, some brave, others
cowards.
Similarly is it also with respect to
the occasions of lust and anger: for some men come to be perfected in
self-mastery and mild, others destitute of all self-control and passionate; the
one class by behaving in one way under them, the other by behaving in another.
Or, in one word, the habits are produced from the acts of working like to them:
and so what we have to do is to give a certain character to these particular
acts, because the habits formed correspond to the differences of these.
So then, whether we are accustomed this
way or that straight from childhood, makes not a small but an important
difference, or rather I would say it makes all the difference.
II
Since then the object of the present
treatise is not mere speculation, as it is of some others (for we are inquiring
not merely that we may know what virtue is but that we may become virtuous,
else it would have been useless), we must consider as to the particular actions
how we are to do them, because, as we have just said, the quality of the habits
that shall be formed depends on these.
Now, that we are to act in accordance
with Right Reason is a general maxim, and may for the present be taken for
granted: we will speak of it hereafter, and say both what Right Reason is, and
what are its relations to the other virtues.
[Sidenote: 1104a]
But let this point be first thoroughly
understood between us, that all which can be said on moral action must be said
in outline, as it were, and not exactly: for as we remarked at the
commencement, such reasoning only must be required as the nature of the
subject-matter admits of, and matters of moral action and expediency have no
fixedness any more than matters of health. And if the subject in its general
maxims is such, still less in its application to particular cases is exactness
attainable: because these fall not under any art or system of rules, but it
must be left in each instance to the individual agents to look to the
exigencies of the particular case, as it is in the art of healing, or that of
navigating a ship. Still, though the present subject is confessedly such, we
must try and do what we can for it.
First then this must be noted, that it
is the nature of such things to be spoiled by defect and excess; as we see in
the case of health and strength (since for the illustration of things which
cannot be seen we must use those that can), for excessive training impairs the
strength as well as deficient: meat and drink, in like manner, in too great or
too small quantities, impair the health: while in due proportion they cause,
increase, and preserve it.
Thus it is therefore with the habits of
perfected Self-Mastery and Courage and the rest of the Virtues: for the man who
flies from and fears all things, and never stands up against anything, comes to
be a coward; and he who fears nothing, but goes at everything, comes to be
rash. In like manner too, he that tastes of every pleasure and abstains from
none comes to lose all self-control; while he who avoids all, as do the dull
and clownish, comes as it were to lose his faculties of perception: that is to
say, the habits of perfected Self-Mastery and Courage are spoiled by the excess
and defect, but by the mean state are preserved.
Furthermore, not only do the
origination, growth, and marring of the habits come from and by the same
circumstances, but also the acts of working after the habits are formed will be
exercised on the same: for so it is also with those other things which are more
directly matters of sight, strength for instance: for this comes by taking
plenty of food and doing plenty of work, and the man who has attained strength
is best able to do these: and so it is with the Virtues, for not only do we by
abstaining from pleasures come to be perfected in Self-Mastery, but when we
have come to be so we can best abstain from them: similarly too with Courage:
for it is by accustoming ourselves to despise objects of fear and stand up
against them that we come to be brave; and [Sidenote(?): 1104_b_] after we have
come to be so we shall be best able to stand up against such objects.
And for a test of the formation of the habits
we must [Sidenote(?): III] take the pleasure or pain which succeeds the acts;
for he is perfected in Self-Mastery who not only abstains from the bodily
pleasures but is glad to do so; whereas he who abstains but is sorry to do it
has not Self-Mastery: he again is brave who stands up against danger, either
with positive pleasure or at least without any pain; whereas he who does it
with pain is not brave.
For Moral Virtue has for its
object-matter pleasures and pains, because by reason of pleasure we do what is
bad, and by reason of pain decline doing what is right (for which cause, as
Plato observes, men should have been trained straight from their childhood to
receive pleasure and pain from proper objects, for this is the right
education). Again: since Virtues have to do with actions and feelings, and on
every feeling and every action pleasure and pain follow, here again is another
proof that Virtue has for its object-matter pleasure and pain. The same is
shown also by the fact that punishments are effected through the
instrumentality of these; because they are of the nature of remedies, and it is
the nature of remedies to be the contraries of the ills they cure. Again, to
quote what we said before: every habit of the Soul by its very nature has relation
to, and exerts itself upon, things of the same kind as those by which it is
naturally deteriorated or improved: now such habits do come to be vicious by
reason of pleasures and pains, that is, by men pursuing or avoiding
respectively, either such as they ought not, or at wrong times, or in wrong
manner, and so forth (for which reason, by the way, some people define the
Virtues as certain states of impassibility and utter quietude, but they are
wrong because they speak without modification, instead of adding "as they
ought," "as they ought not," and "when," and so on).
Virtue then is assumed to be that habit which is such, in relation to pleasures
and pains, as to effect the best results, and Vice the contrary.
The following considerations may also
serve to set this in a clear light. There are principally three things moving
us to choice and three to avoidance, the honourable, the expedient, the
pleasant; and their three contraries, the dishonourable, the hurtful, and the
painful: now the good man is apt to go right, and the bad man wrong, with
respect to all these of course, but most specially with respect to pleasure:
because not only is this common to him with all animals but also it is a
concomitant of all those things which move to choice, since both the honourable
and the expedient give an impression of pleasure.
[Sidenote: 1105a] Again, it grows up
with us all from infancy, and so it is a hard matter to remove from ourselves
this feeling, engrained as it is into our very life.
Again, we adopt pleasure and pain (some
of us more, and some less) as the measure even of actions: for this cause then
our whole business must be with them, since to receive right or wrong
impressions of pleasure and pain is a thing of no little importance in respect
of the actions. Once more; it is harder, as Heraclitus says, to fight against
pleasure than against anger: now it is about that which is more than commonly
difficult that art comes into being, and virtue too, because in that which is
difficult the good is of a higher order: and so for this reason too both virtue
and moral philosophy generally must wholly busy themselves respecting pleasures
and pains, because he that uses these well will be good, he that does so ill
will be bad.
Let us then be understood to have
stated, that Virtue has for its object-matter pleasures and pains, and that it
is either increased or marred by the same circumstances (differently used) by
which it is originally generated, and that it exerts itself on the same
circumstances out of which it was generated.
Now I can conceive a person perplexed
as to the meaning of our statement, that men must do just actions to become
just, and those of self-mastery to acquire the habit of self-mastery;
"for," he would say, "if men are doing the actions they have the
respective virtues already, just as men are grammarians or musicians when they
do the actions of either art." May we not reply by saying that it is not
so even in the case of the arts referred to: because a man may produce
something grammatical either by chance or the suggestion of another; but then
only will he be a grammarian when he not only produces something grammatical
but does so grammarian-wise,i.e. in virtue of the grammatical
knowledge he himself possesses.
Again, the cases of the arts and the virtues
are not parallel: because those things which are produced by the arts have
their excellence in themselves, and it is sufficient therefore [Sidenote:
1105b] that these when produced should be in a certain state: but those which
are produced in the way of the virtues, are, strictly speaking, actions of a
certain kind (say of Justice or perfected Self-Mastery), not merely if in
themselves they are in a certain state but if also he who does them does them
being himself in a certain state, first if knowing what he is doing, next if
with deliberate preference, and with such preference for the things' own sake;
and thirdly if being himself stable and unapt to change. Now to constitute
possession of the arts these requisites are not reckoned in, excepting the one
point of knowledge: whereas for possession of the virtues knowledge avails
little or nothing, but the other requisites avail not a little, but, in fact,
are all in all, and these requisites as a matter of fact do come from
oftentimes doing the actions of Justice and perfected Self-Mastery.
The facts, it is true, are called by
the names of these habits when they are such as the just or perfectly
self-mastering man would do; but he is not in possession of the virtues who
merely does these facts, but he who also so does them as the just and
self-mastering do them.
We are right then in saying, that these
virtues are formed in a man by his doing the actions; but no one, if he should
leave them undone, would be even in the way to become a good man. Yet people in
general do not perform these actions, but taking refuge in talk they flatter
themselves they are philosophising, and that they will so be good men: acting
in truth very like those sick people who listen to the doctor with great
attention but do nothing that he tells them: just as these then cannot be well
bodily under such a course of treatment, so neither can those be mentally by
such philosophising.
[Sidenote: V] Next, we must examine
what Virtue is. Well, since the things which come to be in the mind are, in
all, of three kinds, Feelings, Capacities, States, Virtue of course must belong
to one of the three classes.
By Feelings, I mean such as lust,
anger, fear, confidence, envy, joy, friendship, hatred, longing, emulation,
compassion, in short all such as are followed by pleasure or pain: by
Capacities, those in right of which we are said to be capable of these
feelings; as by virtue of which we are able to have been made angry, or
grieved, or to have compassionated; by States, those in right of which we are
in a certain relation good or bad to the aforementioned feelings; to having
been made angry, for instance, we are in a wrong relation if in our anger we
were too violent or too slack, but if we were in the happy medium we are in a
right relation to the feeling. And so on of the rest.
Now Feelings neither the virtues nor
vices are, because in right of the Feelings we are not denominated either good
or bad, but in right of the virtues and vices we are.
[Sidenote: 1106_a_] Again, in right of
the Feelings we are neither praised nor blamed (for a man is not commended for
being afraid or being angry, nor blamed for being angry merely but for being so
in a particular way), but in right of the virtues and vices we are.
Again, both anger and fear we feel
without moral choice, whereas the virtues are acts of moral choice, or at least
certainly not independent of it.
Moreover, in right of the Feelings we
are said to be moved, but in right of the virtues and vices not to be moved,
but disposed, in a certain way.
And for these same reasons they are not
Capacities, for we are not called good or bad merely because we are able to
feel, nor are we praised or blamed.
And again, Capacities we have by
nature, but we do not come to be good or bad by nature, as we have said before.
Since then the virtues are neither
Feelings nor Capacities, it remains that they must be States.
[Sidenote: VI] Now what the genus of
Virtue is has been said; but we must not merely speak of it thus, that it is a
state but say also what kind of a state it is. We must observe then that all
excellence makes that whereof it is the excellence both to be itself in a good
state and to perform its work well. The excellence of the eye, for instance,
makes both the eye good and its work also: for by the excellence of the eye we
see well. So too the excellence of the horse makes a horse good, and good in
speed, and in carrying his rider, and standing up against the enemy. If then
this is universally the case, the excellence of Man, i.e. Virtue, must be a
state whereby Man comes to be good and whereby he will perform well his proper
work. Now how this shall be it is true we have said already, but still perhaps
it may throw light on the subject to see what is its characteristic nature.
In all quantity then, whether
continuous or discrete, one may take the greater part, the less, or the exactly
equal, and these either with reference to the thing itself, or relatively to
us: and the exactly equal is a mean between excess and defect. Now by the mean
of the thing, i.e. absolute mean, I denote that which is
equidistant from either extreme (which of course is one and the same to all),
and by the mean relatively to ourselves, that which is neither too much nor too
little for the particular individual. This of course is not one nor the same to
all: for instance, suppose ten is too much and two too little, people take six
for the absolute mean; because it exceeds the smaller sum by exactly as much as
it is itself exceeded by the larger, and this mean is according to arithmetical
proportion.
[Sidenote: 1106_b_] But the mean
relatively to ourselves must not be so found ; for it does not follow,
supposing ten minæ is too large a quantity to eat and two too small, that the
trainer will order his man six; because for the person who is to take it this
also may be too much or too little: for Milo it would be too little, but for a
man just commencing his athletic exercises too much: similarly too of the
exercises themselves, as running or wrestling.
So then it seems every one possessed of
skill avoids excess and defect, but seeks for and chooses the mean, not the
absolute but the relative.
Now if all skill thus accomplishes well
its work by keeping an eye on the mean, and bringing the works to this point
(whence it is common enough to say of such works as are in a good state,
"one cannot add to or take ought from them," under the notion of
excess or defect destroying goodness but the mean state preserving it), and
good artisans, as we say, work with their eye on this, and excellence, like
nature, is more exact and better than any art in the world, it must have an
aptitude to aim at the mean.
It is moral excellence, i.e. Virtue,
of course which I mean, because this it is which is concerned with feelings and
actions, and in these there can be excess and defect and the mean: it is
possible, for instance, to feel the emotions of fear, confidence, lust, anger,
compassion, and pleasure and pain generally, too much or too little, and in
either case wrongly; but to feel them when we ought, on what occasions, towards
whom, why, and as, we should do, is the mean, or in other words the best state,
and this is the property of Virtue.
In like manner too with respect to the
actions, there may be excess and defect and the mean. Now Virtue is concerned
with feelings and actions, in which the excess is wrong and the defect is
blamed but the mean is praised and goes right; and both these circumstances
belong to Virtue. Virtue then is in a sense a mean state, since it certainly
has an aptitude for aiming at the mean.
Again, one may go wrong in many
different ways (because, as the Pythagoreans expressed it, evil is of the class
of the infinite, good of the finite), but right only in one; and so the former
is easy, the latter difficult; easy to miss the mark, but hard to hit it: and
for these reasons, therefore, both the excess and defect belong to Vice, and
the mean state to Virtue; for, as the poet has it,
"Men may be bad in many ways, But
good in one alone." Virtue then is "a state apt to exercise
deliberate choice, being in the relative mean, determined by reason, and as the
man of practical wisdom would determine."
It is a middle state between too faulty
ones, in the way of excess on one side and of defect on the other: and it is so
moreover, because the faulty states on one side fall short of, and those on the
other exceed, what is right, both in the case of the feelings and the actions;
but Virtue finds, and when found adopts, the mean.
And so, viewing it in respect of its
essence and definition, Virtue is a mean state; but in reference to the chief
good and to excellence it is the highest state possible.
But it must not be supposed that every
action or every feeling is capable of subsisting in this mean state, because
some there are which are so named as immediately to convey the notion of
badness, as malevolence, shamelessness, envy; or, to instance in actions,
adultery, theft, homicide; for all these and suchlike are blamed because they
are in themselves bad, not the having too much or too little of them.
In these then you never can go right,
but must always be wrong: nor in such does the right or wrong depend on the
selection of a proper person, time, or manner (take adultery for instance), but
simply doing any one soever of those things is being wrong.
You might as well require that there
should be determined a mean state, an excess and a defect in respect of acting
unjustly, being cowardly, or giving up all control of the passions: for at this
rate there will be of excess and defect a mean state; of excess, excess; and of
defect, defect.
But just as of perfected self-mastery
and courage there is no excess and defect, because the mean is in one point of
view the highest possible state, so neither of those faulty states can you have
a mean state, excess, or defect, but howsoever done they are wrong: you cannot,
in short, have of excess and defect a mean state, nor of a mean state excess
and defect.
VII
It is not enough, however, to state
this in general terms, we must also apply it to particular instances, because
in treatises on moral conduct general statements have an air of vagueness, but
those which go into detail one of greater reality: for the actions after all
must be in detail, and the general statements, to be worth anything, must hold
good here.
We must take these details then from
the Table.
I. In respect of fears and confidence
or boldness:
[Sidenote: 1107b]
The Mean state is Courage: men may
exceed, of course, either in absence of fear or in positive confidence: the
former has no name (which is a common case), the latter is called rash: again,
the man who has too much fear and too little confidence is called a coward.
II. In respect of pleasures and pains
(but not all, and perhaps fewer pains than pleasures):
The Mean state here is perfected
Self-Mastery, the defect total absence of Self-control. As for defect in
respect of pleasure, there are really no people who are chargeable with it, so,
of course, there is really no name for such characters, but, as they are
conceivable, we will give them one and call them insensible.
III. In respect of giving and taking
wealth (a):
The mean state is Liberality, the
excess Prodigality, the defect Stinginess: here each of the extremes involves
really an excess and defect contrary to each other: I mean, the prodigal gives
out too much and takes in too little, while the stingy man takes in too much
and gives out too little. (It must be understood that we are now giving merely
an outline and summary, intentionally: and we will, in a later part of the
treatise, draw out the distinctions with greater exactness.)
IV. In respect of wealth (b):
There are other dispositions besides
these just mentioned; a mean state called Munificence (for the munificent man
differs from the liberal, the former having necessarily to do with great
wealth, the latter with but small); the excess called by the names either of
Want of taste or Vulgar Profusion, and the defect Paltriness (these also differ
from the extremes connected with liberality, and the manner of their difference
shall also be spoken of later).
V. In respect of honour and dishonour
(a):
The mean state Greatness of Soul, the
excess which may be called braggadocio, and the defect Littleness of Soul.
VI. In respect of honour and dishonour
(b):
[Sidenote: 1108a]
Now there is a state bearing the same
relation to Greatness of Soul as we said just now Liberality does to
Munificence, with the difference that is of being about a small amount of the
same thing: this state having reference to small honour, as Greatness of Soul
to great honour; a man may, of course, grasp at honour either more than he
should or less; now he that exceeds in his grasping at it is called ambitious,
he that falls short unambitious, he that is just as he should be has no proper
name: nor in fact have the states, except that the disposition of the ambitious
man is called ambition. For this reason those who are in either extreme lay
claim to the mean as a debateable land, and we call the virtuous character
sometimes by the name ambitious, sometimes by that of unambitious, and we
commend sometimes the one and sometimes the other. Why we do it shall be said
in the subsequent part of the treatise; but now we will go on with the rest of
the virtues after the plan we have laid down.
VII. In respect of anger:
Here too there is excess, defect, and a
mean state; but since they may be said to have really no proper names, as we
call the virtuous character Meek, we will call the mean state Meekness, and of
the extremes, let the man who is excessive be denominated Passionate, and the
faulty state Passionateness, and him who is deficient Angerless, and the defect
Angerlessness.
There are also three other mean states,
having some mutual resemblance, but still with differences; they are alike in
that they all have for their object-matter intercourse of words and deeds, and
they differ in that one has respect to truth herein, the other two to what is
pleasant; and this in two ways, the one in relaxation and amusement, the other
in all things which occur in daily life. We must say a word or two about these
also, that we may the better see that in all matters the mean is praiseworthy,
while the extremes are neither right nor worthy of praise but of blame.
Now of these, it is true, the majority
have really no proper names, but still we must try, as in the other cases, to
coin some for them for the sake of clearness and intelligibleness.
I. In respect of truth: The man who is
in the mean state we will call Truthful, and his state Truthfulness, and as to
the disguise of truth, if it be on the side of exaggeration, Braggadocia, and
him that has it a Braggadocio; if on that of diminution, Reserve and Reserved
shall be the terms.
II. In respect of what is pleasant in
the way of relaxation or amusement: The mean state shall be called
Easy-pleasantry, and the character accordingly a man of Easy-pleasantry; the
excess Buffoonery, and the man a Buffoon; the man deficient herein a Clown, and
his state Clownishness.
III. In respect of what is pleasant in
daily life: He that is as he should be may be called Friendly, and his mean
state Friendliness: he that exceeds, if it be without any interested motive,
somewhat too Complaisant, if with such motive, a Flatterer: he that is
deficient and in all instances unpleasant, Quarrelsome and Cross.
There are mean states likewise in
feelings and matters concerning them. Shamefacedness, for instance, is no
virtue, still a man is praised for being shamefaced: for in these too the one
is denominated the man in the mean state, the other in the excess; the
Dumbfoundered, for instance, who is overwhelmed with shame on all and any
occasions: the man who is in the defect, i.e. who has no shame
at all in his composition, is called Shameless: but the right character
Shamefaced.
Indignation against successful vice,
again, is a state in the mean between Envy and Malevolence: they all three have
respect to pleasure and pain produced by what happens to one's neighbour: for
the man who has this right feeling is annoyed at undeserved success of others,
while the envious man goes beyond him and is annoyed at all success of others,
and the malevolent falls so far short of feeling annoyance that he even
rejoices [at misfortune of others].
But for the discussion of these also
there will be another opportunity, as of Justice too, because the term is used
in more senses than one. So after this we will go accurately into each and say
how they are mean states: and in like manner also with respect to the
Intellectual Excellences.
Now as there are three states in each
case, two faulty either in the way of excess or defect, and one right, which is
the mean state, of course all are in a way opposed to one another; the
extremes, for instance, not only to the mean but also to one another, and the
mean to the extremes: for just as the half is greater if compared with the less
portion, and less if compared with the greater, so the mean states, compared
with the defects, exceed, whether in feelings or actions, and vice
versa. The brave man, for instance, shows as rash when compared with the
coward, and cowardly when compared with the rash; similarly too the man of
perfected self-mastery, viewed in comparison with the man destitute of all
perception, shows like a man of no self-control, but in comparison with the man
who really has no self-control, he looks like one destitute of all perception:
and the liberal man compared with the stingy seems prodigal, and by the side of
the prodigal, stingy.
And so the extreme characters push
away, so to speak, towards each other the man in the mean state; the brave man
is called a rash man by the coward, and a coward by the rash man, and in the
other cases accordingly. And there being this mutual opposition, the
contrariety between the extremes is greater than between either and the mean,
because they are further from one another than from the mean, just as the
greater or less portion differ more from each other than either from the exact
half.
Again, in some cases an extreme will
bear a resemblance to the mean; rashness, for instance, to courage, and
prodigality to liberality; but between the extremes there is the greatest
dissimilarity. Now things which are furthest from one another are defined to be
contrary, and so the further off the more contrary will they be.
[Sidenote: 1109a] Further: of the
extremes in some cases the excess, and in others the defect, is most opposed to
the mean: to courage, for instance, not rashness which is the excess, but
cowardice which is the defect; whereas to perfected self-mastery not
insensibility which is the defect but absence of all self-control which is the
excess.
And for this there are two reasons to
be given; one from the nature of the thing itself, because from the one extreme
being nearer and more like the mean, we do not put this against it, but the
other; as, for instance, since rashness is thought to be nearer to courage than
cowardice is, and to resemble it more, we put cowardice against courage rather
than rashness, because those things which are further from the mean are thought
to be more contrary to it. This then is one reason arising from the thing
itself; there is another arising from our own constitution and make: for in
each man's own case those things give the impression of being more contrary to
the mean to which we individually have a natural bias. Thus we have a natural
bias towards pleasures, for which reason we are much more inclined to the
rejection of all self-control, than to self-discipline.
These things then to which the bias is,
we call more contrary, and so total want of self-control (the excess) is more
contrary than the defect is to perfected self-mastery.
IX
Now that Moral Virtue is a mean state,
and how it is so, and that it lies between two faulty states, one in the way of
excess and another in the way of defect, and that it is so because it has an
aptitude to aim at the mean both in feelings and actions, all this has been set
forth fully and sufficiently.
And so it is hard to be good: for
surely hard it is in each instance to find the mean, just as to find the mean
point or centre of a circle is not what any man can do, but only he who knows
how: just so to be angry, to give money, and be expensive, is what any man can
do, and easy: but to do these to the right person, in due proportion, at the
right time, with a right object, and in the right manner, this is not as before
what any man can do, nor is it easy; and for this cause goodness is rare, and
praiseworthy, and noble.
Therefore he who aims at the mean
should make it his first care to keep away from that extreme which is more
contrary than the other to the mean; just as Calypso in Homer advises Ulysses,
"Clear of this smoke and surge thy
barque direct;"
because of the two extremes the one is
always more, and the other less, erroneous; and, therefore, since to hit
exactly on the mean is difficult, one must take the least of the evils as the
safest plan; and this a man will be doing, if he follows this method.
[Sidenote: 1109b] We ought also to take
into consideration our own natural bias; which varies in each man's case, and
will be ascertained from the pleasure and pain arising in us. Furthermore, we
should force ourselves off in the contrary direction, because we shall find
ourselves in the mean after we have removed ourselves far from the wrong side,
exactly as men do in straightening bent timber.
But in all cases we must guard most
carefully against what is pleasant, and pleasure itself, because we are not
impartial judges of it.
We ought to feel in fact towards
pleasure as did the old counsellors towards Helen, and in all cases pronounce a
similar sentence; for so by sending it away from us, we shall err the less.
Well, to speak very briefly, these are
the precautions by adopting which we shall be best able to attain the mean.
Still, perhaps, after all it is a
matter of difficulty, and specially in the particular instances: it is not
easy, for instance, to determine exactly in what manner, with what persons, for
what causes, and for what length of time, one ought to feel anger: for we
ourselves sometimes praise those who are defective in this feeling, and we call
them meek; at another, we term the hot-tempered manly and spirited.
Then, again, he who makes a small
deflection from what is right, be it on the side of too much or too little, is
not blamed, only he who makes a considerable one; for he cannot escape
observation. But to what point or degree a man must err in order to incur
blame, it is not easy to determine exactly in words: nor in fact any of those
points which are matter of perception by the Moral Sense: such questions are
matters of detail, and the decision of them rests with the Moral Sense.
At all events thus much is plain, that
the mean state is in all things praiseworthy, and that practically we must
deflect sometimes towards excess sometimes towards defect, because this will be
the easiest method of hitting on the mean, that is, on what is right.
ARISTOTLE’S POLITICS
CHAPTER I
As we see that every
city is a society, and every society is
established for some good purpose; for an apparent [Bekker 1252a] good is the
spring of all human actions; it is evident that this is the principle upon which
they are every one founded, and this is more especially true of that which has
for its object the best possible, and is itself the most excellent, and
comprehends all the rest. Now this is called a city, and the society thereof a
political society; for those who think that the principles of a political, a
regal, a family, and a herile government are the same are mistaken, while they
suppose that each of these differ in the numbers to whom their power extends,
but not in their constitution: so that with them a herile government is one
composed of a very few, a domestic of more, a civil and a regal of still more,
as if there was no difference between a large family and a small city, or that
a regal government and a political one are the same, only that in the one a
single person is continually at the head of public affairs; in the other, that
each member of the state has in his turn a share in the government, and is at
one time a magistrate, at another a private person, according to the rules of
political science. But now this is not true, as will be evident to any one who
will consider this question in the most approved method. As, in an inquiry into
every other subject, it is necessary to separate the different parts of which
it is compounded, till we arrive at their first elements, which are the most
minute parts thereof; so by the same proceeding we shall acquire a knowledge of
the primary parts of a city and see wherein they differ from each other, and
whether the rules of art will give us any assistance in examining into each of
these things which are mentioned.
Now if in this
particular science any one would attend to its original seeds, and their first
shoot, he would then as in others have the subject perfectly before him; and
perceive, in the first place, that it is requisite that those should be joined
together whose species cannot exist without each other, as the male and the
female, for the business of propagation; and this not through choice, but by
that natural impulse which acts both upon plants and animals also, for the
purpose of their leaving behind them others like themselves. It is also from
natural causes that some beings command and others obey, that each may obtain
their mutual safety; for a being who is endowed with a mind capable of reflection
and forethought is by nature the superior and governor, whereas he whose
excellence is merely corporeal is formect to be a slave; whence it follows that
the different state of master [1252b] and slave is equally advantageous to
both. But there is a natural difference between a female and a slave: for
nature is not like the artists who make the Delphic swords for the use of the
poor, but for every particular purpose she has her separate instruments, and
thus her ends are most complete, for whatsoever is employed on one subject
only, brings that one to much greater perfection than when employed on many;
and yet among the barbarians, a female and a slave are upon a level in the
community, the reason for which is, that amongst them there are none qualified by
nature to govern, therefore their society can be nothing but between slaves of
different sexes. For which reason the poets say, it is proper for the Greeks to
govern the barbarians, as if a barbarian and a slave were by nature one. Now of
these two societies the domestic is the first, and Hesiod is right when he
says, "First a house, then a wife, then an ox for the plough," for
the poor man has always an ox before a household slave. That society then which
nature has established for daily support is the domestic, and those who compose
it are called by Charond as homosipuoi, and by Epimenides the
Cretan homokapnoi; but the society of many families, which was
first instituted for their lasting, mutual advantage, is called a village, and
a village is most naturally composed of the descendants of one family, whom
some persons call homogalaktes, the children and the children's children
thereof: for which reason cities were originally governed by kings, as the
barbarian states now are, which are composed of those who had before submitted
to kingly government; for every family is governed by the elder, as are the
branches thereof, on account of their relationship thereunto, which is what
Homer says, "Each one ruled his wife and child;" and in this scattered
manner they formerly lived. And the opinion which universally prevails, that
the gods themselves are subject to kingly government, arises from hence, that
all men formerly were, and many are so now; and as they imagined themselves to
be made in the likeness of the gods, so they supposed their manner of life must
needs be the same. And when many villages so entirely join themselves together
as in every respect to form but one society, that society is a city, and
contains in itself, if I may so speak, the end and perfection of government:
first founded that we might live, but continued that we may live happily. For
which reason every city must be allowed to be the work of nature, if we admit
that the original society between male and female is; for to this as their end
all subordinate societies tend, and the end of everything is the nature of it.
For what every being is in its most perfect state, that certainly is the nature
of that being, whether it be a man, a horse, or a house: besides, whatsoever
produces the final cause and the end which we [1253a] desire, must be best; but
a government complete in itself is that final cause and what is best. Hence it
is evident that a city is a natural production, and that man is naturally a
political animal, and that whosoever is naturally and not accidentally unfit
for society, must be either inferior or superior to man: thus the man in Homer,
who is reviled for being "without society, without law, without
family." Such a one must naturally be of a quarrelsome disposition, and as
solitary as the birds. The gift of speech also evidently proves that man is a
more social animal than the bees, or any of the herding cattle: for nature, as
we say, does nothing in vain, and man is the only animal who enjoys it. Voice
indeed, as being the token of pleasure and pain, is imparted to others also,
and thus much their nature is capable of, to perceive pleasure and pain, and to
impart these sensations to others; but it is by speech that we are enabled to
express what is useful for us, and what is hurtful, and of course what is just
and what is unjust: for in this particular man differs from other animals, that
he alone has a perception of good and evil, of just and unjust, and it is a
participation of these common sentiments which forms a family and a city.
Besides, the notion of a city naturally precedes that of a family or an
individual, for the whole must necessarily be prior to the parts, for if you
take away the whole man, you cannot say a foot or a hand remains, unless by
equivocation, as supposing a hand of stone to be made, but that would only be a
dead one; but everything is understood to be this or that by its energic
qualities and powers, so that when these no longer remain, neither can that be
said to be the same, but something of the same name. That a city then precedes
an individual is plain, for if an individual is not in himself sufficient to
compose a perfect government, he is to a city as other parts are to a whole;
but he that is incapable of society, or so complete in himself as not to want
it, makes no part of a city, as a beast or a god. There is then in all persons
a natural impetus to associate with each other in this manner, and he who first
founded civil society was the cause of the greatest good; for as by the
completion of it man is the most excellent of all living beings, so without law
and justice he would be the worst of all, for nothing is so difficult to subdue
as injustice in arms: but these arms man is born with, namely, prudence and
valour, which he may apply to the most opposite purposes, for he who abuses
them will be the most wicked, the most cruel, the most lustful, and most
gluttonous being imaginable; for justice is a political virtue, by the rules of
it the state is regulated, and these rules are the criterion of what is right.
CHAPTER III
SINCE it is now
evident of what parts a city is composed, it will be necessary to treat first
of family government, for every city is made up of families, and every family
[1253b] has again its separate parts of which it is composed. When a family is
complete, it consists of freemen and slaves; but as in every subject we should
begin with examining into the smallest parts of which it consists, and as the
first and smallest parts of a family are the master and slave, the husband and
wife, the father and child, let us first inquire into these three, what each of
them may be, and what they ought to be; that is to say, the herile, the
nuptial, and the paternal. Let these then be considered as the three distinct
parts of a family: some think that the providing what is necessary for the
family is something different from the government of it, others that this is
the greatest part of it; it shall be considered separately; but we will first
speak of a master and a slave, that we may both understand the nature of those
things which are absolutely necessary, and also try if we can learn anything
better on this subject than what is already known. Some persons have thought
that the power of the master over his slave originates from his superior
knowledge, and that this knowledge is the same in the master, the magistrate,
and the king, as we have already said; but others think that herile government
is contrary to nature, and that it is the law which makes one man a slave and
another free, but that in nature there is no difference; for which reason that
power cannot be founded in justice, but in force.
Since then a
subsistence is necessary in every family, the means of procuring it certainly
makes up part of the management of a family, for without necessaries it is
impossible to live, and to live well. As in all arts which are brought to
perfection it is necessary that they should have their proper instruments if
they would complete their works, so is it in the art of managing a family: now
of instruments some of them are alive, others inanimate; thus with respect to
the pilot of the ship, the tiller is without life, the sailor is alive; for a
servant is as an instrument in many arts. Thus property is as an instrument to
living; an estate is a multitude of instruments; so a slave is an animated
instrument, but every one that can minister of himself is more valuable than
any other instrument; for if every instrument, at command, or from a
preconception of its master's will, could accomplish its work (as the story
goes of the statues of Daedalus; or what the poet tells us of the tripods of
Vulcan, "that they moved of their own accord into the assembly of the gods
"), the shuttle would then weave, and the lyre play of itself; nor would the
architect want servants, or the [1254a] master slaves. Now what are generally
called instruments are the efficients of something else, but possessions are
what we simply use: thus with a shuttle we make something else for our use; but
we only use a coat, or a bed: since then making and using differ from each
other in species, and they both require their instruments, it is necessary that
these should be different from each other. Now life is itself what we use, and
not what we employ as the efficient of something else; for which reason the
services of a slave are for use. A possession may be considered in the same
nature as a part of anything; now a part is not only a part of something, but
also is nothing else; so is a possession; therefore a master is only the master
of the slave, but no part of him; but the slave is not only the slave of the
master, but nothing else but that. This fully explains what is the nature of a
slave, and what are his capacities; for that being who by nature is nothing of
himself, but totally another's, and is a man, is a slave by nature; and that
man who is the property of another, is his mere chattel, though he continues a
man; but a chattel is an instrument for use, separate from the body.
But whether any
person is such by nature, and whether it is advantageous and just for any one
to be a slave or no, or whether all slavery is contrary to nature, shall be
considered hereafter; not that it is difficult to determine it upon general
principles, or to understand it from matters of fact; for that some should
govern, and others be governed, is not only necessary but useful, and from the
hour of their birth some are marked out for those purposes, and others for the
other, and there are many species of both sorts. And the better those are who
are governed the better also is the government, as for instance of man, rather
than the brute creation: for the more excellent the materials are with which
the work is finished, the more excellent certainly is the work; and wherever
there is a governor and a governed, there certainly is some work produced; for
whatsoever is composed of many parts, which jointly become one, whether
conjunct or separate, evidently show the marks of governing and governed; and
this is true of every living thing in all nature; nay, even in some things
which partake not of life, as in music; but this probably would be a
disquisition too foreign to our present purpose. Every living thing in the
first place is composed of soul and body, of these the one is by nature the
governor, the other the governed; now if we would know what is natural, we
ought to search for it in those subjects in which nature appears most perfect,
and not in those which are corrupted; we should therefore examine into a man
who is most perfectly formed both in soul and body, in whom this is evident,
for in the depraved and vicious the body seems [1254b] to rule rather than the
soul, on account of their being corrupt and contrary to nature. We may then, as
we affirm, perceive in an animal the first principles of herile and political
government; for the soul governs the body as the master governs his slave; the
mind governs the appetite with a political or a kingly power, which shows that
it is both natural and advantageous that the body should be governed by the
soul, and the pathetic part by the mind, and that part which is possessed of
reason; but to have no ruling power, or an improper one, is hurtful to all; and
this holds true not only of man, but of other animals also, for tame animals are
naturally better than wild ones, and it is advantageous that both should be
under subjection to man; for this is productive of their common safety: so is
it naturally with the male and the female; the one is superior, the other
inferior; the one governs, the other is governed; and the same rule must
necessarily hold good with respect to all mankind. Those men therefore who are
as much inferior to others as the body is to the soul, are to be thus disposed
of, as the proper use of them is their bodies, in which their excellence
consists; and if what I have said be true, they are slaves by nature, and it is
advantageous to them to be always under government. He then is by nature formed
a slave who is qualified to become the chattel of another person, and on that
account is so, and who has just reason enough to know that there is such a
faculty, without being indued with the use of it; for other animals have no
perception of reason, but are entirely guided by appetite, and indeed they vary
very little in their use from each other; for the advantage which we receive,
both from slaves and tame animals, arises from their bodily strength
administering to our necessities; for it is the intention of nature to make the
bodies of slaves and freemen different from each other, that the one should be
robust for their necessary purposes, the others erect, useless indeed for what
slaves are employed in, but fit for civil life, which is divided into the
duties of war and peace; though these rules do not always take place, for slaves
have sometimes the bodies of freemen, sometimes the souls; if then it is
evident that if some bodies are as much more excellent than others as the
statues of the gods excel the human form, every one will allow that the
inferior ought to be slaves to the superior; and if this is true with respect
to the body, it is still juster to determine in the same manner, when we
consider the soul; though it is not so easy to perceive the beauty of [1255a]
the soul as it is of the body. Since then some men are slaves by nature, and
others are freemen, it is clear that where slavery is advantageous to any one,
then it is just to make him a slave.
But it is not
difficult to perceive that those who maintain the contrary opinion have some
reason on their side; for a man may become a slave two different ways; for he
may be so by law also, and this law is a certain compact, by which whatsoever
is taken in battle is adjudged to be the property of the conquerors: but many
persons who are conversant in law call in question this pretended right, and
say that it would be hard that a man should be compelled by violence to be the
slave and subject of another who had the power to compel him, and was his
superior in strength; and upon this subject, even of those who are wise, some
think one way and some another; but the cause of this doubt and variety of
opinions arises from hence, that great abilities, when accompanied with proper
means, are generally able to succeed by force: for victory is always owing to a
superiority in some advantageous circumstances; so that it seems that force
never prevails but in consequence of great abilities. But still the dispute
concerning the justice of it remains; for some persons think, that justice
consists in benevolence, others think it just that the powerful should govern:
in the midst of these contrary opinions, there are no reasons sufficient to
convince us, that the right of being master and governor ought not to be placed
with those who have the greatest abilities. Some persons, entirely resting upon
the right which the law gives (for that which is legal is in some respects
just), insist upon it that slavery occasioned by war is just, not that they say
it is wholly so, for it may happen that the principle upon which the wars were
commenced is unjust; moreover no one will say that a man who is unworthily in
slavery is therefore a slave; for if so, men of the noblest families might
happen to be slaves, and the descendants of slaves, if they should chance to be
taken prisoners in war and sold: to avoid this difficulty they say that such
persons should not be called slaves, but barbarians only should; but when they
say this, they do nothing more than inquire who is a slave by nature, which was
what we at first said; for we must acknowledge that there are some persons who,
wherever they are, must necessarily be slaves, but others in no situation; thus
also it is with those of noble descent: it is not only in their own country
that they are Esteemed as such, but everywhere, but the barbarians are
respected on this account at home only; as if nobility and freedom were of two
sorts, the one universal, the other not so. Thus says the Helen of Theodectes:
"Who dares reproach me with the name of
slave? When from the
immortal gods, on either side, I draw my
lineage."
Those who express
sentiments like these, shew only that they distinguish the slave and the
freeman, the noble and the ignoble from each other by their virtues and their
[1255b] vices; for they think it reasonable, that as a man begets a man, and a
beast a beast, so from a good man, a good man should be descended; and this is
what nature desires to do, but frequently cannot accomplish it. It is evident
then that this doubt has some reason in it, and that these persons are not
slaves, and those freemen, by the appointment of nature; and also that in some
instances it is sufficiently clear, that it is advantageous to both parties for
this man to be a slave, and that to be a master, and that it is right and just,
that some should be governed, and others govern, in the manner that nature
intended; of which sort of government is that which a master exercises over a
slave. But to govern ill is disadvantageous to both; for the same thing is
useful to the part and to the whole, to the body and to the soul; but the slave
is as it were a part of the master, as if he were an animated part of his body,
though separate. For which reason a mutual utility and friendship may subsist
between the master and the slave, I mean when they are placed by nature in that
relation to each other, for the contrary takes place amongst those who are
reduced to slavery by the law, or by conquest.
CHAPTER VII
It is evident from
what has been said, that a herile and a political government are not the same,
or that all governments are alike to each other, as some affirm; for one is
adapted to the nature of freemen, the other to that of slaves. Domestic
government is a monarchy, for that is what prevails in every house; but a
political state is the government of free men and equals. The master is not so
called from his knowing how to manage his slave, but because he is so; for the
same reason a slave and a freeman have their respective appellations. There is
also one sort of knowledge proper for a master, another for a slave; the
slave's is of the nature of that which was taught by a slave at Syracuse; for
he for a stipulated sum instructed the boys in all the business of a household
slave, of which there are various sorts to be learnt, as the art of cookery,
and other such-like services, of which some are allotted to some, and others to
others; some employments being more honourable, others more necessary;
according to the proverb, "One slave excels another, one master excels
another:" in such-like things the knowledge of a slave consists. The
knowledge of the master is to be able properly to employ his slaves, for the
mastership of slaves is the employment, not the mere possession of them; not
that this knowledge contains anything great or respectable; for what a slave
ought to know how to do, that a master ought to know how to order; for which
reason, those who have it in their power to be free from these low attentions,
employ a steward for this business, and apply themselves either to public
affairs or philosophy: the knowledge of procuring what is necessary for a
family is different from that which belongs either to the master or the slave:
and to do this justly must be either by war or hunting. And thus much of the
difference between a master and a slave.
[1256a] As a slave is
a particular species of property, let us by all means inquire into the nature
of property in general, and the acquisition of money, according to the manner
we have proposed. In the first place then, some one may doubt whether the getting
of money is the same thing as economy, or whether it is a part of it, or
something subservient to it; and if so, whether it is as the art of making
shuttles is to the art of weaving, or the art of making brass to that of statue
founding, for they are not of the same service; for the one supplies the tools,
the other the matter: by the matter I mean the subject out of which the work is
finished, as wool for the cloth and brass for the statue. It is evident then
that the getting of money is not the same thing as economy, for the business of
the one is to furnish the means of the other to use them; and what art is there
employed in the management of a family but economy, but whether this is a part
of it, or something of a different species, is a doubt; for if it is the
business of him who is to get money to find out how riches and possessions may
be procured, and both these arise from various causes, we must first inquire
whether the art of husbandry is part of money-getting or something different,
and in general, whether the same is not true of every acquisition and every
attention which relates to provision. But as there are many sorts of provision,
so are the methods of living both of man and the brute creation very various;
and as it is impossible to live without food, the difference in that particular
makes the lives of animals so different from each other. Of beasts, some live
in herds, others separate, as is most convenient for procuring themselves food;
as some of them live upon flesh, others on fruit, and others on whatsoever they
light on, nature having so distinguished their course of life, that they can
very easily procure themselves subsistence; and as the same things are not
agreeable to all, but one animal likes one thing and another another, it follows
that the lives of those beasts who live upon flesh must be different from the
lives of those who live on fruits; so is it with men, their lives differ
greatly from each other; and of all these the shepherd's is the idlest, for
they live upon the flesh of tame animals, without any trouble, while they are
obliged to change their habitations on account of their flocks, which they are
compelled to follow, cultivating, as it were, a living farm. Others live
exercising violence over living creatures, one pursuing this thing, another
that, these preying upon men; those who live near lakes and marshes and rivers,
or the sea itself, on fishing, while others are fowlers, or hunters of wild
beasts; but the greater part of mankind live upon the produce of the earth and
its cultivated fruits; and the manner in which all those live who follow the
direction of nature, and labour for their own subsistence, is nearly the same,
without ever thinking to procure any provision by way of exchange or
merchandise, such are shepherds, husband-men, [1256b] robbers, fishermen, and
hunters: some join different employments together, and thus live very
agreeably; supplying those deficiencies which were wanting to make their
subsistence depend upon themselves only: thus, for instance, the same person
shall be a shepherd and a robber, or a husbandman and a hunter; and so with
respect to the rest, they pursue that mode of life which necessity points out.
This provision then nature herself seems to have furnished all animals with, as
well immediately upon their first origin as also when they are arrived at a
state of maturity; for at the first of these periods some of them are provided
in the womb with proper nourishment, which continues till that which is born
can get food for itself, as is the case with worms and birds; and as to those
which bring forth their young alive, they have the means for their subsistence
for a certain time within themselves, namely milk. It is evident then that we
may conclude of those things that are, that plants are created for the sake of
animals, and animals for the sake of men; the tame for our use and provision;
the wild, at least the greater part, for our provision also, or for some other
advantageous purpose, as furnishing us with clothes, and the like. As nature
therefore makes nothing either imperfect or in vain, it necessarily follows
that she has made all these things for men: for which reason what we gain in
war is in a certain degree a natural acquisition; for hunting is a part of it,
which it is necessary for us to employ against wild beasts; and those men who
being intended by nature for slavery are unwilling to submit to it, on which
occasion such a. war is by nature just: that species of acquisition then only
which is according to nature is part of economy; and this ought to be at hand,
or if not, immediately procured, namely, what is necessary to be kept in store
to live upon, and which are useful as well for the state as the family. And
true riches seem to consist in these; and the acquisition of those possessions
which are necessary for a happy life is not infinite; though Solon says
otherwise in this verse:
"No bounds to riches can be fixed for
man;"
for they may be fixed
as in other arts; for the instruments of no art whatsoever are infinite, either
in their number or their magnitude; but riches are a number of instruments in
domestic and civil economy; it is therefore evident that the acquisition of
certain things according to nature is a part both of domestic and civil
economy, and for what reason.
There is also another
species of acquisition which they [1257a] particularly call pecuniary, and with
great propriety; and by this indeed it seems that there are no bounds to riches
and wealth. Now many persons suppose, from their near relation to each other,
that this is one and the same with that we have just mentioned, but it is not
the same as that, though not very different; one of these is natural, the other
is not, but rather owing to some art and skill; we will enter into a particular
examination of this subject. The uses of every possession are two, both
dependent upon the thing itself, but not in the same manner, the one supposing
an inseparable connection with it, the other not; as a shoe, for instance,
which may be either worn, or exchanged for something else, both these are the
uses of the shoe; for he who exchanges a shoe with some man who wants one, for
money or provisions, uses the shoe as a shoe, but not according to the original
intention, for shoes were not at first made to be exchanged. The same thing
holds true of all other possessions; for barter, in general, had its original
beginning in nature, some men having a surplus, others too little of what was
necessary for them: hence it is evident, that the selling provisions for money
is not according to the natural use of things; for they were obliged to use
barter for those things which they wanted; but it is plain that barter could
have no place in the first, that is to say, in family society; but must have
begun when the number of those who composed the community was enlarged: for the
first of these had all things in common; but when they came to be separated
they were obliged to exchange with each other many different things which both
parties wanted. Which custom of barter is still preserved amongst many
barbarous nations, who procure one necessary with another, but never sell
anything; as giving and receiving wine for corn and the like. This sort of
barter is not contradictory to nature, nor is it any species of money-getting;
but is necessary in procuring that subsistence which is so consonant thereunto.
But this barter introduced the use of money, as might be expected; for a
convenient place from whence to import what you wanted, or to export what you
had a surplus of, being often at a great distance, money necessarily made its
way into commerce; for it is not everything which is naturally most useful that
is easiest of carriage; for which reason they invented something to exchange
with each other which they should mutually give and take, that being really
valuable itself, should have the additional advantage of being of easy
conveyance, for the purposes of life, as iron and silver, or anything else of
the same nature: and this at first passed in value simply according to its
weight or size; but in process of time it had a certain stamp, to save the
trouble of weighing, which stamp expressed its value. [1257b]
Money then being
established as the necessary medium of exchange, another species of
money-getting spon took place, namely, by buying and selling, at probably first
in a simple manner, afterwards with more skill and experience, where and how
the greatest profits might be made. For which reason the art of money-getting
seems to be chiefly conversant about trade, and the business of it to be able
to tell where the greatest profits can be made, being the means of procuring
abundance of wealth and possessions: and thus wealth is very often supposed to
consist in the quantity of money which any one possesses, as this is the medium
by which all trade is conducted and a fortune made, others again regard it as
of no value, as being of none by nature, but arbitrarily made so by compact; so
that if those who use it should alter their sentiments, it would be worth
nothing, as being of no service for any necessary purpose. Besides, he who
abounds in money often wants necessary food; and it is impossible to say that
any person is in good circumstances when with all his possessions he may perish
with hunger.
Like Midas in the
fable, who from his insatiable wish had everything he touched turned into gold.
For which reason others endeavour to procure other riches and other property,
and rightly, for there are other riches and property in nature; and these are
the proper objects of economy: while trade only procures money, not by all
means, but by the exchange of it, and for that purpose it is this which it is
chiefly employed about, for money is the first principle and the end of trade;
nor are there any bounds to be set to what is thereby acquired. Thus also there
are no limits to the art of medicine, with respect to the health which it
attempts to procure; the same also is true of all other arts; no line can be
drawn to terminate their bounds, the several professors of them being desirous to
extend them as far as possible. (But still the means to be employed for that
purpose are limited; and these are the limits beyond which the art cannot
proceed.) Thus in the art of acquiring riches there are no limits, for the
object of that is money and possessions; but economy has a boundary, though
this has not: for acquiring riches is not the business of that, for which
reason it should seem that some boundary should be set to riches, though we see
the contrary to this is what is practised; for all those who get riches add to
their money without end; the cause of which is the near connection of these two
arts with each other, which sometimes occasions the one to change employments
with the other, as getting of money is their common object: for economy requires
the possession of wealth, but not on its own account but with another view, to
purchase things necessary therewith; but the other procures it merely to
increase it: so that some persons are confirmed in their belief, that this is
the proper object of economy, and think that for this purpose money should be
saved and hoarded up without end; the reason for which disposition is, that
they are intent upon living, but not upon living well; and this desire being
boundless in its extent, the means which they aim at for that purpose are
boundless also; and those who propose to live well, often confine that to the
enjoyment of the pleasures of sense; so that as this also seems to depend upon
what a man has, all their care is to get money, and hence arises the other
cause for this art; for as this enjoyment is excessive in its degree, they
endeavour to procure means proportionate to supply it; and if they cannot do
this merely by the art of dealing in money, they will endeavour to do it by
other ways, and apply all their powers to a purpose they were not by nature
intended for. Thus, for instance, courage was intended to inspire fortitude,
not to get money by; neither is this the end of the soldier's or the
physician's art, but victory and health. But such persons make everything
subservient to money-getting, as if this was the only end; and to the end
everything ought to refer.
We have now
considered that art of money-getting which is not necessary, and have seen in
what manner we became in want of it; and also that which is necessary, which is
different from it; for that economy which is natural, and whose object is to
provide food, is not like this unlimited in its extent, but has its bounds.
There are then three
parts of domestic government, the masters, of which we have already treated,
the fathers, and the husbands; now the government of the wife and children
should both be that of free persons, but not the [I259b] same; for the wife
should be treated as a citizen of a free state, the children should be under
kingly power; for the male is by nature superior to the female, except when
something happens contrary to the usual course of nature, as is the elder and
perfect to the younger and imperfect. Now in the generality of free states, the
governors and the governed alternately change place; for an equality without
any preference is what nature chooses; however, when one governs and another is
governed, she endeavours that there should be a distinction between them in
forms, expressions, and honours; according to what Amasis said of his laver.
This then should be the established rule between the man and the woman. The
government of children should be kingly; for the power of the father over the
child is founded in affection and seniority, which is a species of kingly
government; for which reason Homer very properly calls Jupiter "the father
of gods and men," who was king of both these; for nature requires that a
king should be of the same species with those whom he governs, though superior
in some particulars, as is the case between the elder and the younger, the
father and the son.
It is evident then
that in the due government of a family, greater attention should be paid to the
several members of it and their virtues than to the possessions or riches of
it; and greater to the freemen than the slaves: but here some one may doubt
whether there is any other virtue in a slave than his organic services, and of
higher estimation than these, as temperance, fortitude, justice, and such-like
habits, or whether they possess only bodily qualities: each side of the
question has its difficulties; for if they possess these virtues, wherein do
they differ from freemen? and that they do not, since they are men, and
partakers of reason, is absurd. Nearly the same inquiry may be made concerning
a woman and a child, whether these also have their proper virtues; whether a
woman ought to be temperate, brave, and just, and whether a child is temperate
or no; and indeed this inquiry ought to be general, whether the virtues of
those who, by nature, either govern or are governed, are the same or different;
for if it is necessary that both of them should partake of the fair and good,
why is it also necessary that, without exception, the one should govern, the other
always be governed? for this cannot arise from their possessing these qualities
in different degrees; for to govern, and to be governed, are things different
in species, but more or less are not. And yet it is wonderful that one party
ought to have them, and the other not; for if he who is to govern should not be
temperate and just, how can he govern well? or if he is to be governed, how can
he be governed well? for he who is intemperate [1260a] and a coward will never
do what he ought: it is evident then that both parties ought to be virtuous;
but there is a difference between them, as there is between those who by nature
command and who by nature obey, and this originates in the soul; for in this
nature has planted the governing and submitting principle, the virtues of which
we say are different, as are those of a rational and an irrational being. It is
plain then that the same principle may be extended farther, and that there are
in nature a variety of things which govern and are governed; for a freeman is
governed in a different manner from a slave, a male from a female, and a man
from a child: and all these have parts of mind within them, but in a different
manner. Thus a slave can have no power of determination, a woman but a weak
one, a child an imperfect one. Thus also must it necessarily be with respect to
moral virtues; all must be supposed to possess them, but not in the same
manner, but as is best suited to every one's employment; on which account he
who is to govern ought to be perfect in moral virtue, for his business is
entirely that of an architect, and reason is the architect; while others want
only that portion of it which may be sufficient for their station; from whence
it is evident, that although moral virtue is common to all those we have spoken
of, yet the temperance of a man and a woman are not the same, nor their
courage, nor their justice, though Socrates thought otherwise; for the courage
of the man consists in commanding, the woman's in obeying; and the same is true
in other particulars: and this will be evident to those who will examine
different virtues separately; for those who use general terms deceive
themselves when they say, that virtue consists in a good disposition of mind,
or doing what is right, or something of this sort. They do much better who
enumerate the different virtues as Georgias did, than those who thus define
them; and as Sophocles speaks of a woman, we think of all persons, that their
'virtues should be applicable to their characters, for says he,
"Silence is a woman's ornament,"
but it is not a
man's; and as a child is incomplete, it is evident that his virtue is not to be
referred to himself in his present situation, but to that in which he will be
complete, and his preceptor. In like manner the virtue of a slave is to be
referred to his master; for we laid it down as a maxim, that the use of a slave
was to employ him in what you wanted; so that it is clear enough that few
virtues are wanted in his station, only that he may not neglect his work
through idleness or fear: some person may question if what I have said is true,
whether virtue is not necessary for artificers in their calling, for they often
through idleness neglect their work, but the difference between them is very
great; for a slave is connected with you for life, but the artificer not so
nearly: as near therefore as the artificer approaches to the situation of a
slave, just so much ought he to have of the virtues of one; for a mean
artificer is to a certain point a slave; but then a slave is one of those
things which are by nature what they are, but this is not true [1260b] of a
shoemaker, or any other artist. It is evident then that a slave ought to be
trained to those virtues which are proper for his situation by his master; and
not by him who has the power of a master, to teach him any particular art.
Those therefore are in the wrong who would deprive slaves of reason, and say
that they have only to follow their orders; for slaves want more instruction
than children, and thus we determine this matter. It is necessary, I am
sensible, for every one who treats upon government, to enter particularly into
the relations of husband and wife, and of parent and child, and to show what
are the virtues of each and their respective connections with each other; what
is right and what is wrong; and how the one ought to be followed, and the other
avoided. Since then every family is part of a city, and each of those
individuals is part of a family, and the virtue of the parts ought to
correspond to the virtue of the whole; it is necessary, that both the wives and
children of the community should be instructed correspondent to the nature
thereof, if it is of consequence to the virtue of the state, that the wives and
children therein should be virtuous, and of consequence it certainly is, for
the wives are one half of the free persons; and of the children the succeeding
citizens are to be formed. As then we have determined these points, we will
leave the rest to be spoken to in another place, as if the subject was now finished;
and beginning again anew, first consider the sentiments of those who have
treated of the most perfect forms of government.
CHAPTER I
Since then we propose
to inquire what civil society is of all others best for those who have it in their
power to live entirely as they wish, it is necessary to examine into the polity
of those states which are allowed to be well governed; and if there should be
any others which some persons have described, and which appear properly
regulated, to note what is right and useful in them; and when we point out
wherein they have failed, let not this be imputed to an affectation of wisdom,
for it is because there are great defects in all those which are already
'established, that I have been induced to undertake this work. We will begin
with that part of the subject which naturally presents itself first to our
consideration. The members of every state must of necessity have all things in
common, or some things common, and not others, or nothing at all common. To have
nothing in common is evidently impossible, for society itself is one species of
[1261a] community; and the first thing necessary thereunto is a common place of
habitation, namely the city, which must be one, and this every citizen must
have a share in. But in a government which is to be well founded, will it be
best to admit of a community in everything which is capable thereof, or only in
some particulars, but in others not? for it is possible that the citizens may
have their wives, and children, and goods in common, as in Plato's
Commonwealth; for in that Socrates affirms that all these particulars ought to
be so. Which then shall we prefer? the custom which is already established, or
the laws which are proposed in that treatise?
CHAPTER II
Now as a community of
wives is attended with many other difficulties, so neither does the cause for
which he would frame his government in this manner seem agreeable to reason,
nor is it capable of producing that end which he has proposed, and for which he
says it ought to take place; nor has he given any particular directions for
putting it in practice. Now I also am willing to agree with Socrates in the
principle which he proceeds upon, and admit that the city ought to be one as
much as possible; and yet it is evident that if it is contracted too much, it
will be no longer a city, for that necessarily supposes a multitude; so that if
we proceed in this manner, we shall reduce a city to a family, and a family to
a single person: for we admit that a family is one in a greater degree than a
city, and a single person than a family; so that if this end could be obtained,
it should never be put in practice, as it would annihilate the city; for a city
does not only consist of a large number of inhabitants, but there must also be
different sorts; for were they all alike, there could be no city; for a
confederacy and a city are two different things; for a confederacy is valuable
from its numbers, although all those who compose it are men of the same
calling; for this is entered into for the sake of mutual defence, as we add an
additional weight to make the scale go down. The same distinction prevails
between a city and a nation when the people are not collected into separate
villages, but live as the Arcadians. Now those things in which a city should be
one are of different sorts, and in preserving an alternate reciprocation of
power between these, the safety thereof consists (as I have already mentioned
in my treatise on Morals), for amongst freemen and equals this is absolutely
necessary; for all cannot govern at the same time, but either by the year, or
according to some other regulation or time, by which means every one in his
turn will be in office; as if the shoemakers and carpenters should exchange
occupations, and not always be employed in the same calling. But as it is
evidently better, that these should continue to exercise their respective
trades; so also in civil society, where it is possible, it would be better that
the government should continue in the same hands; but where it [1261b] is not
(as nature has made all men equal, and therefore it is just, be the
administration good or bad, that all should partake of it), there it is best to
observe a rotation, and let those who are their equals by turns submit to those
who are at that time magistrates, as they will, in their turns, alternately be
governors and governed, as if they were different men: by the same method
different persons will execute different offices. From hence it is evident,
that a city cannot be one in the manner that some persons propose; and that
what has been said to be the greatest good which it could enjoy, is absolutely
its destruction, which cannot be: for the good of anything is that which
preserves it. For another reaton also it is clear, that it is not for the best
to endeavour to make a city too much one, because a family is more sufficient
in itself than a single person, a city than a family; and indeed Plato supposes
that a city owes its existence to that sufficiency in themselves which the
members of it enjoy. If then this sufficiency is so desirable, the less the
city is one the better.
But admitting that it
is most advantageous for a city to be one as much as possible, it does not seem
to follow that this will take place by permitting all at once to say this is
mine, and this is not mine (though this is what Socrates regards as a proof
that a city is entirely one), for the word All is used in two senses; if it
means each individual, what Socrates proposes will nearly take place; for each
person will say, this is his own son, and his own wife, and his own property,
and of everything else that may happen to belong to him, that it is his own.
But those who have their wives and children in common will not say so, but all
will say so, though not as individuals; therefore, to use the word all is
evidently a fallacious mode of speech; for this word is sometimes used
distributively, and sometimes collectively, on account of its double meaning,
and is the cause of inconclusive syllogisms in reasoning. Therefore for all
persons to say the same thing was their own, using the word all in its
distributive sense, would be well, but is impossible: in its collective sense
it would by no means contribute to the concord of the state. Besides, there
would be another inconvenience attending this proposal, for what is common to
many is taken least care of; for all men regard more what is their own than
what others share with them in, to which they pay less attention than is
incumbent on every one: let me add also, that every one is more negligent of
what another is to see to, as well as himself, than of his own private
business; as in a family one is often worse served by many servants than by a
few. Let each citizen then in the state have a thousand children, but let none
of them be considered as the children of that individual, but let the relation
of father and child be common to them all, and they will all be neglected.
Besides, in consequence of this, [1262a] whenever any citizen behaved well or ill,
every person, be the number what it would, might say, this is my son, or this
man's or that; and in this manner would they speak, and thus would they doubt
of the whole thousand, or of whatever number the city consisted; and it would
be uncertain to whom each child belonged, and when it was born, who was to take
care of it: and which do you think is better, for every one to say this is
mine, while they may apply it equally to two thousand or ten thousand; or as we
say, this is mine in our present forms of government, where one man calls
another his son, another calls that same person his brother, another nephew, or
some other relation, either by blood or marriage, and first extends his care to
him and his, while another regards him as one of the same parish and the same
tribe; and it is better for any one to be a nephew in his private capacity than
a son after that manner. Besides, it will be impossible to prevent some persons
from suspecting that they are brothers and sisters, fathers and mothers to each
other; for, from the mutual likeness there is between the sire and the
offspring, they will necessarily conclude in what relation they stand to each
other, which circumstance, we are informed by those writers who describe
different parts of the world, does sometimes happen; for in Upper Africa there
are wives in common who yet deliver their children to their respective fathers,
being guided by their likeness to them. There are also some mares and cows
which naturally bring forth their young so like the male, that we can easily
distinguish by which of them they were impregnated: such was the mare called
Just, in Pharsalia.
Besides, those who
contrive this plan of community cannot easily avoid the following evils;
namely, blows, murders involuntary or voluntary, quarrels, and reproaches, all
which it would be impious indeed to be guilty of towards our fathers and
mothers, or those who are nearly related to us; though not to those who are not
connected to us by any tie of affinity: and certainly these mischiefs must
necessarily happen oftener amongst those who do not know how they are connected
to each other than those who do; and when they do happen, if it is among the
first of these, they admit of a legal expiation, but amongst the latter that
cannot be done. It is also absurd for those who promote a community of children
to forbid those who love each other from indulging themselves in the last
excesses of that passion, while they do not restrain them from the passion
itself, or those intercourses which are of all things most improper, between a
Father and a son, a brother and a brother, and indeed the thing itself is most
absurd. It is also ridiculous to prevent this intercourse between the nearest
relations, for no other reason than the violence of the pleasure, while they
think that the relation of father and daughter, the brother and sister, is of
no consequence at all. It seems also more advantageous for the state, that the
husbandmen should have their wives and children in common than the military,
for there will be less affection [1262b] among them in that case than when
otherwise; for such persons ought to be under subjection, that they may obey
the laws, and not seek after innovations. Upon the whole, the consequences of
such a law as this would be directly contrary to those things which good laws
ought to establish, and which Socrates endeavoured to establish by his
regulations concerning women and children: for we think that friendship is the
greatest good which can happen to any city, as nothing so much prevents
seditions: and amity in a city is what Socrates commends above all things,
which appears to be, as indeed he says, the effect of friendship; as we learn
from Aristophanes in the Erotics, who says, that those who love one another
from the excess of that passion, desire to breathe the same soul, and from
being two to be blended into one: from whence it would necessarily follow, that
both or one of them must be destroyed. But now in a city which admits of this
community, the tie of friendship must, from that very cause, be extremely weak,
when no father can say, this is my son; or son, this is my father; for as a
very little of what is sweet, being mixed with a great deal of water is
imperceptible after the mixture, so must all family connections, and the names
they go by, be necessarily disregarded in such a community, it being then by no
means necessary that the father should have any regard for him he called a son,
or the brothers for those they call brothers. There are two things which principally
inspire mankind with care and love of their offspring, knowing it is their own,
and what ought to be the object of their affection, neither of which can take
place in this sort of community. As for exchanging the children of the
artificers and husbandmen with those of the military, and theirs reciprocally
with these, it will occasion great confusion in whatever manner it shall be
done; for of necessity, those who carry the children must know from whom they
took and to whom they gave them; and by this means those evils which I have
already mentioned will necessarily be the more likely to happen, as blows,
incestuous love, murders, and the like; for those who are given from their own
parents to other citizens, the military, for instance, will not call them
brothers, sons, fathers, or mothers. The same thing would happen to those of
the military who were placed among the other citizens; so that by this means
every one would be in fear how to act in consequence of consanguinity. And thus
let us determine concerning a community of wives and children.
We proceed next to
consider in what manner property should be regulated in a state which is formed
after the most perfect mode of government, whether it should be common or not;
for this may be considered as a separate question from what had been determined
concerning [1263a] wives and children; I mean, whether it is better that these
should be held separate, as they now everywhere are, or that not only
possessions but also the usufruct of them should be in common; or that the soil
should have a particular owner, but that the produce should be brought together
and used as one common stock, as some nations at present do; or on the
contrary, should the soil be common, and should it also be cultivated in
common, while the produce is divided amongst the individuals for their
particular use, which is said to be practised by some barbarians; or shall both
the soil and the fruit be common? When the business of the husbandman devolves
not on the citizen, the matter is much easier settled; but when those labour
together who have a common right of possession, this may occasion several
difficulties; for there may not be an equal proportion between their labour and
what they consume; and those who labour hard and have but a small proportion of
the produce, will certainly complain of those who take a large share of it and
do but little for that. Upon the whole, as a community between man and man so
entire as to include everything possible, and thus to have all things that man
can possess in common, is very difficult, so is it particularly so with respect
to property; and this is evident from that community which takes place between
those who go out to settle a colony; for they frequently have disputes with
each other upon the most common occasions, and come to blows upon trifles: we
find, too, that we oftenest correct those slaves who are generally employed in
the common offices of the family: a community of property then has these and
other inconveniences attending it.
But the manner of
life which is now established, more particularly when embellished with good
morals and a system of equal laws, is far superior to it, for it will have the
advantage of both; by both I mean properties being common, and divided also; for
in some respects it ought to be in a manner common, but upon the whole private:
for every man's attention being employed on his own particular concerns, will
prevent mutual complaints against each other; nay, by this means industry will
be increased, as each person will labour to improve his own private property;
and it will then be, that from a principle of virtue they will mutually perform
good offices to each other, according to the proverb, "All things are
common amongst friends;" and in some cities there are traces of this
custom to be seen, so that it is not impracticable, and particularly in those
which are best governed; some things are by this means in a manner common, and
others might be so; for there, every person enjoying his own private property,
some things he assists his friend with, others are considered as in common; as
in Lacedaemon, where they use each other's slaves, as if they were, so to
speak, their own, as they do their horses and dogs, or even any provision they
may want in a journey.
It is evident then
that it is best to have property private, but to make the use of it common; but
how the citizens are to be brought to it is the particular [1263b] business of
the legislator. And also with respect to pleasure, it is unspeakable how advantageous
it is, that a man should think he has something which he may call his own; for
it is by no means to no purpose, that each person should have an affection for
himself, for that is natural, and yet to be a self-lover is justly censured;
for we mean by that, not one that simply loves himself, but one that loves
himself more than he ought; in like manner we blame a money-lover, and yet both
money and self is what all men love. Besides, it is very pleasing to us to
oblige and assist our friends and companions, as well as those whom we are
connected with by the rights of hospitality; and this cannot be done without
the establishment of private property, which cannot take place with those who
make a city too much one; besides, they prevent every opportunity of exercising
two principal virtues, modesty and liberality. Modesty with respect to the
female sex, for this virtue requires you to abstain from her who is another's;
liberality, which depends upon private property, for without that no one can
appear liberal, or do any generous action; for liberality consists in imparting
to others what is our own.
This system of polity
does indeed recommend itself by its good appearance and specious pretences to
humanity; and when first proposed to any one, must give him great pleasure, as
he will conclude it to be a wonderful bond of friendship, connecting all to
all; particularly when any one censures the evils which are now to be found in
society, as arising from properties not being common, I mean the disputes which
happen between man and man, upon their different contracts with each other;
those judgments which are passed in court in consequence of fraud, and perjury,
and flattering the rich, none of which arise from properties being private, but
from the vices of mankind. Besides, those who live in one general community,
and have all things in common, oftener dispute with each other than those who
have their property separate; from the very small number indeed of those who
have their property in common, compared with those where it is appropriated,
the instances of their quarrels are but few. It is also but right to mention,
not only the inconveniences they are preserved from who live in a communion of
goods, but also the advantages they are deprived of; for when the whole comes
to be considered, this manner of life will be found impracticable.
We must suppose,
then, that Socrates's mistake arose from the principle he set out with being
false; we admit, indeed, that both a family and a city ought to be one in some
particulars, but not entirely; for there is a point beyond which if a city
proceeds in reducing itself to one, it will be no longer a city.
There is also another
point at which it will still continue to be a city, but it will approach so
near to not being one, that it will be worse than none; as if any one should
reduce the voices of those who sing in concert to one, or a verse to a foot.
But the people ought to be made one, and a community, as I have already said,
by education; as property at Lacedsemon, and their public tables at Crete, were
made common by their legislators. But yet, whosoever shall introduce any
education, and think thereby to make his city excellent and respectable, will
be absurd, while he expects to form it by such regulations, and not by manners,
philosophy, and laws. And whoever [1264a] would establish a government upon a
community of goods, ought to know that he should consult the experience of many
years, which would plainly enough inform him whether such a scheme is useful;
for almost all things have already been found out, but some have been
neglected, and others which have been known have not been put in practice. But
this would be most evident, if any one could see such a government really
established: for it would be impossible to frame such a city without dividing
and separating it into its distinct parts, as public tables, wards, and tribes;
so that here the laws will do nothing more than forbid the military to engage
in agriculture, which is what the Lacedaemonians are at present endeavouring to
do.
Nor has Socrates told
us (nor is it easy to say) what plan of government should be pursued with
respect to the individuals in the state where there is a community of goods
established; for though the majority of his citizens will in general consist of
a multitude of persons of different occupations, of those he has determined
nothing; whether the property of the husbandman ought to be in common, or
whether each person should have his share to himself; and also, whether their
wives and children ought to be in common: for if all things are to be alike
common to all, where will be the difference between them and the military, or
what would they get by submitting to their government? and upon what principles
would they do it, unless they should establish the wise practice of the
Cretans? for they, allowing everything else to their slaves, forbid them only
gymnastic exercises and the use of arms. And if they are not, but these should
be in the same situation with respect to their property which they are in other
cities, what sort of a community will there be? in one city there must of
necessity be two, and those contrary to each other; for he makes the military
the guardians of the state, and the husbandman, artisans, and others, citizens;
and all those quarrels, accusations, and things of the like sort, which he says
are the bane of other cities, will be found in his also: notwithstanding
Socrates says they will not want many laws in consequence of their education,
but such only as may be necessary for regulating the streets, the markets, and
the like, while at the same time it is the education of the military only that
he has taken any care of. Besides, he makes the husbandmen masters of property
upon paying a tribute; but this would be likely to make them far more
troublesome and high-spirited than the Helots, the Penestise, or the slaves
which others employ; nor has he ever determined whether it is necessary to give
any attention to them in these particulars, nor thought of what is connected therewith,
their polity, their education, their laws; besides, it is of no little
consequence, nor is it easy to determine, how these should be framed so as to
preserve the community of the military.
Besides, if he makes
the wives common, while the property [1264b] continues separate, who shall
manage the domestic concerns with the same care which the man bestows upon his
fields? nor will the inconvenience be remedied by making property as well as
wives common; and it is absurd to draw a comparison from the brute creation,
and say, that the same principle should regulate the connection of a man and a
woman which regulates theirs amongst whom there is no family association.
It is also very
hazardous to settle the magistracy as Socrates has done; for he would have
persons of the same rank always in office, which becomes the cause of sedition
even amongst those who are of no account, but more particularly amongst those
who are of a courageous and warlike disposition; it is indeed evidently
necessary that he should frame his community in this manner; for that golden
particle which God has mixed up in the soul of man flies not from one to the
other, but always continues with the same; for he says, that some of our
species have gold, and others silver, blended in their composition from the
moment of their birth: but those who are to be husbandmen and artists, brass
and iron; besides, though he deprives the military of happiness, he says, that
the legislator ought to make all the citizens happy; but it is impossible that
the whole city can be happy, without all, or the greater, or some part of it be
happy. For happiness is not like that numerical equality which arises from
certain numbers when added together, although neither of them may separately
contain it; for happiness cannot be thus added together, but must exist in
every individual, as some properties belong to every integral; and if the
military are not happy, who else are so? for the artisans are not, nor the
multitude of those who are employed in inferior offices. The state which
Socrates has described has all these defects, and others which are not of less
consequence.
There are also some
other forms of government, which have been proposed either by private persons,
or philosophers, or politicians, all of which come much nearer to those which
have been really established, or now exist, than these two of Plato's; for
neither have they introduced the innovation of a community of wives and
children, and public tables for the women, but have been contented to set out
with establishing such rules as are absolutely necessary.
There are some
persons who think, that the first object of government should be to regulate
well everything relating to private property; for they say, that a neglect
herein is the source of all seditions whatsoever. For this reason, Phaleas the
Chalcedonian first proposed, that the fortunes of the citizens should be equal,
which he thought was not difficult to accomplish when a community was first
settled, but that it was a work of greater difficulty in one that had been long
established; but yet that it might be effected, and an equality of
circumstances introduced by these means, that the rich should give marriage
portions, but never receive any, while the poor should always receive, but
never give.
But Plato, in his
treatise of Laws, thinks that a difference in circumstances should be permitted
to a certain degree; but that no citizen should be allowed to possess more than
five times as much as the lowest census, as we have already mentioned. But
legislators who would establish this principle are apt to overlook what they
ought to consider; that while they regulate the quantity of provisions which
each individual shall possess, they ought also to regulate the number of his
children; for if these exceed the allotted quantity of provision, the law must
necessarily be repealed; and yet, in spite of the repeal, it will have the bad
effect of reducing many from wealth to poverty, so difficult is it for
innovators not to fall into such mistakes. That an equality of goods was in
some degree serviceable to strengthen the bands of society, seems to have been
known to some of the ancients; for Solon made a law, as did some others also,
to restrain persons from possessing as much land as they pleased. And upon the
same principle there are laws which forbid men to sell their property, as among
the Locrians, unless they can prove that some notorious misfortune has befallen
them. They were also to preserve their ancient patrimony, which custom being
broken through by the Leucadians, made their government too democratic; for by
that means it was no longer necessary to be possessed of a certain fortune to
be qualified to be a magistrate. But if an equality of goods is established,
this may be either too much, when it enables the people to live luxuriously, or
too little, when it obliges them to live hard. Hence it is evident, that it is
not proper for the legislator to establish an equality of circumstances, but to
fix a proper medium. Besides, if any one should regulate the division of
property in such a manner that there should be a moderate sufficiency for all,
it would be of no use; for it is of more consequence that the citizen should
entertain a similarity of sentiments than an equality of circumstances; but
this can never be attained unless they are properly educated under the
direction of the law. But probably Phaleas may say, that this in what he
himself mentions; for he both proposes a equality of property and one plan of
education in his city. But he should have said particularly what education he
intended, nor is it of any service to have this to much one; for this education
may be one, and yet such as will make the citizens over-greedy, to grasp after
honours, or riches, or both. Besides, not only an in equality of possessions,
but also of honours, will occasion [1267a] seditions, but this upon contrary
grounds; for the vulgar will be seditious if there be an inequality of goods,
by those of more elevated sentiments, if there is an equality of honours.
"When good and bad do equal honours
share."
For men are not
guilty of crimes for necessaries only (for which he thinks an equality of goods
would be a sufficient remedy, as they would then have no occasion to steal cold
or hunger), but that they may enjoy what the desire, and not wish for it in
vain; for if their desire extend beyond the common necessaries of life, they
were be wicked to gratify them; and not only so, but if their wishes point that
way, they will do the same to enjoy those pleasures which are free from the
alloy of pain. What remedy then shall we find for these three disorder; and
first, to prevent stealing from necessity, let every one be supplied with a
moderate subsistence, which may make the addition of his own industry necessary;
second to prevent stealing to procure the luxuries of life, temperance be
enjoined; and thirdly, let those who wish for pleasure in itself seek for it
only in philosophy, all others want the assistance of men.
Since then men are
guilty of the greatest crimes from ambition, and not from necessity, no one,
for instance aims at being a tyrant to keep him from the cold, hence great
honour is due to him who kills not a thief, but tyrant; so that polity which
Phaleas establishes would only be salutary to prevent little crimes. He has
also been very desirous to establish such rules as will conduce to perfect the
internal policy of his state, and he ought also to have done the same with
respect to its neighbours and all foreign nations; for the considerations of
the military establishment should take place in planning every government, that
it may not be unprovided in case of a war, of which he has said nothing; so
also with respect to property, it ought not only to be adapted to the
exigencies of the state, but also to such dangers as may arise from without.
Thus it should not be
so much as to tempt those who are near, and more powerful to invade it, while
those who possess it are not able to drive out the invaders, nor so little as
that the state should not be able to go to war with those who are quite equal
to itself, and of this he has determined nothing; it must indeed be allowed
that it is advantageous to a community to be rather rich than poor; probably
the proper boundary is this, not to possess enough to make it worth while for a
more powerful neighbour to attack you, any more than he would those who had not
so much as yourself; thus when Autophradatus proposed to besiege Atarneus,
Eubulus advised him to consider what time it would require to take the city,
and then would have him determine whether it would answer, for that he should
choose, if it would even take less than he proposed, to quit the place; his
saying this made Autophradatus reflect upon the business and give over the
siege. There is, indeed, some advantage in an equality of goods amongst the
citizens to prevent seditions; and yet, to say truth, no very great one; for
men of great abilities will stomach their being put upon a level with the rest
of the community. For which reason they will very often appear ready for every
commotion and sedition; for the wickedness of mankind is insatiable. For though
at first two oboli might be sufficient, yet when once it is become customary,
they continually want something more, until they set no limits to their
expectations; for it is the nature of our desires to be boundless, and many
live only to gratify them. But for this purpose the first object is, not so
much to establish an equality of fortune, as to prevent those who are of a good
disposition from desiring more than their own, and those who are of a bad one
from being able to acquire it; and this may be done if they are kept in an
inferior station, and not exposed to injustice. Nor has he treated well the
equality of goods, for he has extended his regulation only to land; whereas a
man's substance consists not only in this, but also in slaves, cattle, money,
and all that variety of things which fall under the name of chattels; now there
must be either an equality established in all these, or some certain rule, or
they must be left entirely at large. It appears too by his laws, that he
intends to establish only a small state, as all the artificers are to belong to
the public, and add nothing to the complement of citizens; but if all those who
are to be employed in public works are to be the slaves of the public, it
should be done in the same manner as it is at Epidamnum, and as Diophantus
formerly regulated it at Athens. From these particulars any one may nearly
judge whether Phaleas's community is well or ill established.
Hippodamus, the son
of Euruphon a Milesian, contrived the art of laying out towns, and separated
the Pireus. This man was in other respects too eager after notice, and seemed
to many to live in a very affected manner, with his flowing locks and his
expensive ornaments, and a coarse warm vest which he wore, not only in the
winter, but also in the hot weather. As he was very desirous of the character
of a universal scholar, he was the first who, not being actually engaged in the
management of public affairs, sat himself to inquire what sort of government
was best; and he planned a state, consisting of ten thousand persons, divided
into three parts, one consisting of artisans, another of husbandmen, and the
third of soldiers; he also divided the lands into three parts, and allotted one
to sacred purposes, another to the public, and the third to individuals. The
first of these was to supply what was necessary for the established worship of
the gods; the second was to be allotted to the support of the soldiery; and the
third was to be the property of the husbandman. He thought also that there need
only be three sorts of laws, corresponding to the three sorts of actions which
can be brought, namely, for assault, trespasses, or death. He ordered also that
there should be a particular court of appeal, into which all causes might be
removed which were supposed to have been unjustly determined elsewhere; which
court should be composed of old men chosen for that purpose. He thought also [1268a]
that they should not pass sentence by votes; but that every one should bring
with him a tablet, on which he should write, that he found the party guilty, if
it was so, but if not, he should bring a plain tablet; but if he acquitted him
of one part of the indictment but not of the other, he should express that also
on the tablet; for he disapproved of that general custom already established,
as it obliges the judges to be guilty of perjury if they determined positively
either on the one side or the other. He also made a law, that those should be
rewarded who found out anything for the good of the city, and that the children
of those who fell in battle should be educated at the public expense; which law
had never been proposed by any other legislator, though it is at present in use
at Athens as well as in other cities, he would have the magistrates chosen out
of the people in general, by whom he meant the three parts before spoken of;
and that those who were so elected should be the particular guardians of what
belonged to the public, to strangers, and to orphans.
These are the
principal parts and most worthy of notice in Hippodamus's plan. But some
persons might doubt the propriety of his division of the citizens into three
parts; for the artisans, the husbandmen, and the soldiers are to compose one
community, where the husbandmen are to have no arms, and the artisans neither
arms nor land, which would in a manner render them slaves to the soldiery. It
is also impossible that the whole community should partake of all the
honourable employments in it—for the generals and the guardians of the state
must necessarily be appointed out of the soldiery, and indeed the most
honourable magistrates; but as the two other parts will not have their share in
the government, how can they be expected to have any affection for it? But it
is necessary that the soldiery should be superior to the other two parts, and
this superiority will not be easily gained without they are very numerous; and
if they are so, why should the community consist of any other members? why
should any others have a right to elect the magistrates? Besides, of what use
are the husbandmen to this community? Artisans, 'tis true, are necessary, for
these every city wants, and they can live upon their business. If the
husbandmen indeed furnished the soldiers with provisions, they would be
properly part of the community; but these are supposed to have their private
property, and to cultivate it for their own use. Moreover, if the soldiers
themselves are to cultivate that common land which is appropriated for their
support, there will be no distinction between the soldier and the husbandman,
which the legislator intended there should be; and if there should be any
others who are to cultivate the private property of the husbandman and the
common lands of the military, there will be a fourth order in the state which
will have no share in it, and always entertain hostile sentiments towards it.
If any one should propose that the same persons should cultivate their own
lands and the public ones also, then there would be a deficiency [1268b] of
provisions to supply two families, as the lands would not immediately yield
enough for themselves and the soldiers also; and all these things would
occasion great confusion.
Nor do I approve of
his method of determining causes, when he would have the judge split the case
which comes simply before him; and thus, instead of being a judge, become an
arbitrator. Now when any matter is brought to arbitration, it is customary for
many persons to confer together upon the business that is before them; but when
a cause is brought before judges it is not so; and many legislators take care
that the judges shall not have it in their power to communicate their
sentiments to each other. Besides, what can prevent confusion on the bench when
one judge thinks a fine should be different from what another has set it at;
one proposing twenty minae, another ten, or be it more or less, another four,
and another five; and it is evident, that in this manner they will differ from
each other, while some will give the whole damages sued for, and others
nothing; in this situation, how shall their determinations be settled? Besides,
a judge cannot be obliged to perjure himself who simply acquits or condemns, if
the action is fairly and justly brought; for he who acquits the party does not
say that he ought not to pay any fine at all, but that he ought not to pay a
fine of twenty minae. But he that condemns him is guilty of perjury if he
sentences him to pay twenty minae while he believes the damages ought not to be
so much.
Now with respect to
these honours which he proposes to bestow on those who can give any information
useful to the community, this, though very pleasing in speculation, is what the
legislator should not settle, for it would encourage informers, and probably
occasion commotions in the state. And this proposal of his gives rise also to
further conjectures and inquiries; for some persons have doubted whether it is
useful or hurtful to alter the established law of any country, if even for the
better; for which reason one cannot immediately determine upon what he here
says, whether it is advantageous to alter the law or not. We know, indeed, that
it is possible to propose to new model both the laws and government as a common
good; and since we have mentioned this subject, it may be very proper to enter
into a few particulars concerning it, for it contains some difficulties, as I
have already said, and it may appear better to alter them, since it has been
found useful in other sciences.
Thus the science of
physic is extended beyond its ancient bounds; so is the gymnastic, and indeed
all other arts and powers; so that one may lay it down for certain that the
same thing will necessarily hold good in the art of government. And it may also
be affirmed, that experience itself gives a proof of this; for the ancient laws
are too simple and barbarous; which allowed the Greeks to wear swords in the
city, and to buy their wives of each [1269a]. other. And indeed all the remains
of old laws which we have are very simple; for instance, a law in Cuma relative
to murder. If any person who prosecutes another for murder can produce a
certain number of witnesses to it of his own relations, the accused person
shall be held guilty. Upon the whole, all persons ought to endeavour to follow
what is right, and not what is established; and it is probable that the first
men, whether they sprung out of the earth, or were saved from some general
calamity, had very little understanding or knowledge, as is affirmed of these
aborigines; so that it would be absurd to continue in the practice of their
rules. Nor is it, moreover, right to permit written laws always to remain
without alteration; for as in all other sciences, so in politics, it is
impossible to express everything in writing with perfect exactness; for when we
commit anything to writing we must use general terms, but in every action there
is something particular to itself, which these may not comprehend; from whence
it is evident, that certain laws will at certain times admit of alterations.
But if we consider this matter in another point of view, it will appear to
require great caution; for when the advantage proposed is trifling, as the
accustoming the people easily to abolish their laws is of bad consequence, it
is evidently better to pass over some faults which either the legislator or the
magistrates may have committed; for the alterations will not be of so much
service as a habit of disobeying the magistrates will be of disservice.
Besides, the instance brought from the arts is fallacious; for it is not the
same thing to alter the one as the other. For a law derives all its strength
from custom, and this requires long time to establish; so that, to make it an
easy matter to pass from the established laws to other new ones, is to weaken
the power of laws. Besides, here is another question; if the laws are to be
altered, are they all to be altered, and in every government or not, and
whether at the pleasure of one person or many? all which particulars will make
a great difference; for which reason we will at present drop the inquiry, to
pursue it at some other time.
There are two
considerations which offer themselves with respect to the government
established at Lacedsemon and Crete, and indeed in almost all other states
whatsoever; one is whether their laws do or do not promote the best
establishment possible? the other is whether there is anything, if we consider
either the principles upon which it is founded or the executive part of it,
which prevents the form of government that they had proposed to follow from
being observed; now it is allowed that in every well-regulated state the
members of it should be free from servile labour; but in what manner this shall
be effected is not so easy to determine; for the Penestse have very often
attacked the Thessalians, and the Helots the Lacedaemonians, for they in a
manner continually watch an opportunity for some misfortune befalling them. But
no such thing has ever happened to the Cretans; the [1269b] reason for which
probably is, that although they are engaged in frequent wars with the
neighbouring cities, yet none of these would enter into an alliance with the
revolters, as it would be disadvantageous for them, who themselves also have
their villains. But now there is perpetual enmity between the Lacedaemonians
and all their neighbours, the Argives, the Messenians, and the Arcadians. Their
slaves also first revolted from the Thessalians while they were engaged in wars
with their neighbours the Acheans, the Perrabeans, and the Magnesians. It seems
to me indeed, if nothing else, yet something very troublesome to keep upon
proper terms with them; for if you are remiss in your discipline they grow
insolent, and think themselves upon an equality with their masters; and if they
are hardly used they are continually plotting against you and hate you. It is
evident, then, that those who employ slaves have not as yet hit upon the right
way of managing them.
As to the indulging
of women in any particular liberties, it is hurtful to the end of government
and the prosperity of the city; for as a man and his wife are the two parts of
a family, if we suppose a city to be divided into two parts, we must allow that
the number of men and women will be equal.
In whatever city then
the women are not under good regulations, we must look upon one half of it as
not under the restraint of law, as it there happened; for the legislator,
desiring to make his whole city a collection of warriors with respect to the
men, he most evidently accomplished his design; but in the meantime the women
were quite neglected, for they live without restraint in every improper
indulgence and luxury. So that in such a state riches will necessarily be in
general esteem, particularly if the men are governed by their wives, which has
been the case with many a brave and warlike people except the Celts, and those
other nations, if there are any such, who openly practise pederasty. And the
first mythologists seem not improperly to have joined Mars and Venus together;
for all nations of this character are greatly addicted either to the love of
women or of boys, for which reason it was thus at Lacedaemon; and many things
in their state were done by the authority of the women. For what is the
difference, if the power is in the hands of the women, or in the hands of those
whom they themselves govern? it must turn to the same account. As this boldness
of the women can be of no use in any common occurrences, if it was ever so, it
must be in war; but even here we find that the Lacedaemonian women were of the
greatest disservice, as was proved at the time of the Theban invasion, when
they were of no use at all, as they are in other cities, but made more
disturbance than even the enemy.
The origin of this
indulgence which the Lacedaemonian women enjoy is easily accounted for, from
the long time the men were absent from home upon foreign expeditions [1270a]
against the Argives, and afterwards the Arcadians and Messenians, so that, when
these wars were at an end, their military life, in which there is no little
virtue, prepared them to obey the precepts of their law-giver; but we are told,
that when Lycurgus endeavoured also to reduce the women to an obedience to his
laws, upon their refusal he declined it. It may indeed be said that the women
were the causes of these things, and of course all the fault was theirs. But we
are not now considering where the fault lies, or where it does not lie, but
what is right and what is wrong; and when the manners of the women are not well
regulated, as I have already said, it must not only occasion faults which are
disgraceful to the state, but also increase the love of money. In the next
place, fault may be found with his unequal division of property, for some will
have far too much, others too little; by which means the land will come into
few hands, which business is badly regulated by his laws. For he made it
infamous for any one either to buy or sell their possessions, in which he did
right; but he permitted any one that chose it to give them away, or bequeath
them, although nearly the same consequences will arise from one practice as
from the other. It is supposed that near two parts in five of the whole country
is the property of women, owing to their being so often sole heirs, and having
such large fortunes in marriage; though it would be better to allow them none,
or a little, or a certain regulated proportion. Now every one is permitted to
make a woman his heir if he pleases; and if he dies intestate, he who succeeds
as heir at law gives it to whom he pleases. From whence it happens that
although the country is able to support fifteen hundred horse and thirty
thousand foot, the number does not amount to one thousand.
And from these facts
it is evident, that this particular is badly regulated; for the city could not
support one shock, but was ruined for want of men. They say, that during the
reigns of their ancient kings they used to present foreigners with the freedom
of their city, to prevent there being a want of men while they carried on long
wars; it is also affirmed that the number of Spartans was formerly ten
thousand; but be that as it will, an equality of property conduces much to
increase the number of the people. The law, too, which he made to encourage
population was by no means calculated to correct this inequality; for being
willing that the Spartans should be as numerous as [1270b] possible, to make
them desirous of having large families he ordered that he who had three
children should be excused the night-watch, and that he who had four should pay
no taxes: though it is very evident, that while the land was divided in this
manner, that if the people increased there must many of them be very poor.
Nor was he less
blamable for the manner in which he constituted the ephori; for these
magistrates take cognisance of things of the last importance, and yet they are
chosen out of the people in general; so that it often happens that a very poor
person is elected to that office, who, from that circumstance, is easily
bought. There have been many instances of this formerly, as well as in the late
affair at Andros. And these men, being corrupted with money, went as far as
they could to ruin the city: and, because their power was too great and nearly
tyrannical, their kings were obliged to natter them, which contributed greatly
to hurt the state; so that it altered from an aristocracy to a democracy. This
magistracy is indeed the great support of the state; for the people are easy,
knowing that they are eligible to the first office in it; so that, whether it
took place by the intention of the legislator, or whether it happened by
chance, this is of great service to their affairs; for it is necessary that
every member of the state should endeavour that each part of the government
should be preserved, and continue the same. And upon this principle their kings
have always acted, out of regard to their honour; the wise and good from their
attachment to the senate, a seat wherein they consider as the reward of virtue;
and the common people, that they may support the ephori, of whom they consist.
And it is proper that these magistrates should be chosen out of the whole
community, not as the custom is at present, which is very ridiculous. The
ephori are the supreme judges in causes of the last consequence; but as it is
quite accidental what sort of persons they may be, it is not right that they
should determine according to their own opinion, but by a written law or
established custom. Their way of life also is not consistent with the manners
of the city, for it is too indulgent; whereas that of others is too severe; so
that they cannot support it, but are obliged privately to act contrary to law,
that they may enjoy some of the pleasures of sense. There are also great
defects in the institution of their senators. If indeed they were fitly trained
to the practice of every human virtue, every one would readily admit that they
would be useful to the government; but still it might be debated whether they
should be continued judges for life, to determine points of the greatest
moment, since the mind has its old age as well as the body; but as they are so
brought up, [1271a] that even the legislator could not depend upon them as good
men, their power must be inconsistent with the safety of the state: for it is
known that the members of that body have been guilty both of bribery and
partiality in many public affairs; for which reason it had been much better if
they had been made answerable for their conduct, which they are not. But it may
be said the ephori seem to have a check upon all the magistrates. They have
indeed in this particular very great power; but I affirm that they should not
be entrusted with this control in the manner they are. Moreover, the mode of
choice which they make use of at the election of their senators is very
childish. Nor is it right for any one to solicit for a place he is desirous of;
for every person, whether he chooses it or not, ought to execute any office he
is fit for. But his intention was evidently the same in this as in the other
parts of his government. For making his citizens ambitious after honours, with
men of that disposition he has filled his senate, since no others will solicit
for that office; and yet the principal part of those crimes which men are
deliberately guilty of arise from ambition and avarice.
We will inquire at
another time whether the office of a king is useful to the state: thus much is
certain, that they should be chosen from a consideration of their conduct and
not as they are now. But that the legislator himself did not expect to make all
his citizens honourable and completely virtuous is evident from this, that he
distrusts them as not being good men; for he sent those upon the same embassy
that were at variance with each other; and thought, that in the dispute of the
kings the safety of the state consisted. Neither were their common meals at
first well established: for these should rather have been provided at the
public expense, as at Crete, where, as at Lacedaemon, every one was obliged to
buy his portion, although he might be very poor, and could by no means bear the
expense, by which means the contrary happened to what the legislator desired:
for he intended that those public meals should strengthen the democratic part
of his government: but this regulation had quite the contrary effect, for those
who were very poor could not take part in them; and it was an observation of
their forefathers, that the not allowing those who could not contribute their
proportion to the common tables to partake of them, would be the ruin of the
state. Other persons have censured his laws concerning naval affairs, and not
without reason, as it gave rise to disputes. For the commander of the fleet is
in a manner set up in opposition to the kings, who are generals of the army for
life.
[1271b] There is also
another defect in his laws worthy of censure, which Plato has given in his book
of Laws; that the whole constitution was calculated only for the business of
war: it is indeed excellent to make them conquerors; for which reason the
preservation of the state depended thereon. The destruction of it commenced
with their victories: for they knew not how to be idle, or engage in any other
employment than war. In this particular also they were mistaken, that though
they rightly thought, that those things which are the objects of contention
amongst mankind are better procured by virtue than vice, yet they wrongfully
preferred the things themselves to virtue. Nor was the public revenue well
managed at Sparta, for the state was worth nothing while they were obliged to
carry on the most extensive wars, and the subsidies were very badly raised; for
as the Spartans possessed a large extent of country, they were not exact upon
each other as to what they paid in. And thus an event contrary to the
legislator's intention took place; for the state was poor, the individuals
avaricious. Enough of the Lacedaemonian government; for these seem the chief
defects in it.
The government of
Carthage seems well established, and in many respects superior to others; in
some particulars it bears a near resemblance to the Lacedaemonians; and indeed
these three states, the Cretans, the Lacedaemonians and the Carthaginians are
in some things very like each other, in others they differ greatly. Amongst
many excellent constitutions this may show how well their government is framed,
that although the people are admitted to a share in the administration, the
form of it remains unaltered, without any popular insurrections, worth notice,
on the one hand, or degenerating into a tyranny on the other. Now the
Carthaginians have these things in common with the Lacedaemonians: public
tables for those who are connected together by the tie of mutual friendship,
after the manner of their Phiditia; they have also a magistracy, consisting of
an hundred and four persons, similar to the ephori, or rather selected with
more judgment; for amongst the Lacedaemonians, all the citizens are eligible,
but amongst the Carthaginians, they are chosen out of those of the better sort:
there is also some analogy between the king and the senate in both these
governments, though the Carthaginian method of appointing their kings is best,
for they do not confine themselves to one family; nor do they permit the
election to be at large, nor have they any regard to seniority; for if amongst
the candidates there are any of greater merit than the rest, these they prefer
to those who may be older; for as their power is very extensive, if they are
[1273a] persons of no account, they may be very hurtful to the state, as they
have always been to the Lacedaemonians; also the greater part of those things
which become reprehensible by their excess are common to all those governments
which we have described.
Now of those
principles on which the Carthaginians have established their mixed form of
government, composed of an aristocracy and democracy, some incline to produce a
democracy, others an oligarchy: for instance, if the kings and the senate are
unanimous upon any point in debate, they can choose whether they will bring it
before the people or no; but if they disagree, it is to these they must appeal,
who are not only to hear what has been approved of by the senate, but are
finally to determine upon it; and whosoever chooses it, has a right to speak
against any matter whatsoever that may be proposed, which is not permitted in
other cases. The five, who elect each other, have very great and extensive
powers; and these choose the hundred, who are magistrates of the highest rank:
their power also continues longer than any other magistrates, for it commences
before they come into office, and is prolonged after they are out of it; and in
this particular the state inclines to an oligarchy: but as they are not elected
by lot, but by suffrage, and are not permitted to take money, they are the
greatest supporters imaginable of an aristocracy.
The determining all
causes by the same magistrates, and not orae in one court and another in
another, as at Lacedaemon, has the same influence. The constitution of Carthage
is now shifting from an aristocracy to an oligarchy, in consequence of an
opinion which is favourably entertained by many, who think that the magistrates
in the community ought not to be persons of family only, but of fortune also;
as it is impossible for those who are in bad circumstances to support the
dignity of their office, or to be at leisure to apply to public business. As
choosing men of fortune to be magistrates make a state incline to an oligarchy,
and men of abilities to an aristocracy, so is there a third method of
proceeding which took place in the polity of Carthage; for they have an eye to
these two particulars when they elect their officers, particularly those of the
highest rank, their kings and their generals. It must be admitted, that it was
a great fault in their legislator not to guard against the constitution's
degenerating from an aristocracy; for this is a most necessary thing to provide
for at first, that those citizens who have the best abilities should never be
obliged to do anything unworthy their character, but be always at leisure to
serve the public, not only when in office, but also when private persons; for
if once you are obliged to look among the wealthy, that you may have men at
leisure to serve you, your greatest offices, of king and general, will soon
become venal; in consequence of which, riches will be more honourable than
virtue and a love of money be the ruling principle in the city-for what those
who have the chief power regard as honourable will necessarily be the object
which the [1273b] citizens in general will aim at; and where the first honours
are not paid to virtue, there the aristocratic form of government cannot
flourish: for it is reasonable to conclude, that those who bought their places
should generally make an advantage of what they laid out their money for; as it
is absurd to suppose, that if a man of probity who is poor should be desirous
of gaining something, a bad man should not endeavour to do the same, especially
to reimburse himself; for which reason the magistracy should be formed of those
who are most able to support an aristocracy. It would have been better for the
legislature to have passed over the poverty of men of merit, and only to have
taken care to have ensured them sufficient leisure, when in office, to attend
to public affairs.
It seems also
improper, that one person should execute several offices, which was approved of
at Carthage; for one business is best done by one person; and it is the duty of
the legislator to look to this, and not make the same person a musician and a
shoemaker: so that where the state is not small it is more politic and more
popular to admit many persons to have a share in the government; for, as I just
now said, it is not only more usual, but everything is better and sooner done,
when one thing only is allotted to one person: and this is evident both in the
army and navy, where almost every one, in his turn, both commands and is under
command. But as their government inclines to an oligarchy, they avoid the ill
effects of it by always appointing some of the popular party to the government
of cities to make their fortunes. Thus they consult this fault in their
constitution and render it stable; but this is depending on chance; whereas the
legislator ought to frame his government, that there the no room for
insurrections. But now, if there should be any general calamity, and the people
should revolt from their rulers, there is no remedy for reducing them to
obedience by the laws. And these are the particulars of the Lacedaemonian, the
Cretan, and the Carthaginian governments which seem worthy of commendation.
CHAPTER XII
Some of those persons
who have written upon government had never any share in public affairs, but
always led a private life. Everything worthy of notice in their works we have
already spoke to. Others were legislators, some in their own cities, others
were employed in regulating the governments of foreign states. Some of them
only composed a body of laws; others formed the constitution also, as Lycurgus;
and Solon, who did both. The Lacedaemonians have been already mentioned. Some
persons think that Solon was an excellent legislator, who could dissolve a pure
oligarchy, and save the people from that slavery which hung over them, and
establish the ancient democratic form of government in his country; wherein
every part of it was so framed as to be well adapted to the whole. In the
senate of Areopagus an oligarchy was preserved; by the manner of electing their
[1274a] magistrates, an aristocracy; and in their courts of justice, a
democracy.
Solon seems not to
have altered the established form of government, either with respect to the
senate or the mode of electing their magistrates; but to have raised the people
to great consideration in the state by allotting the supreme judicial
department to them; and for this some persons blame him, as having done what
would soon overturn that balance of power he intended to establish; for by
trying all causes whatsoever before the people, who were chosen by lot to
determine them, it was necessary to flatter a tyrannical populace who had got
this power; which contributed to bring the government to that pure democracy it
now is.
Both Ephialtes and
Pericles abridged the power of the Areopagites, the latter of whom introduced
the method of paying those who attended the courts of justice: and thus every
one who aimed at being popular proceeded increasing the power of the people to
what we now see it. But it is evident that this was not Solon's intention, but
that it arose from accident; for the people being the cause of the naval
victory over the Medes, assumed greatly upon it, and enlisted themselves under
factious demagogues, although opposed by the better part of the citizens. He
thought it indeed most necessary to entrust the people with the choice of their
magistrates and the power of calling them to account; for without that they
must have been slaves and enemies to the other citizens: but he ordered them to
elect those only who were persons of good account and property, either out of
those who were worth five hundred medimns, or those who were called xeugitai,
or those of the third census, who were called horsemen.
As for those of the
fourth, which consisted of mechanics, they were incapable of any office.
Zaleucus was the legislator of the Western Locrians, as was Charondas, the
Catanean, of his own cities, and those also in Italy and Sicily which belonged
to the Calcidians. Some persons endeavour to prove that Onomacritus, the
Locrian, was the first person of note who drew up laws; and that he employed
himself in that business while he was at Crete, where he continued some time to
learn the prophetic art: and they say, that Thales was his companion; and that
Lycurgus and Zaleucus were the scholars of Thales, and Charondas of Zaleucus;
but those who advance this, advance what is repugnant to chronology. Philolaus
also, of the family of the Bacchiades, was a Theban legislator. This man was
very fond of Diocles, a victor in the Olympic games, and when he left his
country from a disgust at an improper passion which his mother Alithoe had
entertained for him, and settled at Thebes, Philolaus followed him, where they
both died, and where they still show their tombs placed in view of each other,
but so disposed, that one of them looks towards Corinth, the other does not;
the reason they give for this is, that Diodes, from his detestation of his
mother's passion, would have his tomb so placed that no one could see Corinth
from it; but Philolaus chose that it might be seen from his: and this was the
cause of their living at Thebes. [1274b]
As Philolaus gave
them laws concerning many other things, so did he upon adoption, which they
call adoptive laws; and this he in particular did to preserve the number of
families. Charondas did nothing new, except in actions for perjury, which he
was the first person who took into particular consideration. He also drew up
his laws with greater elegance and accuracy than even any of our present
legislators. Philolaus introduced the law for the equal distribution of goods;
Plato that for the community of women, children, and goods, and also for public
tables for the women; and one concerning drunkenness, that they might observe
sobriety in their symposiums. He also made a law concerning their warlike
exercises; that they should acquire a habit of using both hands alike, as it
was necessary that one hand should be as useful as the other.
As for Draco's laws,
they were published when the government was already established, and they have
nothing particular in them worth mentioning, except their severity on account
of the enormity of their punishments. Pittacus was the author of some laws, but
never drew up any form of government; one of which was this, that if a drunken
man beat any person he should be punished more than if he did it when sober;
for as people are more apt to be abusive when drunk than sober, he paid no
consideration to the excuse which drunkenness might claim, but regarded only
the common benefit. Andromadas Regmus was also a lawgiver to the Thracian
talcidians. There are some laws of his concerning murders and heiresses extant,
but these contain nothing that any one can say is new and his own. And thus
much for different sorts of governments, as well those which really exist as
those which different persons have proposed.
CHAPTER I
Every one who
inquires into the nature of government, and what are its different forms,
should make this almost his first question, What is a city? For upon this there
is a dispute: for some persons say the city did this or that, while others say,
not the city, but the oligarchy, or the tyranny. We see that the city is the
only object which both the politician and legislator have in view in all they
do: but government is a certain ordering of those who inhabit a city. As a city
is a collective body, and, like other wholes, composed of many parts, it is
evident our first inquiry must be, what a citizen is: for a city is a certain
number of citizens. So that we must consider whom we ought to call citizen, and
who is one; for this is often doubtful: for every one will not allow that this
character is applicable to the same person; for that man who would be a citizen
in a republic would very often not be one in an oligarchy. We do not include in
this inquiry many of those who acquire this appellation out of the ordinary
way, as honorary persons, for instance, but those only who have a natural right
to it.
Now it is not
residence which constitutes a man a citizen; for in this sojourners and slaves
are upon an equality with him; nor will it be sufficient for this purpose, that
you have the privilege of the laws, and may plead or be impleaded, for this all
those of different nations, between whom there is a mutual agreement for that purpose,
are allowed; although it very often happens, that sojourners have not a perfect
right therein without the protection of a patron, to whom they are obliged to
apply, which shows that their share in the community is incomplete. In like
manner, with respect to boys who are not yet enrolled, or old men who are past
war, we admit that they are in some respects citizens, but not completely so,
but with some exceptions, for these are not yet arrived to years of maturity,
and those are past service; nor is there any difference between them. But what
we mean is sufficiently intelligible and clear, we want a complete citizen, one
in whom there is no deficiency to be corrected to make him so. As to those who
are banished, or infamous, there may be the same objections made and the same
answer given. There is nothing that more characterises a complete citizen than
having a share in the judicial and executive part of the government.
With respect to
offices, some are fixed to a particular time, so that no person is, on any
account, permitted to fill them twice; or else not till some certain period has
intervened; others are not fixed, as a juryman's, and a member of the general
assembly: but probably some one may say these are not offices, nor have the
citizens in these capacities any share in the government; though surely it is
ridiculous to say that those who have the principal power in the state bear no
office in it. But this objection is of no weight, for it is only a dispute
about words; as there is no general term which can be applied both to the
office of a juryman and a member of the assembly. For the sake of distinction,
suppose we call it an indeterminate office: but I lay it down as a maxim, that
those are citizens who could exercise it. Such then is the description of a
citizen who comes nearest to what all those who are called citizens are. Every
one also should know, that of the component parts of those things which differ
from each other in species, after the first or second remove, those which
follow have either nothing at all or very little common to each.
Now we see that
governments differ from each other in their form, and that some of them are
defective, others [1275b] as excellent as possible: for it is evident, that
those which have many deficiencies and degeneracies in them must be far
inferior to those which are without such faults. What I mean by degeneracies
will be hereafter explained. Hence it is clear that the office of a citizen
must differ as governments do from each other: for which reason he who is
called a citizen has, in a democracy, every privilege which that station
supposes. In other forms of government he may enjoy them; but not necessarily:
for in some states the people have no power; nor have they any general
assembly, but a few select men.
The trial also of
different causes is allotted to different persons; as at Lacedaemon all
disputes concerning contracts are brought before some of the ephori: the senate
are the judges in cases of murder, and so on; some being to be heard by one magistrate,
others by another: and thus at Carthage certain magistrates determine all
causes. But our former description of a citizen will admit of correction; for
in some governments the office of a juryman and a member of the general
assembly is not an indeterminate one; but there are particular persons
appointed for these purposes, some or all of the citizens being appointed
jurymen or members of the general assembly, and this either for all causes and
all public business whatsoever, or else for some particular one: and this may
be sufficient to show what a citizen is; for he who has a right to a share in
the judicial and executive part of government in any city, him we call a
citizen of that place; and a city, in one word, is a collective body of such persons
sufficient in themselves to all the purposes of life.
In common use they
define a citizen to be one who is sprung from citizens on both sides, not on
the father's or the mother's only. Others carry the matter still further, and
inquire how many of his ancestors have been citizens, as his grandfather,
great-grandfather, etc., but some persons have questioned how the first of the
family could prove themselves citizens, according to this popular and careless
definition. Gorgias of Leontium, partly entertaining the same doubt, and partly
in jest, says, that as a mortar is made by a mortar-maker, so a citizen is made
by a citizen-maker, and a Larisssean by a Larisssean-maker. This is indeed a
very simple account of the matter; for if citizens are so, according to this
definition, it will be impossible to apply it to the first founders or first
inhabitants of states, who cannot possibly claim in right either of their
father or mother. It is probably a matter of still more difficulty to determine
their rights as citizens who are admitted to their freedom after any revolution
in the state. As, for instance, at Athens, after the expulsion of the tyrants,
when Clisthenes enrolled many foreigners and city-slaves amongst the tribes;
and the doubt with respect to them was, not whether they were citizens or no,
but whether they were legally so or not. Though indeed some persons may have
this further [1276a] doubt, whether a citizen can be a citizen when he is
illegally made; as if an illegal citizen, and one who is no citizen at all,
were in the same predicament: but since we see some persons govern unjustly,
whom yet we admit to govern, though not justly, and the definition of a citizen
is one who exercises certain offices, for such a one we have defined a citizen
to be, it is evident, that a citizen illegally created yet continues to be a
citizen, but whether justly or unjustly so belongs to the former inquiry.
It has also been
doubted what was and what was not the act of the city; as, for instance, when a
democracy arises out of an aristocracy or a tyranny; for some persons then
refuse to fulfil their contracts; as if the right to receive the money was in
the tyrant and not in the state, and many other things of the same nature; as
if any covenant was founded for violence and not for the common good. So in
like manner, if anything is done by those who have the management of public
affairs where a democracy is established, their actions are to be considered as
the actions of the state, as well as in the oligarchy or tyranny.
And here it seems
very proper to consider this question, When shall we say that a city is the
same, and when shall we say that it is different?
It is but a
superficial mode of examining into this question to begin with the place and
the people; for it may happen that these may be divided from that, or that some
one of them may live in one place, and some in another (but this question may
be regarded as no very knotty one; for, as a city may acquire that appellation
on many accounts, it may be solved many ways); and in like manner, when men
inhabit one common place, when shall we say that they inhabit the same city, or
that the city is the same? for it does not depend upon the walls; for I can
suppose Peloponnesus itself surrounded with a wall, as Babylon was, and every
other place, which rather encircles many nations than one city, and that they
say was taken three days when some of the inhabitants knew nothing of it: but
we shall find a proper time to determine this question; for the extent of a
city, how large it should be, and whether it should consist of more than one
people, these are particulars that the politician should by no means be
unacquainted with. This, too, is a matter of inquiry, whether we shall say that
a city is the same while it is inhabited by the same race of men, though some
of them are perpetually dying, others coming into the world, as we say that a
river or a fountain is the same, though the waters are continually changing; or
when a revolution takes place shall we [1276b] say the men are the same, but
the city is different: for if a city is a community, it is a community of
citizens; but if the mode of government should alter, and become of another
sort, it would seem a necessary consequence that the city is not the same; as
we regard the tragic chorus as different from the comic, though it may probably
consist of the same performers: thus every other community or composition is
said to be different if the species of composition is different; as in music the
same hands produce different harmony, as the Doric and Phrygian. If this is
true, it is evident, that when we speak of a city as being the same we refer to
the government there established; and this, whether it is called by the same
name or any other, or inhabited by the same men or different. But whether or no
it is right to dissolve the community when the constitution is altered is
another question.
What has been said,
it follows that we should consider whether the same virtues which constitute a
good man make a valuable citizen, or different; and if a particular inquiry is
necessary for this matter we must first give a general description of the
virtues of a good citizen; for as a sailor is one of those who make up a
community, so is a citizen, although the province of one sailor may be
different from another's (for one is a rower, another a steersman, a third a
boatswain, and so on, each having their several appointments), it is evident
that the most accurate description of any one good sailor must refer to his
peculiar abilities, yet there are some things in which the same description may
be applied to the whole crew, as the safety of the ship is the common business
of all of them, for this is the general centre of all their cares: so also with
respect to citizens, although they may in a few particulars be very different,
yet there is one care common to them all, the safety of the community, for the
community of the citizens composes the state; for which reason the virtue of a
citizen has necessarily a reference to the state. But if there are different
sorts of governments, it is evident that those actions which constitute the
virtue of an excellent citizen in one community will not constitute it in
another; wherefore the virtue of such a one cannot be perfect: but we say, a
man is good when his virtues are perfect; from whence it follows, that an
excellent citizen does not possess that virtue which constitutes a good man.
Those who are any ways doubtful concerning this question may be convinced of
the truth of it by examining into the best formed states: for, if it is
impossible that a city should consist entirely of excellent citizens (while it
is necessary that every one should do well in his calling, in which consists
his excellence, as it is impossible that all the citizens should have the same
[1277a] qualifications) it is impossible that the virtue of a citizen and a
good man should be the same; for all should possess the virtue of an excellent
citizen: for from hence necessarily arise the perfection of the city: but that
every one should possess the virtue of a good man is impossible without all the
citizens in a well-regulated state were necessarily virtuous. Besides, as a
city is composed of dissimilar parts, as an animal is of life and body; the
soul of reason and appetite; a family of a man and his wife—property of a
master and a slave; in the same manner, as a city is composed of all these and
many other very different parts, it necessarily follows that the virtue of all
the citizens cannot be the same; as the business of him who leads the band is
different from the other dancers. From all which proofs it is evident that the
virtues of a citizen cannot be one and the same. But do we never find those
virtues united which constitute a good man and excellent citizen? for we say,
such a one is an excellent magistrate and a prudent and good man; but prudence
is a necessary qualification for all those who engage in public affairs. Nay,
some persons affirm that the education of those who are intended to command
should, from the beginning, be different from other citizens, as the children
of kings are generally instructed in riding and warlike exercises; and thus
Euripides says:
"... No showy arts Be mine, but teach me
what the state requires."
As if those who are
to rule were to have an education peculiar to themselves. But if we allow, that
the virtues of a good man and a good magistrate may be the same, and a citizen
is one who obeys the magistrate, it follows that the virtue of the one cannot
in general be the same as the virtue of the other, although it may be true of
some particular citizen; for the virtue of the magistrate must be different
from the virtue of the citizen. For which reason Jason declared that was he
deprived of his kingdom he should pine away with regret, as not knowing how to
live a private man. But it is a great recommendation to know how to command as
well as to obey; and to do both these things well is the virtue of an
accomplished citizen. If then the virtue of a good man consists only in being
able to command, but the virtue of a good citizen renders him equally fit for
the one as well as the other, the commendation of both of them is not the same.
It appears, then, that both he who commands and he who obeys should each of
them learn their separate business: but that the citizen should be master of
and take part in both these, as any one may easily perceive; in a family
government there is no occasion for the master to know how to perform the
necessary offices, but rather to enjoy the labour of others; for to do the
other is a servile part. I mean by the other, the common family business of the
slave.
There are many sorts
of slaves; for their employments are various: of these the handicraftsmen are
one, who, as their name imports, get their living by the labour of their hands,
and amongst these all mechanics are included; [1277b] for which reasons such
workmen, in some states, were not formerly admitted into any share in the
government; till at length democracies were established: it is not therefore
proper for any man of honour, or any citizen, or any one who engages in public
affairs, to learn these servile employments without they have occasion for them
for their own use; for without this was observed the distinction between a
master and a slave would be lost. But there is a government of another sort, in
which men govern those who are their equals in rank, and freemen, which we call
a political government, in which men learn to command by first submitting to
obey, as a good general of horse, or a commander-in-chief, must acquire a
knowledge of their duty by having been long under the command of another, and
the like in every appointment in the army: for well is it said, no one knows
how to command who has not himself been under command of another. The virtues
of those are indeed different, but a good citizen must necessarily be endowed
with them; he ought also to know in what manner freemen ought to govern, as
well as be governed: and this, too, is the duty of a good man. And if the
temperance and justice of him who commands is different from his who, though a
freeman, is under command, it is evident that the virtues of a good citizen
cannot be the same as justice, for instance but must be of a different species
in these two different situations, as the temperance and courage of a man and a
woman are different from each other; for a man would appear a coward who had
only that courage which would be graceful in a woman, and a woman would be
thought a talker who should take as large a part in the conversation as would
become a man of consequence.
The domestic
employments of each of them are also different; it is the man's business to
acquire subsistence, the woman's to take care of it. But direction and
knowledge of public affairs is a virtue peculiar to those who govern, while all
others seem to be equally requisite for both parties; but with this the
governed have no concern, it is theirs to entertain just notions: they indeed
are like flute-makers, while those who govern are the musicians who play on
them. And thus much to show whether the virtue of a good man and an excellent
citizen is the same, or if it is different, and also how far it is the same,
and how far different.
But with respect to
citizens there is a doubt remaining, whether those only are truly so who are
allowed to share in the government, or whether the mechanics also are to be
considered as such? for if those who are not permitted to rule are to be
reckoned among them, it is impossible that the virtue of all the citizens
should be the same, for these also are citizens; and if none of them are
admitted to be citizens, where shall they be ranked? for they are neither
[1278a] sojourners nor foreigners? or shall we say that there will no
inconvenience arise from their not being citizens, as they are neither slaves
nor freedmen: for this is certainly true, that all those are not citizens who
are necessary to the existence of a city, as boys are not citizens in the same
manner that men are, for those are perfectly so, the others under some
conditions; for they are citizens, though imperfect ones: for in former times
among some people the mechanics were either slaves or foreigners, for which
reason many of them are so now: and indeed the best regulated states will not
permit a mechanic to be a citizen; but if it be allowed them, we cannot then
attribute the virtue we have described to every citizen or freeman, but to
those only who are disengaged from servile offices. Now those who are employed
by one person in them are slaves; those who do them for money are mechanics and
hired servants: hence it is evident on the least reflection what is their
situation, for what I have said is fully explained by appearances. Since the
number of communities is very great, it follows necessarily that there will be
many different sorts of citizens, particularly of those who are governed by
others, so that in one state it may be necessary to admit mechanics and hired
servants to be citizens, but in others it may be impossible; as particularly in
an aristocracy, where honours are bestowed on virtue and dignity: for it is
impossible for one who lives the life of a mechanic or hired servant to acquire
the practice of virtue. In an oligarchy also hired servants are not admitted to
be citizens; because there a man's right to bear any office is regulated by his
fortune; but mechanics are, for many citizens are very rich.
There was a law at
Thebes that no one could have a share in the government till he had been ten
years out of trade. In many states the law invites strangers to accept the
freedom of the city; and in some democracies the son of a free-woman is himself
free. The same is also observed in many others with respect to natural
children; but it is through want of citizens regularly born that they admit
such: for these laws are always made in consequence of a scarcity of
inhabitants; so, as their numbers increase, they first deprive the children of
a male or female slave of this privilege, next the child of a free-woman, and
last of all they will admit none but those whose fathers and mothers were both
free.
That there are many
sorts of citizens, and that he may be said to be as completely who shares the
honours of the state, is evident from what has been already said. Thus Achilles,
in Homer, complains of Agamemnon's treating him like an unhonoured stranger;
for a stranger or sojourner is one who does not partake of the honours of the
state: and whenever the right to the freedom of the city is kept obscure, it is
for the sake of the inhabitants. [1278b] From what has been said it is plain
whether the virtue of a good man and an excellent citizen is the same or
different: and we find that in some states it is the same, in others not; and
also that this is not true of each citizen, but of those only who take the
lead, or are capable of taking the lead, in public affairs, either alone or in
conjunction with others.
Having established
these points, we proceed next to consider whether one form of government only
should be established, or more than one; and if more, how many, and of what
sort, and what are the differences between them. The form of government is the
ordering and regulating of the city, and all the offices in it, particularly
those wherein the supreme power is lodged; and this power is always possessed
by the administration; but the administration itself is that particular form of
government which is established in any state: thus in a democracy the supreme
power is lodged in the whole people; on the contrary, in an oligarchy it is in
the hands of a few. We say then, that the form of government in these states is
different, and we shall find the same thing hold good in others. Let us first
determine for whose sake a city is established; and point out the different
species of rule which man may submit to in social life.
I have already
mentioned in my treatise on the management of a family, and the power of the
master, that man is an animal naturally formed for society, and that therefore,
when he does not want any foreign assistance, he will of his own accord desire
to live with others; not but that mutual advantage induces them to it, as far
as it enables each person to live more agreeably; and this is indeed the great
object not only to all in general, but also to each individual: but it is not
merely matter of choice, but they join in society also, even that they may be
able to live, which probably is not without some share of merit, and they also
support civil society, even for the sake of preserving life, without they are
grievously overwhelmed with the miseries of it: for it is very evident that men
will endure many calamities for the sake of living, as being something
naturally sweet and desirable. It is easy to point out the different modes of
government, and we have already settled them in our exoteric discourses. The
power of the master, though by nature equally serviceable, both to the master
and to the slave, yet nevertheless has for its object the benefit of the
master, while the benefit of the slave arises accidentally; for if the slave is
destroyed, the power of the master is at an end: but the authority which a man
has over his wife, and children, and his family, which we call domestic
government, is either for the benefit of those who are under subjection, or
else for the common benefit of the whole: but its particular object is the
benefit of the governed, as we see in other arts; in physic, for instance, and
the gymnastic exercises, wherein, if any benefit [1279a] arise to the master,
it is accidental; for nothing forbids the master of the exercises from
sometimes being himself one of those who exercises, as the steersman is always
one of the sailors; but both the master of the exercises and the steersman
consider the good of those who are under their government. Whatever good may
happen to the steersman when he is a sailor, or to the master of the exercises
when he himself makes one at the games, is not intentional, or the object of
their power; thus in all political governments which are established to preserve
and defend the equality of the citizens it is held right to rule by turns.
Formerly, as was natural, every one expected that each of his fellow-citizens
should in his turn serve the public, and thus administer to his private good,
as he himself when in office had done for others; but now every one is desirous
of being continually in power, that he may enjoy the advantage which he makes
of public business and being in office; as if places were a never-failing
remedy for every complaint, and were on that account so eagerly sought after.
It is evident, then,
that all those governments which have a common good in view are rightly
established and strictly just, but those who have in view only the good of the
rulers are all founded on wrong principles, and are widely different from what
a government ought to be, for they are tyranny over slaves, whereas a city is a
community of freemen.
Having established
these particulars, we come to consider next the different number of governments
which there are, and what they are; and first, what are their excellencies: for
when we have determined this, their defects will be evident enough.
It is evident that
every form of government or administration, for the words are of the same
import, must contain a supreme power over the whole state, and this supreme
power must necessarily be in the hands of one person, or a few, or many; and
when either of these apply their power for the common good, such states are
well governed; but when the interest of the one, the few, or the many who enjoy
this power is alone consulted, then ill; for you must either affirm that those
who make up the community are not citizens, or else let these share in the
advantages of government. We usually call a state which is governed by one
person for the common good, a kingdom; one that is governed by more than one,
but by a few only, an aristocracy; either because the government is in the
hands of the most worthy citizens, or because it is the best form for the city
and its inhabitants. When the citizens at large govern for the public good, it
is called a state; which is also a common name for all other governments, and
these distinctions are consonant to reason; for it will not be difficult to
find one person, or a very few, of very distinguished abilities, but almost
impossible to meet with the majority [1279b] of a people eminent for every
virtue; but if there is one common to a whole nation it is valour; for this is
created and supported by numbers: for which reason in such a state the profession
of arms will always have the greatest share in the government.
Now the corruptions
attending each of these governments are these; a kingdom may degenerate into a
tyranny, an aristocracy into an oligarchy, and a state into a democracy. Now a
tyranny is a monarchy where the good of one man only is the object of
government, an oligarchy considers only the rich, and a democracy only the
poor; but neither of them have a common good in view.
It will be necessary
to enlarge a little more upon the nature of each of these states, which is not
without some difficulty, for he who would enter into a philosophical inquiry
into the principles of them, and not content himself with a superficial view of
their outward conduct, must pass over and omit nothing, but explain the true
spirit of each of them. A tyranny then is, as has been said, a monarchy, where
one person has an absolute and despotic power over the whole community and
every member therein: an oligarchy, where the supreme power of the state is
lodged with the rich: a democracy, on the contrary, is where those have it who
are worth little or nothing. But the first difficulty that arises from the
distinctions which we have laid down is this, should it happen that the
majority of the inhabitants who possess the power of the state (for this is a
democracy) should be rich, the question is, how does this agree with what we
have said? The same difficulty occurs, should it ever happen that the poor
compose a smaller part of the people than the rich, but from their superior
abilities acquire the supreme power; for this is what they call an oligarchy;
it should seem then that our definition of the different states was not
correct: nay, moreover, could any one suppose that the majority of the people were
poor, and the minority rich, and then describe the state in this manner, that
an oligarchy was a government in which the rich, being few in number, possessed
the supreme power, and that a democracy was a state in which the poor, being
many in number, possessed it, still there will be another difficulty; for what
name shall we give to those states we have been describing? I mean, that b
which the greater number are rich, and that in which the lesser number are poor
(where each of these possess the supreme power), if there are no other states
than those we have described. It seems therefore evident to reason, that
whether the supreme power is vested in the hands of many or few may be a matter
of accident; but that it is clear enough, that when it is in the hands of the
few, it will be a government of the rich; when in the hands of the many, it
will be a government of the poor; since in all countries there are many poor
and few rich: it is not therefore the cause that has been already assigned
(namely, the number of people in power) that makes the difference between the
two governments; but an oligarchy and democracy differ in this from each other,
in the poverty of those who govern in the one, and the riches I28oa of those
who govern in the other; for when the government is in the hands of the rich,
be they few or be they more, it is an oligarchy; when it is in the hands of the
poor, it is a democracy: but, as we have already said, the one will be always
few, the other numerous, but both will enjoy liberty; and from the claims of
wealth and liberty will arise continual disputes with each other for the lead
in public affairs.
Let us first
determine what are the proper limits of an oligarchy and a democracy, and what
is just in each of these states; for all men have some natural inclination to
justice; but they proceed therein only to a certain degree; nor can they
universally point out what is absolutely just; as, for instance, what is equal
appears just, and is so; but not to all; only among those who are equals: and
what is unequal appears just, and is so; but not to all, only amongst those who
are unequals; which circumstance some people neglect, and therefore judge ill;
the reason for which is, they judge for themselves, and every one almost is the
worst judge in his own cause. Since then justice has reference to persons, the
same distinctions must be made with respect to persons which are made with
respect to things, in the manner that I have already described in my Ethics.
As to the equality of
the things, these they agree in; but their dispute is concerning the equality
of the persons, and chiefly for the reason above assigned; because they judge
ill in their own cause; and also because each party thinks, that if they admit
what is right in some particulars, they have done justice on the whole: thus,
for instance, if some persons are unequal in riches, they suppose them unequal
in the whole; or, on the contrary, if they are equal in liberty, they suppose
them equal in the whole: but what is absolutely just they omit; for if civil
society was founded for the sake of preserving and increasing property, every
one's right in the city would be equal to his fortune; and then the reasoning
of those who insist upon an oligarchy would be valid; for it would not be right
that he who contributed one mina should have an equal share in the hundred
along with him who brought in all the rest, either of the original money or
what was afterwards acquired.
Nor was civil society
founded merely to preserve the lives of its members; but that they might live
well: for otherwise a state might be composed of slaves, or the animal
creation: but this is not so; for these have no share in the happiness of it;
nor do they live after their own choice; nor is it an alliance mutually to
defend each other from injuries, or for a commercial intercourse: for then the
Tyrrhenians and Carthaginians, and all other nations between whom treaties of
commerce subsist, would be citizens of one city; for they have articles to
regulate their exports and imports, and engagements for mutual protection, and
alliances for mutual defence; but [1280b] yet they have not all the same
magistrates established among them, but they are different among the different
people; nor does the one take any care, that the morals of the other should be
as they ought, or that none of those who have entered into the common
agreements should be unjust, or in any degree vicious, only that they do not
injure any member of the confederacy. But whosoever endeavours to establish
wholesome laws in a state, attends to the virtues and the vices of each
individual who composes it; from whence it is evident, that the first care of
him who would found a city, truly deserving that name, and not nominally so,
must be to have his citizens virtuous; for otherwise it is merely an alliance
for self-defence; differing from those of the same cast which are made between
different people only in place: for law is an agreement and a pledge, as the
sophist Lycophron says, between the citizens of their intending to do justice
to each other, though not sufficient to make all the citizens just and good:
and that this is fiact is evident, for could any one bring different places
together, as, for instance, enclose Megara and Corinth in a wall, yet they
would not be one city, not even if the inhabitants intermarried with each
other, though this inter-community contributes much to make a place one city.
Besides, could we suppose a set of people to live separate from each other, but
within such a distance as would admit of an intercourse, and that there were
laws subsisting between each party, to prevent their injuring one another in
their mutual dealings, supposing one a carpenter, another a husbandman,
shoemaker, and the like, and that their numbers were ten thousand, still all
that they would have together in common would be a tariff for trade, or an
alliance for mutual defence, but not the same city. And why? not because their
mutual intercourse is not near enough, for even if persons so situated should
come to one place, and every one should live in his own house as in his native
city, and there should be alliances subsisting between each party to mutually
assist and prevent any injury being done to the other, still they would not be
admitted to be a city by those who think correctly, if they preserved the same
customs when they were together as when they were separate.
It is evident, then,
that a city is not a community of place; nor established for the sake of mutual
safety or traffic with each other; but that these things are the necessary
consequences of a city, although they may all exist where there is no city: but
a city is a society of people joining together with their families and their
children to live agreeably for the sake of having their lives as happy and as
independent as possible: and for this purpose it is necessary that they should
live in one place and intermarry with each other: hence in ail cities there are
family-meetings, clubs, sacrifices, and public entertainments to promote friendship;
for a love of sociability is friendship itself; so that the end then for which
a city is established is, that the inhabitants of it may live happy, and these
things are conducive to that end: for it is a community of families and
villages for the sake of a perfect independent life; that is, as we have
already said, for the sake of living well and happily. It is not therefore
founded for the purpose of men's merely [1281a] living together, but for their
living as men ought; for which reason those who contribute most to this end
deserve to have greater power in the city than those who are their equals in
family and freedom, but their inferiors in civil virtue, or those who excel
them in wealth but are below them in worth. It is evident from what has been
said, that in all disputes upon government each party says something that is
just.
It may also be a
doubt where the supreme power ought to be lodged. Shall it be with the
majority, or the wealthy, with a number of proper persons, or one better than
the rest, or with a tyrant? But whichever of these we prefer some difficulty
will arise. For what? shall the poor have it because they are the majority?
they may then divide among themselves, what belongs to the rich: nor is this
unjust; because truly it has been so judged by the supreme power. But what
avails it to point out what is the height of injustice if this is not? Again,
if the many seize into their own hands everything which belongs to the few, it
is evident that the city will be at an end. But virtue will never destroy what
is virtuous; nor can what is right be the ruin of the state: therefore such a
law can never be right, nor can the acts of a tyrant ever be wrong, for of
necessity they must all be just; for he, from his unlimited power, compels
every one to obey his command, as the multitude oppress the rich. Is it right
then that the rich, the few, should have the supreme power? and what if they be
guilty of the same rapine and plunder the possessions of the majority, that
will be as right as the other: but that all things of this sort are wrong and
unjust is evident. Well then, these of the better sort shall have it: but must
not then all the other citizens live unhonoured, without sharing the offices of
the city; for the offices of a city are its honours, and if one set of men are
always in power, it is evident that the rest must be without honour. Well then,
let it be with one person of all others the fittest for it: but by this means
the power will be still more contracted, and a greater number than before
continue unhonoured. But some one may say, that it is wrong to let man have the
supreme power and not the law, as his soul is subject to so many passions. But
if this law appoints an aristocracy, or a democracy, how will it help us in our
present doubts? for those things will happen which we have already mentioned.
Other particulars we
will consider separately; but it seems proper to prove, that the supreme power
ought to be lodged with the many, rather than with those of the better sort,
who are few; and also to explain what doubts (and probably just ones) may
arise: now, though not one individual of the many may himself be fit for the
supreme power, yet when these many are joined together, it does not follow but
they may be better qualified for it than those; and this not separately, but as
a collective body; as the public suppers exceed those which are given at one
person's private expense: for, as they are many, each person brings in his
share of virtue and wisdom; and thus, coming together, they are like one man
made up of a multitude, with many feet, many hands, and many intelligences:
thus is it with respect to the manners and understandings of the multitude
taken together; for which reason the public are the best judges of music and
poetry; for some understand one part, some another, and all collectively the
whole; and in this particular men of consequence differ from each of the many;
as they say those who are beautiful do from those who are not so, and as fine
pictures excel any natural objects, by collecting the several beautiful parts
which were dispersed among different originals into one, although the separate
parts, as the eye or any other, might be handsomer than in the picture.
But if this
distinction is to be made between every people and every general assembly, and
some few men of consequence, it may be doubtful whether it is true; nay, it is
clear enough that, with respect to a few, it is not; since the same conclusion
might be applied even to brutes: and indeed wherein do some men differ from
brutes? Not but that nothing prevents what I have said being true of the people
in some states. The doubt then which we have lately proposed, with all its
consequences, may be settled in this manner; it is necessary that the freemen
who compose the bulk of the people should have absolute power in some things;
but as they are neither men of property, nor act uniformly upon principles of
virtue, it is not safe to trust them with the first offices in the state, both
on account of their iniquity and their ignorance; from the one of which they
will do what is wrong, from the other they will mistake: and yet it is
dangerous to allow them no power or share in the government; for when there are
many poor people who are incapable of acquiring the honours of their country,
the state must necessarily have many enemies in it; let them then be permitted
to vote in the public assemblies and to determine causes; for which reason
Socrates, and some other legislators, gave them the power of electing the
officers of the state, and also of inquiring into their conduct when they came
out of office, and only prevented their being magistrates by themselves; for
the multitude when they are collected together have all of them sufficient
understanding for these purposes, and, mixing among those of higher rank, are
serviceable to the city, as some things, which alone are improper for food,
when mixed with others make the whole more wholesome than a few of them would
be.
But there is a
difficulty attending this form of government, for it seems, that the person who
himself was capable of curing any one who was then sick, must be the best judge
whom to employ as a physician; but such a one must be himself a physician; and
the same holds true in every other practice and art: and as a physician ought
[1282a] to give an account of his practice to a physician, so ought it to be in
other arts: those whose business is physic may be divided into three sorts, the
first of these is he who makes up the medicines; the second prescribes, and is
to the other as the architect is to the mason; the third is he who understands
the science, but never practises it: now these three distinctions may be found
in those who understand all other arts; nor have we less opinion of their
judgment who are only instructed in the principles of the art than of those who
practise it: and with respect to elections the same method of proceeding seems
right; for to elect a proper person in any science is the business of those who
are skilful therein; as in geometry, of geometricians; in steering, of
steersmen: but if some individuals should know something of particular arts and
works, they do not know more than the professors of them: so that even upon
this principle neither the election of magistrates, nor the censure of their
conduct, should be entrusted to the many.
But probably all that
has been here said may not be right; for, to resume the argument I lately used,
if the people are not very brutal indeed, although we allow that each individual
knows less of these affairs than those who have given particular attention to
them, yet when they come together they will know them better, or at least not
worse; besides, in some particular arts it is not the workman only who is the
best judge; namely, in those the works of which are understood by those who do
not profess them: thus he who builds a house is not the only judge of it, for
the master of the family who inhabits it is a better; thus also a steersman is
a better judge of a tiller than he who made it; and he who gives an
entertainment than the cook. What has been said seems a sufficient solution of
this difficulty; but there is another that follows: for it seems absurd that
the power of the state should be lodged with those who are but of indifferent
morals, instead of those who are of excellent characters. Now the power of
election and censure are of the utmost consequence, and this, as has been said,
in some states they entrust to the people; for the general assembly is the
supreme court of all, and they have a voice in this, and deliberate in all
public affairs, and try all causes, without any objection to the meanness of
their circumstances, and at any age: but their treasurers, generals, and other
great officers of state are taken from men of great fortune and worth. This
difficulty also may be solved upon the same principle; and here too they may be
right, for the power is not in the man who is member of the assembly, or
council, but the assembly itself, and the council, and the people, of which
each individual of the whole community are the parts, I mean as senator,
adviser, or judge; for which reason it is very right, that the many should have
the greatest powers in their own hands; for the people, the council, and the
judges are composed of them, and the property of all these collectively is more
than the property of any person or a few who fill the great offices of the
state: and thus I determine these points.
The first question
that we stated shows plainly, that the supreme power should be lodged in laws
duly made and that the magistrate or magistrates, either one or more, should be
authorised to determine those cases which the laws cannot particularly speak
to, as it is impossible for them, in general language, to explain themselves upon
everything that may arise: but what these laws are which are established upon
the best foundations has not been yet explained, but still remains a matter of
some question: but the laws of every state will necessarily be like every
state, either trifling or excellent, just or unjust; for it is evident, that
the laws must be framed correspondent to the constitution of the government;
and, if so, it is plain, that a well-formed government will have good laws, a
bad one, bad ones.
Since in every art
and science the end aimed at is always good, so particularly in this, which is
the most excellent of all, the founding of civil society, the good wherein
aimed at is justice; for it is this which is for the benefit of all. Now, it is
the common opinion, that justice is a certain equality; and in this point all
the philosophers are agreed when they treat of morals: for they say what is
just, and to whom; and that equals ought to receive equal: but we should know
how we are to determine what things are equal and what unequal; and in this
there is some difficulty, which calls for the philosophy of the politician.
Some persons will probably say, that the employments of the state ought to be
given according to every particular excellence of each citizen, if there is no
other difference between them and the rest of the community, but they are in
every respect else alike: for justice attributes different things to persons
differing from each other in their character, according to their respective
merits. But if this is admitted to be true, complexion, or height, or any such
advantage will be a claim for a greater share of the public rights. But that
this is evidently absurd is clear from other arts and sciences; for with
respect to musicians who play on the flute together, the best flute is not
given to him who is of the best family, for he will play never the better for
that, but the best instrument ought to be given to him who is the best artist.
If what is now said
does not make this clear, we will explain it still further: if there should be
any one, a very excellent player on the flute, but very deficient in family and
beauty, though each of them are more valuable endowments than a skill in music,
and excel this art in a higher degree than that player excels others, yet the
best flutes ought to be given to him; for the superiority [1283a] in beauty and
fortune should have a reference to the business in hand; but these have none.
Moreover, according to this reasoning, every possible excellence might come in
comparison with every other; for if bodily strength might dispute the point
with riches or liberty, even any bodily strength might do it; so that if one
person excelled in size more than another did in virtue, and his size was to
qualify him to take place of the other's virtue, everything must then admit of
a comparison with each other; for if such a size is greater than virtue by so
much, it is evident another must be equal to it: but, since this is impossible,
it is plain that it would be contrary to common sense to dispute a right to any
office in the state from every superiority whatsoever: for if one person is
slow and the other swift, neither is the one better qualified nor the other
worse on that account, though in the gymnastic races a difference in these
particulars would gain the prize; but a pretension to the offices of the state
should be founded on a superiority in those qualifications which are useful to
it: for which reason those of family, independency, and fortune, with great
propriety, contend with each other for them; for these are the fit persons to
fill them: for a city can no more consist of all poor men than it can of all
slaves But if such persons are requisite, it is evident that those also who are
just and valiant are equally so; for without justice and valour no state can be
supported, the former being necessary for its existence, the latter for its
happiness.
It seems, then,
requisite for the establishment of a state, that all, or at least many of these
particulars should be well canvassed and inquired into; and that virtue and
education may most justly claim the right of being considered as the necessary
means of making the citizens happy, as we have already said. As those who are
equal in one particular are not therefore equal in all, and those who are
unequal in one particular are not therefore unequal in all, it follows that all
those governments which are established upon a principle which supposes they
are, are erroneous.
We have already said,
that all the members of the community will dispute with each other for the
offices of the state; and in some particulars justly, but not so in general;
the rich, for instance, because they have the greatest landed property, and the
ultimate right to the soil is vested in the community; and also because their
fidelity is in general most to be depended on. The freemen and men of family
will dispute the point with each other, as nearly on an equality; for these
latter have a right to a higher regard as citizens than obscure persons, for
honourable descent is everywhere of great esteem: nor is it an improper
conclusion, that the descendants of men of worth will be men of worth
themselves; for noble birth is the fountain of virtue to men of family: for the
same reason also we justly say, that virtue has a right to put in her
pretensions. Justice, for instance, is a virtue, and so necessary to society,
that all others must yield her the precedence.
Let us now see what
the many have to urge on their side against the few; and they may say, that if,
when collectively taken, they are compared with them, they are stronger,
richer, and better than they are. But should it ever happen that all these
should inhabit the [1283b] same city, I mean the good, the rich, the noble, as
well as the many, such as usually make up the community, I ask, will there then
be any reason to dispute concerning who shall govern, or will there not? for in
every community which we have mentioned there is no dispute where the supreme
power should be placed; for as these differ from each other, so do those in
whom that is placed; for in one state the rich enjoy it, in others the
meritorious, and thus each according to their separate manners. Let us however
consider what is to be done when all these happen at the same time to inhabit
the same city. If the virtuous should be very few in number, how then shall we
act? shall we prefer the virtuous on account of their abilities, if they are
capable of governing the city? or should they be so many as almost entirely to
compose the state?
There is also a doubt
concerning the pretensions of all those who claim the honours of government:
for those who found them either on fortune or family have nothing which they
can justly say in their defence; since it is evident upon their principle, that
if any one person can be found richer than all the rest, the right of governing
all these will be justly vested in this one person. In the same manner, one man
who is of the best family will claim it from those who dispute the point upon
family merit: and probably in an aristocracy the same dispute might arise on
the score of virtue, if there is one man better than all the other men of worth
who are in the same community; it seems just, by the same reasoning, that he
should enjoy the supreme power. And upon this principle also, while the many
suppose they ought to have the supreme command, as being more powerful than the
few, if one or more than one, though a small number should be found stronger
than themselves, these ought rather to have it than they.
All these things seem
to make it plain, that none of these principles are justly founded on which
these persons would establish their right to the supreme power; and that all
men whatsoever ought to obey them: for with respect to those who claim it as due
to their virtue or their fortune, they might have justly some objection to
make; for nothing hinders but that it may sometimes happen, that the many may
be better or richer than the few, not as individuals, but in their collective
capacity.
As to the doubt which
some persons have proposed and objected, we may answer it in this manner; it is
this, whether a legislator, who would establish the most perfect system of
laws, should calculate them for the use of the better part of the citizens, or
the many, in the circumstances we have already mentioned? The rectitude of
anything consists in its equality; that therefore which is equally right will
be advantageous to the whole state, and to every member of it in common.
Now, in general, a
citizen is one who both shares in the government and also in his turn submits
to be governed; [1284a] their condition, it is true, is different in different
states: the best is that in which a man is enabled to choose and to persevere
in a course of virtue during his whole life, both in his public and private
state. But should there be one person, or a very few, eminent for an uncommon
degree of virtue, though not enough to make up a civil state, so that the
virtue of the many, or their political abilities, should be too inferior to
come in comparison with theirs, if more than one; or if but one, with his only;
such are not to be considered as part of the city; for it would be doing them
injustice to rate them on a level with those who are so far their inferiors in
virtue and political abilities, that they appear to them like a god amongst
men. From whence it is evident, that a system of laws must be calculated for
those who are equal to each other in nature and power. Such men, therefore, are
not the object of law; for they are themselves a law: and it would be
ridiculous in any one to endeavour to include them in the penalties of a law:
for probably they might say what Antisthenes tells us the lions did to the
hares when they demanded to be admitted to an equal share with them in the
government. And it is on this account that democratic states have established
the ostracism; for an equality seems the principal object of their government.
For which reason they compel all those who are very eminent for their power,
their fortune, their friendships, or any other cause which may give them too
great weight in the government, to submit to the ostracism, and leave the city
for a stated time; as the fabulous histories relate the Argonauts served
Hercules, for they refused to take him with them in the ship Argo on account of
his superior valour. For which reason those who hate a tyranny and find fault
with the advice which Periander gave to Thrasybulus, must not think there was
nothing to be said in its defence; for the story goes, that Periander said
nothing to the messenger in answer to the business he was consulted about, but
striking off those ears of corn which were higher than the rest, reduced the
whole crop to a level; so that the messenger, without knowing the cause of what
was done, related the fact to Thrasybulus, who understood by it that he must
take off all the principal men in the city. Nor is this serviceable to tyrants
only; nor is it tyrants only who do it; for the same thing is practised both in
oligarchies and democracies: for the ostracism has in a manner nearly the same
power, by restraining and banishing those who are too great; and what is done
in one city is done also by those who have the supreme power in separate
states; as the Athenians with respect to the Samians, the Chians, and the
Lesbians; for when they suddenly acquired the superiority over all Greece, they
brought the other states into subjection, contrary to the treaties which
subsisted between them. The King of Persia also very often reduces the Medes
and Babylonians when they assume upon their former power: [1284b] and this is a
principle which all governments whatsoever keep in their eye; even those which
are best administered, as well as those which are not, do it; these for the
sake of private utility, the others for the public good.
The same thing is to
be perceived in the other arts and sciences; for a painter would not represent
an animal with a foot disproportionally large, though he had drawn it
remarkably beautiful; nor would the shipwright make the prow or any other part
of the vessel larger than it ought to be; nor will the master of the band
permit any who sings louder and better than the rest to sing in concert with
them. There is therefore no reason that a monarch should not act in agreement
with free states, to support his own power, if they do the same thing for the
benefit of their respective communities; upon which account when there is any
acknowledged difference in the power of the citizens, the reason upon which the
ostracism is founded will be politically just; but it is better for the
legislator so to establish his state at the beginning as not to want this
remedy: but if in course of time such an inconvenience should arise, to
endeavour to amend it by some such correction. Not that this was the use it was
put to: for many did not regard the benefit of their respective communities,
but made the ostracism a weapon in the hand of sedition.
It is evident, then,
that in corrupt governments it is partly just and useful to the individual,
though probably it is as clear that it is not entirely just: for in a
well-governed state there may be great doubts about the use of it, not on
account of the pre-eminence which one may have in strength, riches, or
connection: but when the pre-eminence is virtue, what then is to be done? for
it seems not right to turn out and banish such a one; neither does it seem
right to govern him, for that would be like desiring to share the power with
Jupiter and to govern him: nothing then remains but what indeed seems natural,
and that is for all persons quietly to submit to the government of those who
are thus eminently virtuous, and let them be perpetually kings in the separate
states.
What has been now
said, it seems proper to change our subject and to inquire into the nature of
monarchies; for we have already admitted them to be one of those species of
government which are properly founded. And here let us consider whether a
kingly government is proper for a city or a country whose principal object is
the happiness of the inhabitants, or rather some other. But let us first
determine whether this is of one kind only, or more; [1285a] and it is easy to
know that it consists of many different species, and that the forms of
government are not the same in all: for at Sparta the kingly power seems
chiefly regulated by the laws; for it is not supreme in all circumstances; but
when the king quits the territories of the state he is their general in war;
and all religious affairs are entrusted to him: indeed the kingly power with
them is chiefly that of a general who cannot be called to an account for his
conduct, and whose command is for life: for he has not the power of life and
death, except as a general; as they frequently had in their expeditions by
martial law, which we learn from Homer; for when Agamemnon is affronted in
council, he restrains his resentment, but when he is in the field and armed
with this power, he tells the Greeks:
"Whoe'er I know shall shun th' impending
fight,
To dogs and vultures soon shall be a prey;
For death is mine...."
This, then, is one
species of monarchical government in which the kingly power is in a general for
life; and is sometimes hereditary, sometimes elective: besides, there is also
another, which is to be met with among some of the barbarians, in which the
kings are invested with powers nearly equal to a tyranny, yet are, in some
respects, bound by the laws and the customs of their country; for as the
barbarians are by nature more prone to slavery than the Greeks, and those in
Asia more than those in Europe, they endure without murmuring a despotic
government; for this reason their governments are tyrannies; but yet not liable
to be overthrown, as being customary and according to law. Their guards also
are such as are used in a kingly government, not a despotic one; for the guards
of their kings are his citizens, but a tyrant's are foreigners. The one
commands, in the manner the law directs, those who willingly obey; the other,
arbitrarily, those who consent not. The one, therefore, is guarded by the
citizens, the other against them.
These, then, are the
two different sorts of these monarchies, and another is that which in ancient
Greece they calledaesumnetes; which is nothing more than an elective
tyranny; and its difference from that which is to be found amongst the
barbarians consists not in its' not being according to law, but only in its not
being according to the ancient customs of the country. Some persons possessed
this power for life, others only for a particular time or particular purpose,
as the people of Mitylene elected Pittacus to oppose the exiles, who were
headed by Antimenides and Alcaeus the poet, as we learn from a poem of his; for
he upbraids the Mitylenians for having chosen Pittacus for their tyrant, and
with one [1285b] voice extolling him to the skies who was the ruin of a rash
and devoted people. These sorts of government then are, and ever were,
despotic, on account of their being tyrannies; but inasmuch as they are
elective, and over a free people, they are also kingly.
A fourth species of
kingly government is that which was in use in the heroic times, when a free
people submitted to a kingly government, according to the laws and customs of
their country. For those who were at first of benefit to mankind, either in
arts or arms, or by collecting them into civil society, or procuring them an
establishment, became the kings of a willing people, and established an
hereditary monarchy. They were particularly their generals in war, and presided
over their sacrifices, excepting such only as belonged to the priests: they
were also the supreme judges over the people; and in this case some of them
took an oath, others did not; they did, the form of swearing was by their
sceptre held out.
In ancient times the
power of the kings extended to everything whatsoever, both civil, domestic, and
foreign; but in after-times they relinquished some of their privileges, and
others the people assumed, so that, in some states, they left their kings only
the right of presiding over the sacrifices; and even those whom it were worth
while to call by that name had only the right of being commander-in-chief in
their foreign wars.
These, then, are the
four sorts of kingdoms: the first is that of the heroic times; which was a
government over a free people, with its rights in some particulars marked out;
for the king was their general, their judge, and their high priest. The second,
that of the barbarians; which is an hereditary despotic government regulated by
laws: the third is that which they call aesumnetic, which is an elective
tyranny. The fourth is the Lacedaemonian; and this, in few words, is nothing
more than an hereditary generalship: and in these particulars they differ from
each other. There is a fifth species of kingly government, which is when one
person has a supreme power over all things whatsoever, in the manner that every
state and every city has over those things which belong to the public: for as
the master of a family is king in his own house, so such a king is master of a
family in his own city or state.
But the different
sorts of kingly governments may, if I may so say, be reduced to two; which we
will consider more particularly. The last spoken of, and the Lacedaemonian, for
the chief of the others are placed between these, which are as it were at the
extremities, they having less power than an absolute government, and yet more
than the Lacedaemonians; so that the whole matter in question may be reduced to
these two points; the one is, whether it is advantageous to the citizens to
have the office of general continue in one person for life, and whether it
should be confined to any particular families or whether every one should be
eligible: the other, whether [1286a] it is advantageous for one person to have
the supreme power over everything or not. But to enter into the particulars
concerning the office of a Lacedaemonian general would be rather to frame laws
for a state than to consider the nature and utility of its constitution, since
we know that the appointing of a general is what is done in every state.
Passing over this question then, we will proceed to consider the other part of
their government, which is the polity of the state; and this it will be
necessary to examine particularly into, and to go through such questions as may
arise.
Now the first thing
which presents itself to our consideration is this, whether it is best to be
governed by a good man, or by good laws? Those who prefer a kingly government
think that laws can only speak a general language, but cannot adapt themselves
to particular circumstances; for which reason it is absurd in any science to
follow written rule; and even in Egypt the physician was allowed to alter the
mode of cure which the law prescribed to him, after the fourth day; but if he
did it sooner it was at his own peril: from whence it is evident, on the very
same account, that a government of written laws is not the best; and yet
general reasoning is necessary to all those who are to govern, and it will be
much more perfect in those who are entirely free from passions than in those to
whom they are natural. But now this is a quality which laws possess; while the
other is natural to the human soul. But some one will say in answer to this,
that man will be a better judge of particulars. It will be necessary, then, for
a king to be a lawgiver, and that his laws should be published, but that those
should have no authority which are absurd, as those which are not, should. But
whether is it better for the community that those things which cannot possibly
come under the cognisance of the law either at all or properly should be under
the government of every worthy citizen, as the present method is, when the
public community, in their general assemblies, act as judges and counsellors,
where all their determinations are upon particular cases, for one individual,
be he who he will, will be found, upon comparison, inferior to a whole people
taken collectively: but this is what a city is, as a public entertainment is
better than one man's portion: for this reason the multitude judge of many
things better than any one single person. They are also less liable to
corruption from their numbers, as water is from its quantity: besides, the
judgment of an individual must necessarily be perverted if he is overcome by
anger or any other passion; but it would be hard indeed if the whole community
should be misled by anger. Moreover, let the people be free, and they will do
nothing but in conformity to the law, except only in those cases which the law
cannot speak to. But though what I am going to propose may not easily be met
with, yet if the majority of the state should happen to be good men, should
they prefer one uncorrupt governor or many equally good, is it not evident that
they should choose the many? But there may be divisions among [1286b] these
which cannot happen when there is but one. In answer to this it may be replied
that all their souls will be as much animated with virtue as this one man's.
If then a government
of many, and all of them good men, compose an aristocracy, and the government
of one a kingly power, it is evident that the people should rather choose the
first than the last; and this whether the state is powerful or not, if many
such persons so alike can be met with: and for this reason probable it was,
that the first governments were generally monarchies; because it was difficult
to find a number of persons eminently virtuous, more particularly as the world
was then divided into small communities; besides, kings were appointed in return
for the benefits they had conferred on mankind; but such actions are peculiar
to good men: but when many persons equal in virtue appeared at the time, they
brooked not a superiority, but sought after an equality and established a free
state; but after this, when they degenerated, they made a property of the
public; which probably gave rise to oligarchies; for they made wealth
meritorious, and the honours of government were reserved for the rich: and
these afterwards turned to tyrannies and these in their turn gave rise to
democracies; for the power of the tyrants continually decreasing, on account of
their rapacious avarice, the people grew powerful enough to frame and establish
democracies: and as cities after that happened to increase, probably it was not
easy for them to be under any other government than a democracy. But if any
person prefers a kingly government in a state, what is to be done with the
king's children? Is the family also to reign? But should they have such
children as some persons usually have, it will be very detrimental. It may be
said, that then the king who has it in his power will never permit such
children to succeed to his kingdom. But it is not easy to trust to that; for it
is very hard and requires greater virtue than is to be met with in human
nature. There is also a doubt concerning the power with which a king should be
entrusted: whether he should be allowed force sufficient to compel those who do
not choose to be obedient to the laws, and how he is to support his government?
for if he is to govern according to law and do nothing of his own will which is
contrary thereunto, at the same time it will be necessary to protect that power
with which he guards the law, This matter however may not be very difficult to
determine; for he ought to have a proper power, and such a one is that which
will be sufficient to make the king superior to any one person or even a large
part of the community, but inferior to the whole, as the ancients always
appointed guards for that person whom they created aesumnetes or tyrant; and
some one advised the Syracusians, when Dionysius asked for guards, to allow him
such.
[1287a] We will next
consider the absolute monarch that we have just mentioned, who does everything
according to his own will: for a king governing under the direction of laws
which he is obliged to follow does not of himself create any particular species
of government, as we have already said: for in every state whatsoever, either
aristocracy or democracy, it is easy to appoint a general for life; and there
are many who entrust the administration of affairs to one person only; such is
the government at Dyrrachium, and nearly the same at Opus. As for an absolute
monarchy as it is called, that is to say, when the whole state is wholly
subject to the will of one person, namely the king, it seems to many that it is
unnatural that one man should have the entire rule over his fellow-citizens
when the state consists of equals: for nature requires that the same right and
the same rank should necessarily take place amongst all those who are equal by
nature: for as it would be hurtful to the body for those who are of different
constitutions to observe the same regimen, either of diet or clothing, so is it
with respect to the honours of the state as hurtful, that those who are equal
in merit should be unequal in rank; for which reason it is as much a man's duty
to submit to command as to assume it, and this also by rotation; for this is
law, for order is law; and it is more proper that law should govern than any
one of the citizens: upon the same principle, if it is advantageous to place
the supreme power in some particular persons, they should be appointed to be
only guardians, and the servants of the laws, for the supreme power must be placed
somewhere; but they say, that it is unjust that where all are equal one person
should continually enjoy it. But it seems unlikely that man should be able to
adjust that which the law cannot determine; it may be replied, that the law
having laid down the best rules possible, leaves the adjustment and application
of particulars to the discretion of the magistrate; besides, it allows anything
to be altered which experience proves may be better established. Moreover, he
who would place the supreme power in mind, would place it in God and the laws;
but he who entrusts man with it, gives it to a wild beast, for such his
appetites sometimes make him; for passion influences those who are in power,
even the very best of men: for which reason law is reason without desire.
The instance taken
from the arts seems fallacious: wherein it is said to be wrong for a sick
person to apply for a remedy to books, but that it would be far more eligible
to employ those who are skilful in physic; for these do nothing contrary to reason
from motives of friendship but earn their money by curing the sick, whereas
those who have the management of public affairs do many things through hatred
or favour. And, as a proof of what we have advanced, it may be observed, that
whenever a sick person suspects that his physician has been persuaded by his
enemies to be guilty of any foul practice to him in his profession, he then
rather chooses to apply to books for his cure: and not only this [1287b] but
even physicians themselves when they are ill call in other physicians: and
those who teach others the gymnastic exercises, exercise with those of the same
profession, as being incapable from self-partiality to form a proper judgment
of what concerns themselves. From whence it is evident, that those who seek for
what is just, seek for a mean; now law is a mean. Moreover; the moral law is
far superior and conversant with far superior objects than the written law; for
the supreme magistrate is safer to be trusted to than the one, though he is
inferior to the other. But as it is impossible that one person should have an
eye to everything himself, it will be necessary that the supreme magistrate
should employ several subordinate ones under him; why then should not this be
done at first, instead of appointing one person in this manner? Besides, if,
according to what has been already said, the man of worth is on that account
fit to govern, two men of worth are certainly better than one: as, for
instance, in Homer, "Let two together go:" and also Agamemnon's wish;
"Were ten such faithful counsel mine!" Not but that there are even
now some particular magistrates invested with supreme power to decide, as
judges, those things which the law cannot, as being one of those cases which
comes not properly under its jurisdiction; for of those which can there is no
doubt: since then laws comprehend some things, but not all, it is necessary to
enquire and consider which of the two is preferable, that the best man or the
best law should govern; for to reduce every subject which can come under the
deliberation of man into a law is impossible.
No one then denies,
that it is necessary that there should be some person to decide those cases
which cannot come under the cognisance of a written law: but we say, that it is
better to have many than one; for though every one who decides according to the
principles of the law decides justly; yet surely it seems absurd to suppose,
that one person can see better with two eyes, and hear better with two ears, or
do better with two hands and two feet, than many can do with many: for we see
that absolute monarchs now furnish themselves with many eyes and ears and hands
and feet; for they entrust those who are friends to them and their government
with part of their power; for if they are not friends to the monarch, they will
not do what he chooses; but if they are friends to him, they are friends also
to his government: but a friend is an equal and like his friend: if then he
thinks that such should govern, he thinks that his equal also should govern.
These are nearly the objections which are usually made to a kingly power.
Probably what we have
said may be true of some persons, but not of others; for some men are by nature
formed to be under the government of a master; others, of a king; others, to be
the citizens of a free state, just and useful; but a tyranny is not according
to nature, nor the other perverted forms of government; for they are contrary
to it. But it is evident from what has been said, that among equals it is neither
advantageous nor [1288a] right that one person should be lord over all where
there are no established laws, but his will is the law; or where there are; nor
is it right that one who is good should have it over those who are good; or one
who is not good over those who are not good; nor one who is superior to the
rest In worth, except in a particular manner, which shall be described, though
indeed it has been already mentioned. But let us next determine what people are
best qualified for a kingly government, what for an aristocratic, and what for
a democratic. And, first, for a kingly; and it should be those who are
accustomed by nature to submit the civil government of themselves to a family
eminent for virtue: for an aristocracy, those who are naturally framed to bear
the rule of free men, whose superior virtue makes them worthy of the management
of others: for a free state, a war-like people, formed by nature both to govern
and be governed by laws which admit the poorest citizen to share the honours of
the commonwealth according to his worth. But whenever a whole family or any one
of another shall happen so far to excel in virtue as to exceed all other
persons in the community, then it is right that the kingly power should be in
them, or if it is an individual who does so, that he should be king and lord of
all; for this, as we have just mentioned, is not only correspondent to that
principle of right which all founders of all states, whether aristocracies,
oligarchies, or democracies, have a regard to (for in placing the supreme power
they all think it right to fix it to excellence, though not the same); but it
is also agreeable to what has been already said; as it would not be right to
kill, or banish, or ostracise such a one for his superior merit. Nor would it
be proper to let him have the supreme power only in turn; for it is contrary to
nature that what is highest should ever be lowest: but this would be the case
should such a one ever be governed by others. So that there can nothing else be
done but to submit, and permit him continually to enjoy the supreme power. And
thus much with respect to kingly power in different states, and whether it is
or is not advantageous to them, and to what, and in what manner.
Since then we have
said that there are three sorts of regular governments, and of these the best
must necessarily be that which is administered by the best men (and this must
be that which happens to have one man, or one family, or a number of persons
excelling all the rest in virtue, who are able to govern and be governed in
such a manner as will make life most agreeable, and we have already shown that
the virtue of a good man and of a citizen in the most perfect government will
be the same), it is evident, that in the same manner, and for those very
qualities which would procure a man the character of good, any one would say,
that the government of a state was a well-established aristocracy or kingdom;
so that it will be found to be education and [1288b] morals that are almost the
whole which go to make a good man, and the same qualities will make a good
citizen or good king.
These particulars
being treated of, we will now proceed to consider what sort of government is
best, how it naturally arises, and how it is established; for it is necessary
to make a proper inquiry concerning this.
CHAPTER I
In every art and
science which is not conversant in parts but in some one genus in which it is
complete, it is the business of that art alone to determine what is fitted to
its particular genus; as what particular exercise is fitted to a certain
particular body, and suits it best: for that body which is formed by nature the
most perfect and superior to others necessarily requires the best exercise-and
also of what one kind that must be which will suit the generality; and this is
the business of the gymnastic arts: and although any one should not desire to
acquire an exact knowledge and skill in these exercises, yet it is not, on that
account, the less necessary that he who professes to be a master and instruct
the youth in them should be perfect therein: and we see that this is what
equally befalls the healing, shipbuilding, cloth-making, and indeed all other
arts; so that it evidently belongs to the same art to find out what kind of government
is best, and would of all others be most correspondent to our wish, while it
received no molestation from without: and what particular species of it is
adapted to particular persons; for there are many who probably are incapable of
enjoying the best form: so that the legislator, and he who is truly a
politician, ought to be acquainted not only with that which is most perfect
imaginable, but also that which is the best suited to any given circumstances.
There is, moreover, a third sort, an imaginary one, and he ought, if such a one
should be presented to his consideration, to be able to discern what sort of
one it would be at the beginning; and, when once established, what would be the
proper means to preserve it a long time. I mean, for instance, if a state
should happen not to have the best form of government, or be deficient in what
was necessary, or not receive every advantage possible, but something less.
And, besides all this, it is necessary to know what sort of government is best
fitting for all cities: for most of those writers who have treated this
subject, however speciously they may handle other parts of it, have failed in
describing the practical parts: for it is not enough to be able to perceive
what is best without it is what can be put in practice. It should also be
simple, and easy for all to attain to. But some seek only the most subtile
forms of government. Others again, choosing [1289a] rather to treat of what is
common, censure those under which they live, and extol the excellence of a
particular state, as the Lacedaemonian, or some other: but every legislator
ought to establish such a form of government as from the present state and
disposition of the people who are to receive it they will most readily submit
to and persuade the community to partake of: for it is not a business of less
trouble to correct the mistakes of an established government than to form a new
one; as it is as difficult to recover what we have forgot as to learn anything
afresh. He, therefore, who aspires to the character of a legislator, ought,
besides all we have already said, to be able to correct the mistakes of a
government already established, as we have before mentioned. But this is
impossible to be done by him who does not know how many different forms of government
there are: some persons think that there is only one species both of democracy
and oligarchy; but this is not true: so that every one should be acquainted
with the difference of these governments, how great they are, and whence they
arise; and should have equal knowledge to perceive what laws are best, and what
are most suitable to each particular government: for all laws are, and ought to
be, framed agreeable to the state that is to be governed by them, and not the
state to the laws: for government is a certain ordering in a state which
particularly respects the magistrates in what manner they shall be regulated,
and where the supreme power shall be placed; and what shall be the final object
which each community shall have in view; but the laws are something different
from what regulates and expresses the form of the constitution-it is their
office to direct the conduct of the magistrate in the execution of his office
and the punishment of offenders. From whence it is evident, that the founders of
laws should attend both to the number and the different sorts of government;
for it is impossible that the same laws should be calculated for all sorts of
oligarchies and all sorts of democracies, for of both these governments there
are many species, not one only.
Since, then,
according to our first method in treating of the different forms of government,
we have divided those which are regular into three sorts, the kingly, the
aristocratical, the free states, and shown the three excesses which these are
liable to: the kingly, of becoming tyrannical; the aristocratical,
oligarchical; and the free state, democratical: and as we have already treated
of the aristocratical and kingly; for to enter into an inquiry what sort of
government is best is the same thing as to treat of these two expressly; for
each of them desires to be established upon the principles of virtue: and as,
moreover, we have already determined wherein a kingly power and an aristocracy
differ from each other, and when a state may be said to be governed by a king,
it now remains that we examine into a free state, and also these other
governments, an oligarchy, a democracy, and a [1289b] tyranny; and it is
evident of these three excesses which must be the worst of all, and which next
to it; for, of course, the excesses of the best and most holy must be the
worst; for it must necessarily happen either that the name of king only will
remain, or else that the king will assume more power than belongs to him, from
whence tyranny will arise, the worst excess imaginable, a government the most
contrary possible to a free state. The excess next hurtful is an oligarchy; for
an aristocracy differs much from this sort of government: that which is least
so is a democracy. This subject has been already treated of by one of those
writers who have gone before me, though his sentiments are not the same as
mine: for he thought, that of all excellent constitutions, as a good oligarchy
or the like, a democracy was the worst, but of all bad ones, the best.
Now I affirm, that
all these states have, without exception, fallen into excess; and also that he
should not have said that one oligarchy was better than another, but that it
was not quite so bad. But this question we shall not enter into at present. We shall
first inquire how many different sorts of free states there are; since there
are many species of democracies and oligarchies; and which of them is the most
comprehensive, and most desirable after the best form of government; or if
there is any other like an aristocracy, well established; and also which of
these is best adapted to most cities, and which of them is preferable for
particular persons: for, probably, some may suit better with an oligarchy than
a democracy, and others better with a democracy than an oligarchy; and
afterwards in what manner any one ought to proceed who desires to establish
either of these states, I mean every species of democracy, and also of
oligarchy. And to conclude, when we shall have briefly gone through everything
that is necessary, we will endeavour to point out the sources of corruption,
and stability, in government, as well those which are common to all as those
which are peculiar to each state, and from what causes they chiefly arise.
The reason for there
being many different sorts of governments is this, that each state consists of
a great number of parts; for, in the first place, we see that all cities are
made up of families: and again, of the multitude of these some must be rich,
some poor, and others in the middle station; and that, both of the rich and
poor, some will be used to arms, others not. We see also, that some of the
common people are husbandmen, others attend the market, and others are
artificers. There is also a difference between the nobles in their wealth, and
the dignity in which they live: for instance, in the number of horses they
breed; for this cannot be supported without a large fortune: for which reason,
in former times, those cities whose strength consisted in horse became by that means
oligarchies; and they used horse in their expeditions against the neighbouring
cities; as the Eretrians the Chalcidians, the Magnetians, who lived near the
river Meander, and many others in Asia. Moreover, besides the difference of
fortune, there is that which arises from family and merit; or, if there are any
other distinctions [1290a] which make part of the city, they have been already
mentioned in treating of an aristocracy, for there we considered how many parts
each city must necessarily be composed of; and sometimes each of these have a
share in the government, sometimes a few, sometimes more.
It is evident then,
that there must be many forms of government, differing from each other in their
particular constitution: for the parts of which they are composed each differ
from the other. For government is the ordering of the magistracies of the
state; and these the community share between themselves, either as they can
attain them by force, or according to some common equality which there is
amongst them, as poverty, wealth, or something which they both partake of.
There must therefore necessarily be as many different forms of governments as
there are different ranks in the society, arising from the superiority of some
over others, and their different situations. And these seem chiefly to be two,
as they say, of the winds: namely, the north and the south; and all the others
are declinations from these. And thus in politics, there is the government of
the many and the government of the few; or a democracy and an oligarchy: for an
aristocracy may be considered as a species of oligarchy, as being also a
government of the few; and what we call a free state may be considered as a
democracy: as in the winds they consider the west as part of the north, and the
east as part of the south: and thus it is in music, according to some, who say
there are only two species of it, the Doric and the Phrygian, and all other
species of composition they call after one of these names; and many people are
accustomed to consider the nature of government in the same light; but it is
both more convenient and more correspondent to truth to distinguish governments
as I have done, into two species: one, of those which are established upon
proper principles; of which there may be one or two sorts: the other, which
includes all the different excesses of these; so that we may compare the best
form of government to the most harmonious piece of music; the oligarchic and
despotic to the more violent tunes; and the democratic to the soft and gentle
airs.
We ought not to
define a democracy as some do, who say simply, that it is a government where
the supreme power is lodged in the people; for even in oligarchies the supreme
power is in the majority. Nor should they define an oligarchy a government
where the supreme power is in the hands of a few: for let us suppose the number
of a people to be thirteen hundred, and that of these one thousand were rich,
who would not permit the three hundred poor to have any share in the government,
although they were free, and their equal in everything else; no one would say,
that this government was a democracy. In like manner, if the poor, when few in
number, should acquire the power over the rich, though more than themselves, no
one would say, that this was an oligarchy; nor this, when the rest who are rich
have no share in the administration. We should rather say, that a democracy is
when the supreme power is in the [1290b] hands of the freemen; an oligarchy,
when it is in the hands of the rich: it happens indeed that in the one case the
many will possess it, in the other the few; because there are many poor and few
rich. And if the power of the state was to be distributed according to the size
of the citizens, as they say it is in Ethiopia, or according to their beauty,
it would be an oligarchy: for the number of those who are large and beautiful
is small.
Nor are those things
which we have already mentioned alone sufficient to describe these states; for
since there are many species both of a democracy and an oligarchy, the matter
requires further consideration; as we cannot admit, that if a few persons who
are free possess the supreme power over the many who are not free, that this
government is a democracy: as in Apollonia, in Ionia, and in Thera: for in each
of these cities the honours of the state belong to some few particular
families, who first founded the colonies. Nor would the rich, because they are
superior in numbers, form a democracy, as formerly at Colophon; for there the
majority had large possessions before the Lydian war: but a democracy is a
state where the freemen and the poor, being the majority, are invested with the
power of the state. An oligarchy is a state where the rich and those of noble
families, being few, possess it.
We have now proved
that there are various forms of government and have assigned a reason for it;
and shall proceed to show that there are even more than these, and what they
are, and why; setting out with the principle we have already laid down. We
admit that every city consists not of one, but many parts: thus, if we should
endeavour to comprehend the different species of animals we should first of all
note those parts which every animal must have, as a certain sensorium, and also
what is necessary to acquire and retain food, as a mouth and a belly; besides
certain parts to enable it to move from place to place. If, then, these are the
only parts of an animal and there are differences between them; namely, in
their various sorts of stomachs, bellies, and sensoriums: to which we must add
their motive powers; the number of the combinations of all these must
necessarily make up the different species of animals. For it is not possible
that the same kind of animal should have any very great difference in its mouth
or ears; so that when all these are collected, who happen to have these things
similar in all, they make up a species of animals of which there are as many as
there are of these general combinations of necessary parts.
The same thing is
true of what are called states; for a city is not made of one but many parts,
as has already been often said; one of which is those who supply it with
provisions, called husbandmen, another called mechanics, [1291a] whose
employment is in the manual arts, without which the city could not be
inhabited; of these some are busied about what is absolutely necessary, others
in what contribute to the elegancies and pleasures of life; the third sort are
your exchange-men, I mean by these your buyers, sellers, merchants, and
victuallers; the fourth are your hired labourers or workmen; the fifth are the
men-at-arms, a rank not less useful than the other, without you would have the
community slaves to every invader; but what cannot defend itself is unworthy of
the name of a city; for a city is self-sufficient, a slave not. So that when
Socrates, in Plato's Republic, says that a city is necessarily composed of four
sorts of people, he speaks elegantly but not correctly, and these are,
according to him, weavers, husbandmen, shoe-makers, and builders; he then adds,
as if these were not sufficient, smiths, herdsmen for what cattle are
necessary, and also merchants and victuallers, and these are by way of appendix
to his first list; as if a city was established for necessity, and not
happiness, or as if a shoe-maker and a husbandman were equally useful. He
reckons not the military a part before the increase of territory and joining to
the borders of the neighbouring powers will make war necessary: and even
amongst them who compose his four divisions, or whoever have any connection
with each other, it will be necessary to have some one to distribute justice,
and determine between man and man. If, then, the mind is a more valuable part
of man than the body, every one would wish to have those things more regarded
in his city which tend to the advantage of these than common matters, such are
war and justice; to which may be added council, which is the business of civil
wisdom (nor is it of any consequence whether these different employments are
filled by different persons or one, as the same man is oftentimes both a
soldier and a husbandman): so that if both the judge and the senator are parts
of the city, it necessarily follows that the soldier must be so also. The
seventh sort are those who serve the public in expensive employments at their
own charge: these are called the rich. The eighth are those who execute the
different offices of the state, and without these it could not possibly
subsist: it is therefore necessary that there should be some persons capable of
governing and filling the places in the city; and this either for life or in
rotation: the office of senator, and judge, of which we have already
sufficiently treated, are the only ones remaining. If, then, these things are
necessary for a state, that it may be happy and just, it follows that the
citizens who engage in public affairs should be men of abilities therein.
[1291b] Several persons think, that different employments may be allotted to
the same person; as a soldier's, a husbandman's, and an artificer's; as also
that others may be both senators and judges.
Besides, every one
supposes himself a man of political abilities, and that he is qualified for
almost every department in the state. But the same person cannot at once be
poor and rich: for which reason the most obvious division of the city is into
two parts, the poor and rich; moreover, since for the generality the one are
few, the other many, they seem of all the parts of a city most contrary to each
other; so that as the one or the other prevail they form different states; and
these are the democracy and the oligarchy.
But that there are
many different states, and from what causes they arise, has been already
mentioned: and that there are also different species both of democracies and oligarchies
we will now show. Though this indeed is evident from what we have already said:
there are also many different sorts of common people, and also of those who are
called gentlemen. Of the different sorts of the first are husbandmen,
artificers, exchange-men, who are employed in buying and selling, seamen, of
which some are engaged in war, some in traffic, some in carrying goods and
passengers from place to place, others in fishing, and of each of these there
are often many, as fishermen at Tarentum and Byzantium, masters of galleys at
Athens, merchants at AEgina and Chios, those who let ships on freight at
Tenedos; we may add to these those who live by their manual labour and have but
little property; so that they cannot live without some employ: and also those
who are not free-born on both sides, and whatever other sort of common people
there may be. As for gentlemen, they are such as are distinguished either by
their fortune, their birth, their abilities, or their education, or any
such-like excellence which is attributed to them.
The most pure
democracy is that which is so called principally from that equality which
prevails in it: for this is what the law in that state directs; that the poor
shall be in no greater subjection than the rich; nor that the supreme power
shall be lodged with either of these, but that both shall share it. For if
liberty and equality, as some persons suppose, are chiefly to be found in a
democracy, it must be most so by every department of government being alike
open to all; but as the people are the majority, and what they vote is law, it
follows that such a state must be a democracy. This, then, is one species
thereof. Another is, when the magistrates are elected by a certain census; but
this should be but small, and every one who was included in it should be
eligible, but as soon as he was below it should lose that right. [1292a]
Another sort is, in which every citizen who is not infamous has a share in the
government, but where the government is in the laws. Another, where every
citizen without exception has this right. Another is like these in other
particulars, but there the people govern, and not the law: and this takes place
when everything is determined by a majority of votes, and not by a law; which
happens when the people are influenced by the demagogues: for where a democracy
is governed by stated laws there is no room for them, but men of worth fill the
first offices in the state: but where the power is not vested in the laws,
there demagogues abound: for there the people rule with kingly power: the whole
composing one body; for they are supreme, not as individuals but in their
collective capacity.
Homer also
discommends the government of many; but whether he means this we are speaking
of, or where each person exercises his power separately, is uncertain. When the
people possess this power they desire to be altogether absolute, that they may
not be under the control of the law, and this is the time when flatterers are
held in repute. Nor is there any difference between such a people and monarchs
in a tyranny: for their manners are the same, and they both hold a despotic
power over better persons than themselves. For their decrees are like the
others' edicts; their demagogues like the others' flatterers: but their greatest
resemblance consists in the mutual support they give to each other, the
flatterer to the tyrant, the demagogue to the people: and to them it is owing
that the supreme power is lodged in the votes of the people, and not in the
laws; for they bring everything before them, as their influence is owing to
their being supreme whose opinions they entirely direct; for these are they
whom the multitude obey. Besides, those who accuse the magistrates insist upon
it, that the right of determining on their conduct lies in the people, who
gladly receive their complaints as the means of destroying all their offices.
Any one, therefore,
may with great justice blame such a government as being a democracy, and not a
free state; for where the government is not in the laws, then there is no free
state, for the law ought to be supreme over all things; and particular
incidents which arise should be determined by the magistrates or the state. If,
therefore, a democracy is to be reckoned a free state, it is evident that any such
establishment which centres all power in the votes of the people cannot,
properly speaking, be a democracy: for their decrees cannot be general in their
extent. Thus, then, we may describe the several species of democracies.
Of the different
species of oligarchies one is, when the right to the offices is regulated by a
certain census; so that the poor, although the majority, have no share in it;
while all those who are included therein take part in the management of public
affairs. Another sort is, when [1292b] the magistrates are men of very small
fortune, who upon any vacancy do themselves fill it up: and if they do this out
of the community at large, the state approaches to an aristocracy; if out of
any particular class of people, it will be an oligarchy. Another sort of
oligarchy is, when the power is an hereditary nobility. The fourth is, when the
power is in the same hands as the other, but not under the control of law; and
this sort of oligarchy exactly corresponds to a tyranny in monarchies, and to
that particular species of democracies which I last mentioned in treating of
that state: this has the particular name of a dynasty. These are the different
sorts of oligarchies and democracies.
It should also be
known, that it often happens that a free state, where the supreme power is in
the laws, may not be democratic, and yet in consequence of the established
manners and customs of the people, may be governed as if it was; so, on the
other hand, where the laws may countenance a more democratic form of
government, these may make the state inclining to an oligarchy; and this
chiefly happens when there has been any alteration in the government; for the
people do not easily change, but love their own ancient customs; and it is by
small degrees only that one thing takes place of another; so that the ancient
laws will remain, while the power will be in the hands of those who have
brought about a revolution in the state.
CHAPTER VI
It is evident from
what has been said, that there are as many different sorts of democracies and
oligarchies as I have reckoned up: for, of necessity, either all ranks of the
people which I have enumerated must have a share in the government, or some
only, and others not; for when the husbandmen, and those only who possess
moderate fortunes, have the supreme power, they will govern according to law;
for as they must get their livings by their employs, they have but little
leisure for public business: they will therefore establish proper laws, and
never call public assemblies but when there is a necessity for them; and they
will readily let every one partake with them in the administration of public
affairs as soon as they possess that fortune which the law requires for their
qualification: every one, therefore, who is qualified will have his share in
the government: for to exclude any would be to make the government an
oligarchy, and for all to have leisure to attend without they had a subsistence
would be impossible: for these reasons, therefore, this government is a species
of democracy. Another species is distinguished by the mode of electing their
magistrates, in which every one is eligible, to whose birth there are no
objections, provided he is supposed to have leisure to attend: for which reason
in such a democracy the supreme power will be vested in the laws, as there will
be nothing paid to those who go to the public assemblies. A third species is
where every freeman has a right to a share in the government, which he will not
accept for the cause already assigned; for which reason here also the supreme
power will be in the law. The fourth species [1293a] of democracy, the last
which was established in order of time, arose when cities were greatly enlarged
to what they were at first, and when the public revenue became something
considerable; for then the populace, on account of their numbers, were admitted
to share in the management of public affairs, for then even the poorest people
were at leisure to attend to them, as they received wages for so doing; nay,
they were more so than others, as they were not hindered by having anything of
their own to mind, as the rich had; for which reason these last very often did
not frequent the public assemblies and the courts of justice: thus the supreme
power was lodged in the poor, and not in the laws. These are the different
sorts of democracies, and such are the causes which necessarily gave birth to
them.
The first species of
oligarchy is, when the generality of the state are men of moderate and not too
large property; for this gives them leisure for the management of public
affairs: and, as they are a numerous body, it necessarily follows that the
supreme power must be in the laws, and not in men; for as they are far removed
from a monarchical government, and have not sufficient fortune to neglect their
private affairs, while they are too many to be supported by the public, they
will of course determine to be governed by the laws, and not by each other. But
if the men of property in the state are but few, and their property is large,
then an oligarchy of the second sort will take place; for those who have most
power will think that they have a right to lord it over the others; and, to
accomplish this, they will associate to themselves some who have an inclination
for public affairs, and as they are not powerful enough to govern without law,
they will make a law for that purpose. And if those few who have large fortunes
should acquire still greater power, the oligarchy will then alter into one of
the third sort; for they will get all the offices of the state into their own
hands by a law which directs the son to succeed upon the death of his father;
and, after that, when, by means of their increasing wealth and powerful
connections, they extend still further their oppression, a monarchical dynasty
will directly succeed wherein men will be supreme, and not the law; and this is
the fourth species of an oligarchy correspondent to the last-mentioned class of
democracies.
There are besides two
other states, a democracy and an oligarchy, one of which all speak of, and it
is always esteemed a species of the four sorts; and thus they reckon them up; a
monarchy, an oligarchy, a democracy, and this fourth which they call an
aristocracy. There is also a fifth, which bears a name that is also common to
the other four, namely, a state: but as this is seldom to be met with, it has
escaped those who have endeavoured to enumerate the different sorts of
governments, which [1293b] they fix at four only, as does Plato in his
Republic.
An aristocracy, of
which I have already treated in the first book, is rightly called so; for a
state governed by the best men, upon the most virtuous principles, and not upon
any hypothesis, which even good men may propose, has alone a right to be called
an aristocracy, for it is there only that a man is at once a good man and a
good citizen; while in other states men are good only relative to those states.
Moreover, there are some other states which are called by the same name, that
differ both from oligarchies and free states, wherein not only the rich but
also the virtuous have a share in the administration; and have therefore
acquired the name of aristocracies; for in those governments wherein virtue is
not their common care, there are still men of worth and approved goodness.
Whatever state, then, like the Carthaginians, favours the rich, the virtuous,
and the citizens at large, is a sort of aristocracy: when only the two latter
are held in esteem, as at Lacedaemon, and the state is jointly composed of
these, it is a virtuous democracy. These are the two species of aristocracies
after the first, which is the best of all governments. There is also a third,
which is, whenever a free state inclines to the dominion of a few.
It now remains for us
to treat of that government which is particularly called a free state, and also
of a tyranny; and the reason for my choosing to place that free state here is,
because this, as well as those aristocracies already mentioned, although they
do not seem excesses, yet, to speak true, they have all departed from what a
perfect government is. Nay, they are deviations both of them equally from other
forms, as I said at the beginning. It is proper to mention a tyranny the last
of all governments, for it is of all others the least like one: but as my
intention is to treat of all governments in general, for this reason that also,
as I have said, will be taken into consideration in its proper place.
I shall now inquire
into a free state and show what it is; and we shall the better understand its
positive nature as we have already described an oligarchy and a democracy; for
a free state is indeed nothing more than a mixture of them, and it has been
usual to call those which incline most to a democracy, a free state; those
which incline most to an oligarchy, an aristocracy, because those who are rich
are generally men of family and education; besides, they enjoy those things
which others are often guilty of crimes to procure: for which reason they are
regarded as men of worth and honour and note.
Since, then, it is
the genius of an aristocracy to allot the larger part of the government to the
best citizens, they therefore say, that an oligarchy is chiefly composed of
those men who are worthy and honourable: now it [1294a] seems impossible that
where the government is in the hands of the good, there the laws should not be
good, but bad; or, on the contrary, that where the government is in the hands
of the bad, there the laws should be good; nor is a government well constituted
because the laws are, without at the same time care is taken that they are
observed; for to enforce obedience to the laws which it makes is one proof of a
good constitution in the state-another is, to have laws well calculated for
those who are to abide by them; for if they are improper they must be obeyed:
and this may be done two ways, either by their being the best relative to the
particular state, or the best absolutely. An aristocracy seems most likely to
confer the honours of the state on the virtuous; for virtue is the object of an
aristocracy, riches of an oligarchy, and liberty of a democracy; for what is
approved of by the majority will prevail in all or in each of these three
different states; and that which seems good to most of those who compose the community
will prevail: for what is called a state prevails in many communities, which
aim at a mixture of rich and poor, riches and liberty: as for the rich, they
are usually supposed to take the place of the worthy and honourable. As there
are three things which claim an equal rank in the state, freedom, riches, and
virtue (for as for the fourth, rank, it is an attendant on two of the others,
for virtue and riches are the origin of family), it is evident, that the
conjuncture of the rich and the poor make up a free state; but that all three
tend to an aristocracy more than any other, except that which is truly so,
which holds the first rank.
We have already seen
that there are governments different from a monarchy, a democracy, and an
oligarchy; and what they are, and wherein they differ from each other; and also
aristocracies and states properly so called, which are derived from them; and
it is evident that these are not much unlike each other.
We shall next proceed
to show how that government which is peculiarly called a state arises alongside
of democracy and oligarchy, and how it ought to be established; and this will
at the same time show what are the proper boundaries of both these governments,
for we must mark out wherein they differ from one another, and then from both
these compose a state of such parts of each of them as will show from whence
they were taken.
There are three
different ways in which two states may be blended and joined together; for, in
the first place, all those rules may be adopted which the laws of each of them
have ordered; as for instance in the judicial department, for in an oligarchy
the rich are fined if they do not come to the court as jurymen, but the poor
are not paid for their attendance; but in democracies they are, while the rich
are not fined for their neglect. Now these things, as being common to both, are
fit to be observed in a free [1294b] state which is composed of both. This,
then, is one way in which they may be joined together. In the second place, a medium
may be taken between the different methods which each state observes; for
instance, in a democracy the right to vote in the public assembly is either
confined by no census at all, or limited by a very small one; in an oligarchy
none enjoy it but those whose census is high: therefore, as these two practices
are contrary to each other, a census between each may be established in such a
state. In the third place, different laws of each community may be adopted; as,
for instance, as it seems correspondent to the nature of a democracy, that the
magistrates should be chosen by lot, but an aristocracy by vote, and in the one
state according to a census, but not in the other: let, then, an aristocracy
and a free state copy something from each of them; let them follow an oligarchy
in choosing their magistrates by vote, but a democracy in not admitting of any
census, and thus blend together the different customs of the two governments.
But the best proof of a happy mixture of a democracy and an oligarchy is this, when
a person may properly call the same state a democracy and an oligarchy. It is
evident that those who speak of it in this manner are induced to it because
both these governments are there well blended together: and indeed this is
common to all mediums, that the extremes of each side should be discerned
therein, as at Lacedaemon; for many affirm that it is a democracy from the many
particulars in which it follows that form of government; as for instance, in
the first place, in the bringing up of their children, for the rich and poor
are brought up in the same manner; and their education is such that the
children of the poor may partake of it; and the same rules are observed when
they are youths and men, there is no distinction between a rich person and a poor
one; and in their public tables the same provision is served to all. The rich
also wear only such clothes as the poorest man is able to purchase. Moreover,
with respect to two magistracies of the highest rank, one they have a right to
elect to, the other to fill; namely, the senate and the ephori. Others consider
it as an oligarchy, the principles of which it follows in many things, as in
choosing all their officers by vote, and not by lot; in there being but a few
who have a right to sit in judgment on capital causes and the like. Indeed, a
state which is well composed of two others ought to resemble them both, and
neither, Such a state ought to have its means of preservation in itself, and
not without; and when I say in itself, I do not mean that it should owe this to
the forbearance of their neighbours, for this may happen to a bad government,
but to every member of the community's not being willing that there should be
the least alteration in their constitution. Such is the method in which a free
state or aristocracy ought to be established.
It now remains to
treat of a tyranny; not that there is [1295a] much to be said on that subject,
but as it makes part of our plan, since we enumerated it amongst our different
sorts of governments. In the beginning of this work we inquired into the nature
of kingly government, and entered into a particular examination of what was
most properly called so, and whether it was advantageous to a state or not, and
what it should be, and how established; and we divided a tyranny into two
pieces when we were upon this subject, because there is something analogous
between this and a kingly government, for they are both of them established by
law; for among some of the barbarians they elect a monarch with absolute power,
and formerly among the Greeks there were some such, whom they called
sesumnetes. Now these differ from each other; for some possess only kingly
power regulated by law, and rule those who voluntarily submit to their
government; others rule despotically according to their own will. There is a
third species of tyranny, most properly so called, which is the very opposite
to kingly power; for this is the government of one who rules over his equals
and superiors without being accountable for his conduct, and whose object is
his own advantage, and not the advantage of those he governs; for which reason
he rules by compulsion, for no freemen will ever willingly submit to such a
government. These are the different species of tyrannies, their principles, and
their causes.
We proceed now to
inquire what form of government and what manner of life is best for communities
in general, not adapting it to that superior virtue which is above the reach of
the vulgar, or that education which every advantage of nature and fortune only
can furnish, nor to those imaginary plans which may be formed at pleasure; but
to that mode of life which the greater part of mankind can attain to, and that
government which most cities may establish: for as to those aristocracies which
we have now mentioned, they are either too perfect for a state to support, or
one so nearly alike to that state we now going to inquire into, that we shall
treat of them both as one.
The opinions which we
form upon these subjects must depend upon one common principle: for if what I
have said in my treatise on Morals is true, a happy life must arise from an
uninterrupted course of virtue; and if virtue consists in a certain medium, the
middle life must certainly be the happiest; which medium is attainable [1295b]
by every one. The boundaries of virtue and vice in the state must also
necessarily be the same as in a private person; for the form of government is
the life of the city. In every city the people are divided into three sorts;
the very rich, the very poor, and those who are between them. If this is
universally admitted, that the mean is best, it is evident that even in point
of fortune mediocrity is to be preferred; for that state is most submissive to
reason; for those who are very handsome, or very strong, or very noble, or very
rich; or, on the contrary; those who are very poor, or very weak, or very mean,
with difficulty obey it; for the one are capricious and greatly flagitious, the
other rascally and mean, the crimes of each arising from their different
excesses: nor will they go through the different offices of the state; which is
detrimental to it: besides, those who excel in strength, in riches, or friends,
or the like, neither know how nor are willing to submit to command: and this begins
at home when they are boys; for there they are brought up too delicately to be
accustomed to obey their preceptors: as for the very poor, their general and
excessive want of what the rich enjoy reduces them to a state too mean: so that
the one know not how to command, but to be commanded as slaves, the others know
not how to submit to any command, nor to command themselves but with despotic
power.
A city composed of
such men must therefore consist of slaves and masters, not freemen; where one
party must hate, and the other despise, where there could be no possibility of
friendship or political community: for community supposes affection; for we do
not even on the road associate with our enemies. It is also the genius of a
city to be composed as much as possible of equals; which will be most so when
the inhabitants are in the middle state: from whence it follows, that that city
must be best framed which is composed of those whom we say are naturally its
proper members. It is men of this station also who will be best assured of
safety and protection; for they will neither covet what belongs to others, as
the poor do; nor will others covet what is theirs, as the poor do what belongs
to the rich; and thus, without plotting against any one, or having any one plot
against them, they will live free from danger: for which reason Phocylides
wisely wishes for the middle state, as being most productive of happiness. It
is plain, then, that the most perfect political community must be amongst those
who are in the middle rank, and those states are best instituted wherein these
are a larger and more respectable part, if possible, than both the other; or,
if that cannot be, at least than either of them separate; so that being thrown
into the balance it may prevent either scale from preponderating.
It is therefore the
greatest happiness which the citizens can enjoy to possess a moderate and
convenient fortune; for when some possess too much, and others nothing at
[1296a] all, the government must either be in the hands of the meanest rabble
or else a pure oligarchy; or, from the excesses of both, a tyranny; for this
arises from a headstrong democracy or an oligarchy, but very seldom when the
members of the community are nearly on an equality with each other. We will
assign a reason for this when we come to treat of the alterations which
different states are likely to undergo. The middle state is therefore best, as
being least liable to those seditions and insurrections which disturb the
community; and for the same reason extensive governments are least liable to
these inconveniences; for there those in a middle state are very numerous,
whereas in small ones it is easy to pass to the two extremes, so as hardly to
have any in a medium remaining, but the one half rich, the other poor: and from
the same principle it is that democracies are more firmly established and of
longer continuance than oligarchies; but even in those when there is a want of
a proper number of men of middling fortune, the poor extend their power too
far, abuses arise, and the government is soon at an end.
We ought to consider
as a proof of what I now advance, that the best lawgivers themselves were those
in the middle rank of life, amongst whom was Solon, as is evident from his
poems, and Lycurgus, for he was not a king, and Charondas, and indeed most
others. What has been said will show us why of so many free states some have
changed to democracies, others to oligarchies: for whenever the number of those
in the middle state has been too small, those who were the more numerous,
whether the rich or the poor, always overpowered them and assumed to themselves
the administration of public affairs; from hence arose either a democracy or an
oligarchy. Moreover, when in consequence of their disputes and quarrels with each
other, either the rich get the better of the poor, or the poor of the rich,
neither of them will establish a free state; but, as the record of their
victory, one which inclines to their own principles, and form either a
democracy or an oligarchy.
Those who made
conquests in Greece, having all of them an eye to the respective forms of
government in their own cities, established either democracies or oligarchies,
not considering what was serviceable to the state, but what was similar to
their own; for which reason a government has never been established where the
supreme power has been placed amongst those of the middling rank, or very
seldom; and, amongst a few, one man only of those who have yet been conquerors
has been persuaded to give the preference to this order of [1296b] men: it is
indeed an established custom with the inhabitants of most cities not to desire
an equality, but either to aspire to govern, or when they are conquered, to
submit.
Thus we have shown
what the best state is, and why. It will not be difficult to perceive of the
many states which there are, for we have seen that there are various forms both
of democracies and oligarchies, to which we should give the first place, to
which the second, and in the same manner the next also; and to observe what are
the particular excellences and defects of each, after we have first described
the best possible; for that must be the best which is nearest to this, that
worst which is most distant from the medium, without any one has a particular
plan of his own which he judges by. I mean by this, that it may happen, that
although one form of government may be better than another, yet there is no
reason to prevent another from being preferable thereunto in particular
circumstances and for particular purposes.
After what has been
said, it follows that we should now show what particular form of government is
most suitable for particular persons; first laying this down as a general
maxim, that that party which desires to support the actual administration of
the state ought always to be superior to that which would alter it. Every city
is made up of quality and quantity: by quality I mean liberty, riches,
education, and family, and by quantity its relative populousness: now it may
happen that quality may exist in one of those parts of which the city is
composed, and quantity in another; thus the number of the ignoble may be
greater than the number of those of family, the number of the poor than that of
the rich; but not so that the quantity of the one shall overbalance the quality
of the other; those must be properly adjusted to each other; for where the
number of the poor exceeds the proportion we have mentioned, there a democracy
will rise up, and if the husbandry should have more power than others, it will
be a democracy of husbandmen; and the democracy will be a particular species
according to that class of men which may happen to be most numerous: thus,
should these be the husbandmen, it will be of these, and the best; if of
mechanics and those who hire themselves out, the worst possible: in the same
manner it may be of any other set between these two. But when the rich and the
noble prevail more by their quality than they are deficient in quantity, there
an oligarchy ensues; and this oligarchy may be of different species, according
to the nature of the prevailing party. Every legislator in framing his
constitution ought to have a particular regard to those in the middle rank of
life; and if he intends an oligarchy, these should be the object of his laws;
if a democracy, to these they should be entrusted; and whenever their number
exceeds that of the two others, or at least one of them, they give [1297a]
stability to the constitution; for there is no fear that the rich and the poor
should agree to conspire together against them, for neither of these will
choose to serve the other. If any one would choose to fix the administration on
the widest basis, he will find none preferable to this; for to rule by turns is
what the rich and the poor will not submit to, on account of their hatred to
each other. It is, moreover, allowed that an arbitrator is the most proper
person for both parties to trust to; now this arbitrator is the middle rank.
Those who would
establish aristocratical governments are mistaken not only in giving too much
power to the rich, but also in deceiving the common people; for at last,
instead of an imaginary good, they must feel a real evil, for the encroachments
of the rich are more destructive to the state than those of the poor.
There are five
particulars in which, under fair pretences, the rich craftily endeavour to
undermine the rights of the people, these are their public assemblies, their
offices of state, their courts of justice, their military power, and their gymnastic
exercises. With respect to their public assemblies, in having them open to all,
but in fining the rich only, or others very little, for not attending; with
respect to offices, in permitting the poor to swear off, but not granting this
indulgence to those who are within the census; with respect to their courts of
justice, in fining the rich for non-attendance, but the poor not at all, or
those a great deal, and these very little, as was done by the laws of
Charondas. In some places every citizen who was enrolled had a right to attend
the public assemblies and to try causes; which if they did not do, a very heavy
fine was laid upon them; that through fear of the fine they might avoid being
enrolled, as they were then obliged to do neither the one nor the other. The
same spirit of legislation prevailed with respect to their bearing arms and
their gymnastic exercises; for the poor are excused if they have no arms, but
the rich are fined; the same method takes place if they do not attend their
gymnastic exercises, there is no penalty on one, but there is on the other: the
consequence of which is, that the fear of this penalty induces the rich to keep
the one and attend the other, while the poor do neither. These are the
deceitful contrivances of oligarchical legislators.
The contrary prevails
in a democracy; for there they make the poor a proper allowance for attending
the assemblies and the courts, but give the rich nothing for doing it: whence
it is evident, that if any one would properly blend these customs together,
they must extend both the pay and the fine to every member of the community,
and then every one would share in it, whereas part only now do. The citizens of
a free state ought to [1297b] consist of those only who bear arms: with respect
to their census it is not easy to determine exactly what it ought to be, but
the rule that should direct upon this subject should be to make it as extensive
as possible, so that those who are enrolled in it make up a greater part of the
people than those who are not; for those who are poor, although they partake
not of the offices of the state, are willing to live quiet, provided that no
one disturbs them in their property: but this is not an easy matter; for it may
not always happen, that those who are at the head of public affairs are of a
humane behaviour. In time of war the poor are accustomed to show no alacrity
without they have provisions found them; when they have, then indeed they are
willing to fight.
In some governments
the power is vested not only in those who bear arms, but also in those who have
borne them. Among the Malienses the state was composed of these latter only,
for all the officers were soldiers who had served their time. And the first
states in Greece which succeeded those where kingly power was established, were
governed by the military. First of all the horse, for at that time the strength
and excellence of the army depended on the horse, for as to the heavy-armed
foot they were useless without proper discipline; but the art of tactics was not
known to the ancients, for which reason their strength lay in their horse: but
when cities grew larger, and they depended more on their foot, greater numbers
partook of the freedom of the city; for which reason what we call republics
were formerly called democracies. The ancient governments were properly
oligarchies or kingdoms; for on account of the few persons in each state, it
would have been impossible to have found a sufficient number of the middle
rank; so these being but few, and those used to subordination, they more easily
submitted to be governed.
We have now shown why
there are many sorts of governments, and others different from those we have
treated of: for there are more species of democracies than one, and the like is
true of other forms, and what are their differences, and whence they arise; and
also of all others which is the best, at least in general; and which is best
suited for particular people.
We will now proceed
to make some general reflections upon the governments next in order, and also
to consider each of them in particular; beginning with those principles which
appertain to each: now there are three things in all states which a careful
legislator ought well to consider, which are of great consequence to all, and which
properly attended to the state must necessarily be happy; and according to the
variation of which the one will differ from the other. The first of these is
the [1298a] public assembly; the second the officers of the state, that is, who
they ought to be, and with what power they should be entrusted, and in what
manner they should be appointed; the third, the judicial department.
Now it is the proper
business of the public assembly to determine concerning war and peace, making
or breaking off alliances, to enact laws, to sentence to death, banishment, or
confiscation of goods, and to call the magistrates to account for their
behaviour when in office. Now these powers must necessarily be entrusted to the
citizens in general, or all of them to some; either to one magistrate or more;
or some to one, and some to another, or some to all, but others to some: to
entrust all to all is in the spirit of a democracy, for the people aim at
equality. There are many methods of delegating these powers to the citizens at large,
one of which is to let them execute them by turn, and not altogether, as was
done by Tellecles, the Milesian, in his state. In others the supreme council is
composed of the different magistrates, and they succeed to the offices of the
community by proper divisions of tribes, wards, and other very small
proportions, till every one in his turn goes through them: nor does the whole
community ever meet together, without it is when new laws are enacted, or some
national affair is debated, or to hear what the magistrates have to propose to
them. Another method is for the people to meet in a collective body, but only
for the purpose of holding the comitia, making laws, determining concerning war
or peace, and inquiring into the conduct of their magistrates, while the
remaining part of the public business is conducted by the magistrates, who have
their separate departments, and are chosen out of the whole community either by
vote or ballot. Another method is for the people in general to meet for the
choice of the magistrates, and to examine into their conduct; and also to
deliberate concerning war and alliances, and to leave other things to the
magistrates, whoever happen to be chosen, whose particular employments are such
as necessarily require persons well skilled therein. A fourth method is for
every person to deliberate upon every subject in public assembly, where the
magistrates can determine nothing of themselves, and have only the privilege of
giving their opinions first; and this is the method of the most pure democracy,
which is analogous to the proceedings in a dynastic oligarchy and a tyrannic
monarchy.
These, then, are the
methods in which public business is conducted in a democracy. When the power is
in the hands of part of the community only, it is an oligarchy and this also
admits of different customs; for whenever the officers of the state are chosen
out of those who have a moderate fortune, and these from that circumstance are
many, and when they depart not from that line which the law has laid down, but
carefully follow it, and when all within the census are eligible, certainly it
is then an oligarchy, but founded on true principles of government [1298b] from
its moderation. When the people in general do not partake of the deliberative
power, but certain persons chosen for that purpose, who govern according to
law; this also, like the first, is an oligarchy. When those who have the
deliberative power elect each other, and the son succeeds to the father, and
when they can supersede the laws, such a government is of necessity a strict
oligarchy. When some persons determine on one thing, and others on another, as
war and peace, and when all inquire into the conduct of their magistrates, and
other things are left to different officers, elected either by vote or lot,
then the government is an aristocracy or a free state. When some are chosen by
vote and others by lot, and these either from the people in general, or from a
certain number elected for that purpose, or if both the votes and the lots are
open to all, such a state is partly an aristocracy, partly a free government
itself. These are the different methods in which the deliberative power is
vested in different states, all of whom follow some regulation here laid down.
It is advantageous to a democracy, in the present sense of the word, by which I
mean a state wherein the people at large have a supreme power, even over the
laws, to hold frequent public assemblies; and it will be best in this
particular to imitate the example of oligarchies in their courts of justice;
for they fine those who are appointed to try causes if they do not attend, so
should they reward the poor for coming to the public assemblies: and their
counsels will be best when all advise with each other, the citizens with the
nobles, the nobles with the citizens. It is also advisable when the council is
to be composed of part of the citizens, to elect, either by vote or lot, an
equal number of both ranks. It is also proper, if the common people in the
state are very numerous, either not to pay every one for his attendance, but
such a number only as will make them equal to the nobles, or to reject many of
them by lot.
In an oligarchy they
should either call up some of the common people to the council, or else
establish a court, as is done in some other states, whom they call pre-advisers
or guardians of the laws, whose business should be to propose first what they
should afterwards enact. By this means the people would have a place in the
administration of public affairs, without having it in their power to occasion
any disorder in the government. Moreover, the people may be allowed to have a
vote in whatever bill is proposed, but may not themselves propose anything
contrary thereto; or they may give their advice, while the power of determining
may be with the magistrates only. It is also necessary to follow a contrary
practice to what is established in democracies, for the people should be
allowed the power of pardoning, but not of condemning, for the cause should be
referred back again to the magistrates: whereas the contrary takes place in
republics; for the power of pardoning is with the few, but not of condemning,
which is always referred [1299a] to the people at large. And thus we determine
concerning the deliberative power in any state, and in whose hands it shall be.
CHAPTER XV
We now proceed to
consider the choice of magistrates; for this branch of public business contains
many different Parts, as how many there shall be, what shall be their
particular office, and with respect to time how long each of them shall
continue in place; for some make it six months, others shorter, others for a
year, others for a much longer time; or whether they should be perpetual or for
a long time, or neither; for the same person may fill the same office several
times, or he may not be allowed to enjoy it even twice, but only once: and also
with respect to the appointment of magistrates, who are to be eligible, who is
to choose them, and in what manner; for in all these particulars we ought
properly to distinguish the different ways which may be followed; and then to
show which of these is best suited to such and such governments.
Now it is not easy to
determine to whom we ought properly to give the name of magistrate, for a
government requires many persons in office; but every one of those who is
either chosen by vote or lot is not to be reckoned a magistrate. The priests,
for instance, in the first place; for these are to be considered as very
different from civil magistrates: to these we may add the choregi and heralds;
nay, even ambassadors are elected: there are some civil employments which
belong to the citizens; and these are either when they are all engaged in one
thing, as when as soldiers they obey their general, or when part of them only
are, as in governing the women or educating the youth; and also some economic,
for they often elect corn-meters: others are servile, and in which, if they are
rich, they employ slaves. But indeed they are most properly called magistrates,
who are members of the deliberative council, or decide causes, or are in some
command, the last more especially, for to command is peculiar to magistrates.
But to speak truth, this question is of no great consequence, nor is it the
province of the judges to decide between those who dispute about words; it may
indeed be an object of speculative inquiry; but to inquire what officers are
necessary in a state, and how many, and what, though not most necessary, may
yet be advantageous in a well-established government, is a much more useful
employment, and this with respect to all states in general, as well as to small
cities.
In extensive
governments it is proper to allot one employment to one person, as there are
many to serve the public in so numerous a society, where some may be passed
over for a long time, and others never be in office but once; and indeed
everything is better done which has the whole attention of one person, than
when that [1299b] attention is divided amongst many; but in small states it is
necessary that a few of the citizens should execute many employments; for their
numbers are so small it will not be convenient to have many of them in office
at the same time; for where shall we find others to succeed them in turn? Small
states will sometimes want the same magistrates and the same laws as large
ones; but the one will not want to employ them so often as the other; so that
different charges may be intrusted to the same person without any
inconvenience, for they will not interfere with each other, and for want of sufficient
members in the community it will be necessary. If we could tell how many
magistrates are necessary in every city, and how many, though not necessary, it
is yet proper to have, we could then the better know how many different offices
one might assign to one magistrate. It is also necessary to know what tribunals
in different places should have different things under their jurisdiction, and
also what things should always come under the cognisance of the same
magistrate; as, for instance, decency of manners, shall the clerk of the market
take cognisance of that if the cause arises in the market, and another
magistrate in another place, or the same magistrate everywhere: or shall there
be a distinction made of the fact, or the parties? as, for instance, in decency
of manners, shall it be one cause when it relates to a man, another when it
relates to a woman?
In different states
shall the magistrates be different or the same? I mean, whether in a democracy,
an oligarchy, an aristocracy, and a monarchy, the same persons shall have the
same power? or shall it vary according to the different formation of the
government? as in an aristocracy the offices of the state are allotted to those
who are well educated; in an oligarchy to those who are rich; in a democracy to
the freemen? Or shall the magistrates differ as the communities differ? For it
may happen that the very same may be sometimes proper, sometimes otherwise: in
this state it may be necessary that the magistrate have great powers, in that
but small. There are also certain magistrates peculiar to certain states—as the
pre-advisers are not proper in a democracy, but a senate is; for one such order
is necessary, whose business shall be to consider beforehand and prepare those
bills which shall be brought before the people that they may have leisure to
attend to their own affairs; and when these are few in number the state
inclines to an oligarchy. The pre-advisers indeed must always be few for they
are peculiar to an oligarchy: and where there are both these offices in the
same state, the pre-adviser's is superior to the senator's, the one having only
a democratical power, the other an oligarchical: and indeed the [1300a] power
of the senate is lost in those democracies, in which the people, meeting in one
public assembly, take all the business into their own hands; and this is likely
to happen either when the community in general are in easy circumstances, or
when they are paid for their attendance; for they are then at leisure often to
meet together and determine everything for themselves. A magistrate whose
business is to control the manners of the boys, or women, or who takes any
department similar to this, is to be found in an aristocracy, not in a
democracy; for who can forbid the wives of the poor from appearing in public?
neither is such a one to be met with in an oligarchy; for the women there are
too delicate to bear control. And thus much for this subject. Let us endeavour
to treat at large of the establishment of magistrates, beginning from first principles.
Now, they differ from each other in three ways, from which, blended together,
all the varieties which can be imagined arise. The first of these differences
is in those who appoint the magistrates, the second consists in those who are
appointed, the third in the mode of appointment; and each of these three differ
in three manners; for either all the citizens may appoint collectively, or some
out of their whole body, or some out of a particular order in it, according to
fortune, family, or virtue, or some other rule (as at Megara, where the right
of election was amongst those who had returned together to their country, and
had reinstated themselves by force of arms) and this either by vote or lot.
Again, these several modes may be differently formed together, as some
magistrates may be chosen by part of the community, others by the whole; some
out of part, others out of the whole; some by vote, others by lot: and each of
these different modes admit of a four-fold subdivision; for either all may
elect all by vote or by lot; and when all elect, they may either proceed
without any distinction, or they may elect by a certain division of tribes,
wards, or companies, till they have gone through the whole community: and some
magistrates may be elected one way, and others another. Again, if some
magistrates are elected either by vote or lot of all the citizens, or by the
vote of some and the lot of some, or some one way and some another; that is to
say, some by the vote of all, others by the lot of all, there will then be
twelve different methods of electing the magistrates, without blending the two
together. Of these there are two adapted to a democracy; namely, to have all
the magistrates chosen out of all the people, either by vote or lot, or both;
that is to say, some of them by lot, some by vote. In a free state the whole
community should not elect at the same time, but some out of the whole, or out
of some particular rank; and this either by lot, or vote, or both: and they
should elect either out of the whole community, or out of some particular
persons in it, and this both by lot and vote. In an oligarchy it is proper to
choose some magistrates out of the whole body of the citizens, some by vote,
some by lot, others by both: by lot is most correspondent to that form of
government. In a free aristocracy, some magistrates [1300b] should be chosen
out of the community in general, others out of a particular rank, or these by
choice, those by lot. In a pure oligarchy, the magistrates should be chosen out
of certain ranks, and by certain persons, and some of those by lot, others by
both methods; but to choose them out of the whole community is not
correspondent to the nature of this government. It is proper in an aristocracy
for the whole community to elect their magistrates out of particular persons,
and this by vote. These then are all the different ways of electing of
magistrates; and they have been allotted according to the nature of the
different communities; but what mode of proceeding is proper for different communities,
or how the offices ought to be established, or with what powers shall be
particularly explained. I mean by the powers of a magistrate, what should be
his particular province, as the management of the finances or the laws of the
state; for different magistrates have different powers, as that of the general
of the army differs from the clerk of the market.
Of the three parts of
which a government is formed, we now come to consider the judicial; and this
also we shall divide in the same manner as we did the magisterial, into three
parts. Of whom the judges shall consist, and for what causes, and how. When I
say of whom, I mean whether they shall be the whole people, or some
particulars; by for what causes I mean, how many different courts shall be
appointed; by how, whether they shall be elected by vote or lot. Let us first
determine how many different courts there ought to be. Now these are eight. The
first of these is the court of inspection over the behaviour of the magistrates
when they have quitted their office; the second is to punish those who have
injured the public; the third is to take cognisance of those causes in which
the state is a party; the fourth is to decide between magistrates and private
persons, who appeal from a fine laid upon them; the fifth is to determine
disputes which may arise concerning contracts of great value; the sixth is to
judge between foreigners, and of murders, of which there are different species;
and these may all be tried by the same judges or by different ones; for there
are murders of malice prepense and of chance-medley; there is also justifiable
homicide, where the fact is admitted, and the legality of it disputed.
There is also another
court called at Athens the Court of Phreattae, which determines points relating
to a murder committed by one who has run away, to decide whether he shall
return; though such an affair happens but seldom, and in very large cities; the
seventh, to determine causes wherein strangers are concerned, and this whether
they are between stranger and stranger or between a stranger and a citizen. The
eighth and last is for small actions, from one to five drachma's, or a little
more; for these ought also to be legally determined, but not to be brought
before the whole body of the judges. But without entering into any particulars
concerning actions for murder, and those wherein strangers are the parties, let
us particularly treat of those courts which have the jurisdiction of those
matters which more particularly relate to the affairs of the community and
which if not well conducted occasion seditions and commotions in the state.
Now, of necessity, either all persons must have a right to judge of all these
different causes, appointed for that purpose, either by vote or lot, or all of
all, some of them by vote, and others by lot, or in some causes by vote, in
others by lot. Thus there will be four sorts of judges. There [1301a] will be
just the same number also if they are chosen out of part of the people only;
for either all the judges must be chosen out of that part either by vote or
lot, or some by lot and some by vote, or the judges in particular causes must
be chosen some by vote, others by lot; by which means there will be the same
number of them also as was mentioned. Besides, different judges may be joined
together; I mean those who are chosen out of the whole people or part of them
or both; so that all three may sit together in the same court, and this either
by vote, lot, or both. And thus much for the different sorts of judges. Of
these appointments that which admits all the community to be judges in all
causes is most suitable to a democracy; the second, which appoints that certain
persons shall judge all causes, to an oligarchy; the third, which appoints the
whole community to be judges in some causes, but particular persons in others,
to an aristocracy or free state.
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